Original filing (PDF)20250811131430NAL0003971699001

S.J. SMITH CO., INC.

Name: S.J. SMITH CO., INC. — S.J. SMITH CO., INC. EMPLOYEES' PROFIT SHARING 401(K) PLAN, Form 5500 (2023)
Creator: S.J. SMITH CO., INC.

Form 5500

FILING_RECEIVED

S.J. SMITH CO., INC. EMPLOYEES' PROFIT SHARING 401(K) PLAN

401(k) retirement plan

Active participants

145

Accounts w/ balance

157

Plan assets (EOY)

$13.8M

Net assets (EOY)

$13.8M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for S.J. SMITH CO., INC..

Plan sponsor

Name

S.J. SMITH CO., INC.

EIN

42-0842910

Address

3707 W RIVER DR · DAVENPORT, IA · 528022411

Phone

(563) 324-5237

Industry

Wholesale Tradesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-11-01

Tax period

2024-10-31

Filed

2025-08-11

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$13K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
SAGEVIEW ADVISORY GROUP, LLC	—	IRVINE, CA	INVESTMENT ADVISOR	$34K	—
SAGEVIEW ADVISORY GROUP, LLC	—	IRVINE, CO	INVESTMENT MANAGEMENT	$8K	—

Investments

1 pooled fund· $801K(6% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Investment	Type	Current value	% of plan
PUTNAM LARGE CAP VALUE TRUST IA PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 001	Common Collective Trust	$801K	5.8%

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