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Original filing (PDF)20250915121836NAL0002956002001
WILLIAM PENN UNIVERSITY
Form 5500
FILING_RECEIVED
WILLIAM PENN UNIVERSITY 403(B) DC PLAN
403(b) retirement plan
Signals · 2
28% in single holdingNo recordkeeper disclosed
Active participants
165
Accounts w/ balance
408
Plan assets (EOY)
$28.2M
Net assets (EOY)
$28.2M
How this plan invests
This plan
1 pooled trust
Schedule D
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "TIAA-CREF TIAA Traditional Non Benefit Responsive" is 28% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WILLIAM PENN UNIVERSITY.
Plan sponsor
Name
WILLIAM PENN UNIVERSITY
EIN
42-0707120
Address
201 TRUEBLOOD AVENUE · OSKALOOSA, IA · 525771799
Phone
(641) 673-1038
Industry
Educational Servicessee all
Plan administrator
Name
PENTEGRA SERVICES, INC.
EIN
13-3745616
City
WHITE PLAINS, NY
Phone
(844) 367-2848
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-15
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
FORGE FINANCIAL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA SERVICES, INC. | 13-3745616 | WHITE PLAINS, NY | NONE | $26K | — |
| TWO WEST CAPITAL ADVISORS | 27-3055170 | LAWRENCE, KS | NONE | $21K | — |
| TIAA | 13-1625420 | NEW YORK, NY | NONE | $10K | — |
Investments
46 direct securities · 1 pooled fund· $28.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.8M
46 holdings
Pooled Separate Account
$369K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA-CREF TIAA Traditional Non Benefit Responsive | — | — | $5.5M | $8.0M | 28.4% | |
| TIAA-CREF CREF Stock R1 | — | — | $1.7M | $5.6M | 20.0% | |
| TIAA-CREF State Street Equity 500 Index K | — | — | $1.8M | $2.6M | 9.2% | |
| TIAA-CREF TIAA Access Nuv LgCp Res Eq T4 750 * TIAA-CREF Nuveen Internatl Eq Idx R6 | — | — | $2.0M | $2.3M | 8.1% | |
| TIAA-CREF CREF Growth R1 | — | — | $242K | $1.6M | 5.7% | |
| TIAA-CREF TIAA Traditional Benefit Responsive 2 | — | — | $1.2M | $1.4M | 4.9% | |
| TIAA-CREF CREF Global Equities R1 | — | — | $367K | $916K | 3.3% | |
| TIAA-CREF CREF Equity Index R1 | — | — | $133K | $652K | 2.3% | |
| TIAA-CREF State Street Sm Md Cp Eq Ids K | — | — | $571K | $638K | 2.3% | |
| TIAA-CREF DFA LTIP Port Institutional | — | — | $799K | $525K | 1.9% | |
| TIAA-CREF Vanguard Small-Cap Val Idx Adm 338 * TIAA-CREF Vanguard Ttl Intl Bnd Idx Adm | — | — | $521K | $485K | 1.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $289K | $369K | 1.3% | |
| TIAA-CREF CREF Core Bond R1 | — | — | $267K | $340K | 1.2% | |
| TIAA-CREF CREF Social Choice R1 | — | — | $152K | $310K | 1.1% | |
| TIAA-CREF State Street Aggregate Bnd Idx K | — | — | $312K | $282K | 1.0% | |
| TIAA-CREF CREF Inflation-Linked Bond R1 | — | — | $183K | $254K | 0.9% | |
| TIAA-CREF CREF Money Market R1 | — | — | $216K | $246K | 0.9% | |
| TIAA-CREF Schwab S&P 500 Index Fund | — | — | $157K | $197K | 0.7% | |
| TIAA-CREF TIAA Access Intl Equity T4 | — | — | $142K | $183K | 0.7% | |
| TIAA-CREF Vanguard Federal Money Mkt Inv | — | — | $132K | $132K | 0.5% | |
| TIAA-CREF TIAA Access Mid-Cap Val T4 | — | — | $70K | $123K | 0.4% | |
| TIAA-CREF Vanguard Growth Index Adm | — | — | $86K | $120K | 0.4% | |
| TIAA-CREF TIAA Access Lg-Cap Val T4 | — | — | $48K | $92K | 0.3% | |
| TIAA-CREF Vanguard Value Index Adm | — | — | $70K | $91K | 0.3% | |
| TIAA-CREF TIAA Access Sm-Cap Bl Idx T4 | — | — | $60K | $90K | 0.3% | |
| TIAA-CREF TIAA Access Nuv Core Equity T4 | — | — | $28K | $79K | 0.3% | |
| TIAA-CREF TIAA Access Bond Plus T4 | — | — | $75K | $77K | 0.3% | |
| TIAA-CREF TIAA Traditional Benefit Responsive | — | — | $49K | $74K | 0.3% | |
| TIAA-CREF TIAA Traditional Non Benefit Responsive 2 | — | — | $54K | $71K | 0.3% | |
| TIAA-CREF TIAA Access Real Est Secs T4 | — | — | $46K | $60K | 0.2% | |
| TIAA-CREF Vanguard Short-Term Bd Idx Adm | — | — | $59K | $57K | 0.2% | |
| TIAA-CREF TIAA Access Lifecycle 2030 T4 | — | — | $34K | $45K | 0.2% | |
| TIAA-CREF TIAA Stable Value | — | — | $38K | $41K | 0.1% | |
| TIAA-CREF Vanguard Small-Cap Grw Idx Adm | — | — | $27K | $31K | 0.1% | |
| TIAA-CREF TIAA Access Lifecycle 2040 T4 | — | — | $13K | $25K | <0.1% | |
| TIAA-CREF TIAA Access Quant Sml Cp Eq T4 | — | — | $10K | $22K | <0.1% | |
| TIAA-CREF Vanguard Ttl Stk Idx Adm | — | — | $20K | $20K | <0.1% | |
| TIAA-CREF TIAA Access Lifecycle 2050 T4 | — | — | $7K | $16K | <0.1% | |
| TIAA-CREF Vanguard FTSE Social Index Adm | — | — | $13K | $13K | <0.1% | |
| TIAA-CREF TIAA Access Lifecycle 2045 T4 | — | — | $4K | $8K | <0.1% | |
| TIAA-CREF TIAA Access Mid-Cap Gr T4 | — | — | $4K | $7K | <0.1% | |
| TIAA-CREF Vanguard Small-Cap Idx Adm | — | — | $6K | $7K | <0.1% | |
| TIAA-CREF Vanguard Emr Mkts Stk Idx Adm | — | — | $6K | $7K | <0.1% | |
| TIAA-CREF TIAA Access Lg-Cap Gr T4 | — | — | $2K | $6K | <0.1% | |
| TIAA-CREF TIAA Access Lifecycle 2010 T4 | — | — | $1K | $2K | <0.1% | |
| TIAA-CREF TIAA Access Equity Index T4 417 | — | — | — | $1K | <0.1% | |
| TIAA-CREF TIAA Access Lfcyle Rtmt Inc T4 688 | — | — | — | $1K | <0.1% |