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Original filing (PDF)20250929120254NAL0015154291001
RSM US, LLP
Form 5500
FILING_RECEIVED
THE RSM US LLP RETIREMENT PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
14,521
Accounts w/ balance
21,356
Plan assets (EOY)
$3.4B
Net assets (EOY)
$3.4B
How this plan invests
This plan
14 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RSM US, LLP.
Plan sponsor
Name
RSM US, LLP
EIN
42-0714325
Address
4650 E 53RD STREET · DAVENPORT, IA · 52807
Phone
(563) 333-2220
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $953K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $422K | — |
| NORTHERN TRUST | 36-1561860 | — | CONSULTANT | $165K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS | 44-0160260 | — | ACCOUNTANT/AUDITOR | $36K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
14 direct securities · 14 pooled funds· $3.3B(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.9B
14 holdings
Common Collective Trust
$1.4B
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund Institutional Plus Mutual Fund | — | — | — | $716.2M | 21.2% | |
| Brokeragelink Self-Directed Brokerage | — | — | — | $501.9M | 14.9% | |
| Vanguard Diversified Equity Fund Investor Mutual Fund | — | — | — | $320.2M | 9.5% | |
| VANGUARD TARGET 2050 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083969 / PN 001 | Common Collective Trust | — | — | $202.4M | 6.0% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $202.1M | 6.0% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | — | $180.5M | 5.3% | |
| VANGUARD TARGET 2060 VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799212 / PN 001 | Common Collective Trust | — | — | $164.9M | 4.9% | |
| VANGUARD TARGET 2040 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083975 / PN 001 | Common Collective Trust | — | — | $149.1M | 4.4% | |
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $143.7M | 4.3% | |
| VANGUARD TARGET 2030 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $129.7M | 3.8% | |
| American Funds Europacific Growth R6 Mutual Fund | — | — | — | $79.5M | 2.4% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $74.1M | 2.2% | |
| American Funds Bond Fund of America R6 Mutual Fund | — | — | — | $72.7M | 2.2% | |
| Managed Income Portfolio II CL 4 Collective Investment Trust | — | — | — | $61.3M | 1.8% | |
| MIP II CL 4 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 025 | Common Collective Trust | — | — | $61.3M | 1.8% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | — | $49.7M | 1.5% | |
| Vanguard Total International Stock Index Fund Mutual Fund | — | — | — | $47.6M | 1.4% | |
| American Funds New Perspective Fund Class R6 Mutual Fund | — | — | — | $43.3M | 1.3% | |
| Vanguard Total Bond Market Mutual Fund | — | — | — | $42.4M | 1.3% | |
| VANGUARD TARGET 2020 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | — | $27.5M | 0.8% | |
| Notes Receivable From Participants Maturing 2025 to 2040 interest rates of 4.25% to 9.75% | — | — | — | $23.1M | 0.7% | |
| Vanguard Total World Stock Index Fund Admiral Mutual Fund | — | — | — | $16.8M | 0.5% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $15.9M | 0.5% | |
| Fidelity Strategic Real Return K6 Mutual Fund | — | — | — | $5.9M | 0.2% | |
| Vanguard Federal Money Market Fund Mutual Fund | — | — | — | $4.2M | 0.1% | |
| Fidelity Government Cash Reserves Mutual Fund | — | — | — | $1.7M | <0.1% | |
| VANGUARD TARGET 2070 VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7035538 / PN 001 | Common Collective Trust | — | — | $1.4M | <0.1% | |
| VANGUARD TARGET 2070 VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6095930 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |