Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME | — | GREENWOOD VILLAGE, CO | RECORD KEEPER | $31K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | — | SAN DIEGO, CA | BROKER/ADVISOR | $0 | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Identity of Issue, Borrower Maturity Date, Rate of Interest, Current Interest Lessor or Similar Party Collateral, Par or Maturity Value ALGER CAPITAL APPRECIATION INSTL 1 Mutual Fund | — | — | — | $1.8M | 14.8% | |
| EMPOWER S&P 500 INDEX FUND INV Mutual Fund | — | — | — | $1.5M | 12.8% | |
| FEDERATED HERMES GOVT OBL ADVISOR Mutual Fund | — | — | — | $770K | 6.4% | |
| EMPOWER T ROWE PRICE MDCP GR FUND INVMXTRP Mutual Fund | — | — |
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, L.L.C | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $9K | — |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | OTHER | $2K | — |
| — |
| $703K |
| 5.8% |
| METROPOLITAN WEST TOTAL RETURN BOND M Mutual Fund | — | — | — | $599K | 5.0% |
| PUTNAM LARGE CAP VALUE R6 Mutual Fund | — | — | — | $560K | 4.6% |
| EMPOWER SHORT DURATION BOND FUND INV Mutual Fund | — | — | — | $546K | 4.5% |
| T. ROWE PRICE 2050 R Mutual Fund | — | — | — | $456K | 3.8% |
| AMERICAN FUNDS EUROPACIFIC GR R3 Mutual Fund | — | — | — | $395K | 3.3% |
| T. ROWE PRICE 2035 R Mutual Fund | — | — | — | $340K | 2.8% |
| EMPOWER MODERATE PROFILE FUND INV Mutual Fund | — | — | — | $326K | 2.7% |
| FIDELITY INTERNATIONAL INDEX Mutual Fund | — | — | — | $318K | 2.6% |
| T. ROWE PRICE 2040 R Mutual Fund | — | — | — | $287K | 2.4% |
| T. ROWE PRICE 2055 R Mutual Fund | — | — | — | $284K | 2.3% |
| EMPOWER MOD AGGR PROFILE FUND INV Mutual Fund | — | — | — | $265K | 2.2% |
| T. ROWE PRICE 2045 R Mutual Fund | — | — | — | $235K | 1.9% |
| T. ROWE PRICE 2030 R Mutual Fund | — | — | — | $233K | 1.9% |
| EMPOWER AGGRESSIVE PROFILE FUND INV Mutual Fund | — | — | — | $215K | 1.8% |
| CARILLON EAGLE SMALL CAP GROWTH A Mutual Fund | — | — | — | $203K | 1.7% |
| COLUMBIA OVERSEAS VALUE INSTITUTIONAL 3 Mutual Fund | — | — | — | $188K | 1.6% |
| FIDELITY MID CAP INDEX Mutual Fund | — | — | — | $179K | 1.5% |
| DFA US TARGETED VALUE INSTITUTIONAL Mutual Fund | — | — | — | $176K | 1.5% |
| EMPOWER US GOVT SECURITIES FUND INV Mutual Fund | — | — | — | $163K | 1.3% |
| EMPOWER MOD CONS PROFILE FUND INV Mutual Fund | — | — | — | $145K | 1.2% |
| FIDELITY EMERGING MARKETS INDEX Mutual Fund | — | — | — | $142K | 1.2% |
| MFS BLENDED RESEARCH MID CAP EQUITY R6 Mutual Fund 28 PIMCO REAL RETURN ADMIN Mutual Fund | — | — | — | $138K | 1.1% |
| T. ROWE PRICE DIVIDEND GROWTH ADV Mutual Fund | — | — | — | $120K | 1.0% |
| EMPOWER SECUREFOUNDATION BALANCED Mutual Fund | — | — | — | $109K | 0.9% |
| T. ROWE PRICE 2015 R Mutual Fund | — | — | — | $96K | 0.8% |
| FIDELITY SMALL CAP INDEX Mutual Fund | — | — | — | $81K | 0.7% |
| LORD ABBETT HIGH YIELD R4 Mutual Fund | — | — | — | $67K | 0.6% |
| T. ROWE PRICE 2020 R Mutual Fund | — | — | — | $4K | <0.1% |
