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Original filing (PDF)20250821162243NAL0008564898001
CLARKE UNIVERSITY
Form 5500
FILING_RECEIVED
CLARKE UNIVERSITY RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
189
Accounts w/ balance
485
Plan assets (EOY)
$40.4M
Net assets (EOY)
$40.4M
How this plan invests
This plan
1 pooled trust
Schedule D
60 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (16 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLARKE UNIVERSITY.
Plan sponsor
Name
CLARKE UNIVERSITY
EIN
42-0680408
Address
1550 CLARKE DRIVE · DUBUQUE, IA · 520013117
Phone
(563) 588-6315
Industry
Educational Servicessee all
Plan administrator
Name
PENTEGRA SERICES, INC
EIN
13-3745616
City
WHITE PLAINS, NY
Phone
(844) 367-2848
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-21
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
Audit & trust (Schedule H)
Auditor
COULTER & JUSTUS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TWO WEST CAPITAL ADVISORS | 27-3055170 | LAWRENCE, KS | NONE | $26K | — |
| TIAA TEACHERS INSURANCE & ANNUITY A | 13-1624203 | NEW YORK, NY | NONE | $19K | — |
| PENTEGRA SERVICES, INC. | 13-3745616 | WHITE PLAINS, NY | NONE | $14K | — |
| COULTER & JUSTICE | 62-1532536 | KNOXVILLE, TN | NONE | $7K | — |
Investments
59 direct securities · 1 pooled fund· $40.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$39.8M
59 holdings
Pooled Separate Account
$610K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF Stock R1 (1) | — | — | — | $6.8M | 16.9% | |
| TIAA Traditional Non Benefit Responsive (1) | — | — | — | $6.3M | 15.6% | |
| State Street State Street Equity 500 Indx K (1) | — | — | — | $4.5M | 11.1% | |
| TIAA-CREF Nuveen Internatl Eq Idx R6 (1) | — | — | — | $4.0M | 9.9% | |
| TIAA Traditional Benefit Responsive 2 (1) | — | — | — | $2.9M | 7.3% | |
| CREF Global Equities R1 (1) | — | — | — | $1.6M | 4.0% | |
| CREF Growth R1 (1) | — | — | — | $1.5M | 3.7% | |
| Schwab S&P 500 Index Fund (1) | — | — | — | $1.3M | 3.3% | |
| CREF Money Market R1 (1) | — | — | — | $1.3M | 3.2% | |
| State Street State Street Sm Md Cp Eq Idx K (1) | — | — | — | $1.1M | 2.7% | |
| DFA LTIP Port Institutional (1) | — | — | — | $850K | 2.1% | |
| Vanguard Ttl Intl Bnd Idx Adm (1) | — | — | — | $841K | 2.1% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $610K | 1.5% | |
| CREF Social Choice R1 (1) | — | — | — | $596K | 1.5% | |
| CREF Equity Index R1 (1) | — | — | — | $563K | 1.4% | |
| CREF Core Bond R1 (1) | — | — | — | $499K | 1.2% | |
| State Street State Street Aggrgte Bnd Idx K (1) | — | — | — | $484K | 1.2% | |
| TIAA Access Nuv LifCyc 2045 T4 (1) | — | — | — | $368K | 0.9% | |
| TIAA Traditional Benefit Responsive (1) | — | — | — | $307K | 0.8% | |
| TIAA Access Nuv LifCyc 2050 T4 (1) | — | — | — | $252K | 0.6% | |
| TIAA Access Nuv LifCyc 2010 T4 (1) 581 *TIAA TIAA Access Nuv LifCyc 2015 T4 (1) | — | — | — | $247K | 0.6% | |
| TIAA Access Nuv LifCyc 2040 T4 (1) | — | — | — | $242K | 0.6% | |
| TIAA Access Nuv Lrg Cap Gr T4 (1) | — | — | — | $224K | 0.6% | |
| TIAA Access Nuv Intl Equity T4 (1) | — | — | — | $216K | 0.5% | |
| TIAA Access Nuv LifCyc 2035 T4 (1) | — | — | — | $207K | 0.5% | |
| CREF Inflation-Linked Bond R1 (1) | — | — | — | $193K | 0.5% | |
| TIAA Access Nuv Lrg Cap Val T4 (1) | — | — | — | $175K | 0.4% | |
| Vanguard Value Index Adm (1) | — | — | — | $168K | 0.4% | |
| TIAA Access Nuv LifCyc 2030 T4 (1) | — | — | — | $164K | 0.4% | |
| TIAA Traditional Non Benefit Responsive 2 (1) | — | — | — | $129K | 0.3% | |
| TIAA Access Nuv Core Pl Bd T4 (1) | — | — | — | $125K | 0.3% | |
| Vanguard Extended Mkt Idx Adm (1) | — | — | — | $117K | 0.3% | |
| TIAA Access Nuv Sm Cp Bl Ix T4 (1) | — | — | — | $105K | 0.3% | |
| TIAA Access Nuv LifCyc 2025 T4 (1) | — | — | — | $103K | 0.3% | |
| Vanguard Growth Index Adm (1) | — | — | — | $100K | 0.2% | |
| TIAA Access Nuv Mid Cap Val T4 (1) | — | — | — | $91K | 0.2% | |
| Vanguard FTSE Social Index Adm (1) | — | — | — | $86K | 0.2% | |
| Vanguard Ttl Intl Stk Idx Adm (1) | — | — | — | $85K | 0.2% | |
| TIAA Access Nuv LifCyc 2020 T4 (1) | — | — | — | $83K | 0.2% | |
| TIAA Access Nuv Rlestsecsel T4 (1) | — | — | — | $83K | 0.2% | |
| TIAA Access Nuv Mid Cap Grw T4 (1) | — | — | — | $72K | 0.2% | |
| Vanguard Federal Money Mkt Inv (1) | — | — | — | $69K | 0.2% | |
| TIAA Access Nuv Qt Sm Cp Eq T4 (1) | — | — | — | $64K | 0.2% | |
| Vanguard Small-Cap Grw Idx Adm (1) | — | — | — | $60K | 0.1% | |
| Vanguard Small-Cap Idx Adm (1) | — | — | — | $53K | 0.1% | |
| Vanguard Emr Mkts Stk Idx Adm (1) | — | — | — | $49K | 0.1% | |
| TIAA Access Nuv Lgcp Res Eq T4 (1) | — | — | — | $49K | 0.1% | |
| TIAA Access Nuv Core Equity T4 (1) | — | — | — | $45K | 0.1% | |
| TIAA Stable Value (1) | — | — | — | $42K | 0.1% | |
| Vanguard Short-Trm Bd Idx Adm (1) | — | — | — | $29K | <0.1% | |
| BlackRock US Total Bond Ix K (1) | — | — | — | $27K | <0.1% | |
| Vanguard Real Estate Idx Adm (1) | — | — | — | $20K | <0.1% | |
| BlackRock iShares Russell Mid Cap Idx K (1) | — | — | — | $18K | <0.1% | |
| TIAA Access Nuv LfCy Rt Inc T4 (1) | — | — | — | $14K | <0.1% | |
| Vanguard Small-Cap Val Idx Adm (1) | — | — | — | $12K | <0.1% | |
| TIAA Access Nuv Equity Idx T4 (1) | — | — | — | $10K | <0.1% | |
| TIAA Access Nuv LifCyc 2055 T4 (1) | — | — | — | $9K | <0.1% | |
| TIAA-CREF Nuveen Real Est Sec Sel R6 (1) | — | — | — | $5K | <0.1% | |
| DFA Inflation ProtSecPortInst (1) | — | — | — | $5K | <0.1% | |
| TIAA-CREF Nuveen S&P 500 Index R6 (1) | — | — | — | $1K | <0.1% |