Kimberly Hauge signed Pathward, National Association's 2023 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Pathward, National Association's EIN is 42-0747941.
Download the official 2023 Form 5500 (PDF) for Pathward, National Association from the U.S. Department of Labor's EFAST2 system.
Download the official 2023 Form 5500 (PDF)Pathward, National Association's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $272K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STIFEL NICOLAUS & COMPANY INC | 43-0538770 | — | INVESTMENT ADVISORY | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| American Funds Service Company Am Fds Target Date Rtm 2035 R6 Fund | Mutual Funds | — | — | $15.0M | 9.9% | |
| American Funds Service Company Am Fds Target Date Rtm 2045 R6 Fund | Mutual Funds | — | — | $13.4M | 8.9% | |
| American Funds Service Company Am Fds Target Date Rtm 2040 R6 Fund | Mutual Funds | — | — | $13.4M | 8.9% | |
| American Funds Service Company Am Fds Target Date Rtm 2050 R6 Fund | Mutual Funds | — | — | $11.9M | 7.9% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $11.1M | 7.3% | |
| American Funds Service Company Am Fds Target Date Rtm 2030 R6 Fund | Mutual Funds | — | — | $10.9M | 7.2% | |
| American Funds Service Company Am Fds Target Date Rtm 2055 R6 Fund | Mutual Funds | — | — | $9.1M | 6.0% | |
| American Funds Service Company Am Fds Target Date Rtm 2025 R6 Fund | Mutual Funds | — | — | $7.0M | 4.6% | |
| BlackRock Liquidity FedFund Institutional Fund | Other securities | — | — | $5.8M | 3.8% | |
| American Funds Service Company Am Fds Target Date Rtm 2060 R6 Fund | Mutual Funds | — | — | $5.2M | 3.4% | |
| BNYM Dynamic Value Y Fund | Other securities | — | — | $4.1M | 2.7% | |
| Principal Funds Inc. Principal MidCap R6 Fund | Common Stocks | — | — | $3.7M | 2.5% | |
| Principal Life Insurance Company Principal SmCapt S&P 600 Idx Sep ACCT | Pooled Separate Accounts | — | — | $3.4M | 2.3% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $3.4M | 2.3% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $3.3M | 2.2% | |
| MFS Investment Management MFS International Intrinsic Value R6 Fund | Mutual Funds | — | — | $2.3M | 1.5% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $2.1M | 1.4% | |
| Vanguard Group Vanguard International Growth Fund | Mutual Funds | — | — | $2.0M | 1.3% | |
| Janus International Holdings, LLC Janus Henderson Triton N Fund | Mutual Funds | — | — | $1.9M | 1.3% | |
| American Funds Service Company Am Fds Target Date Rtm 2020 R6 Fund | Mutual Funds | — | — | $1.9M | 1.3% | |
| Notes Receivable * Notes receivable from participants 3.25% to 8.50% due through May 2037 | Bonds / Notes | — | — | $1.8M | 1.2% | |
| Nuveen Midcap Value R6 Fund | Mutual Funds | — | — | $1.8M | 1.2% | |
| PIMCO Funds PIMCO Income Institutional Fund | Mutual Funds | — | — | $1.7M | 1.1% | |
| American Funds Service Company Am Fds Target Date Rtm 2065 R6 Fund | Mutual Funds | — | — | $1.5M | 1.0% | |
| Calvert Funds Calvert US Lg Cap Responsible Index R6 Fund | Other securities | — | — | $1.5M | 1.0% | |
| Delaware Investments Delaware Small Cap Value R6 Fund | Other securities | — | — | $1.3M | 0.8% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $979K | 0.6% | |
| American Funds Service Company American Funds New World R6 Fund | Mutual Funds | — | — | $832K | 0.6% | |
| American Funds Service Company Am Fds Target Date Rtm 2015 R6 Fund | Mutual Funds | — | — | $690K | 0.5% | |
| Franklin Templeton Brandywine Global Corporate Credit Fund | Mutual Funds | — | — | $675K | 0.4% | |
| BlackRock ISHS US Agg Bd Index Inv K Fund | Other securities | — | — | $643K | 0.4% | |
| Nuveen AM International Equity Ind Inst Fund | Mutual Funds | — | — | $562K | 0.4% | |
| American Funds Service Company Am Fds Target Date Rtm 2010 R6 Fund | Mutual Funds | — | — | $547K | 0.4% | |
| Nuveen AM Emerging Market Equity Ind Inst Fund | Mutual Funds | — | — | $171K | 0.1% | |
| JP Morgan JP Morgan Large Cap Gr R6 | Other securities | — | — | $9K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| RAYMOND JAMES & ASSOCIATES, INC. |
| 59-1237041 |
| — |
| INVESTMENT ADVISORY |
| $0 |
| — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
