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Original filing (PDF)20251015170641NAL0002793859001
A. Y. MCDONALD INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
A. Y. MCDONALD INDUSTRIES, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
34% in single holding
Active participants
1,282
Accounts w/ balance
1,603
Plan assets (EOY)
$129.3M
Net assets (EOY)
$129.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
4 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: CAPITAL GROUP EUROPACIFIC GROWTH (no filing on disk)]" is 34% of plan.
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A. Y. MCDONALD INDUSTRIES, INC..
Plan sponsor
Name
A. Y. MCDONALD INDUSTRIES, INC.
EIN
42-0404280
Address
4800 CHAVENELLE ROAD · DUBUQUE, IA · 52002
Phone
(563) 583-7311
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HONKAMP,P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | — | CHICAGO, IL | INVESTMENT ADVISOR | $34K | — |
| HONKAMP KRUEGER & CO PC | — | DUBUQUE, IA | INVESTMENT ADVISOR | $24K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BRIAN J KALLBACK DBA VINE & FIG TRE | — | DUBUQUE, IA | OTHER | $7K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $559 | — |
Investments
4 pooled funds· $12.0M(9% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$7.8M
3 holdings
Pooled Separate Account
$4.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CAPITAL GROUP EUROPACIFIC GROWTH AMERICAN FUNDS · EIN 95-6597294 / PN 000 | Pooled Separate Account | — | — | $4.1M | 3.2% | |
| CONESTOGA SMALL CAP GROWTH CLLCTV A COMERICA BANK · EIN 82-6178890 / PN 001 | Common Collective Trust | — | — | $3.4M | 2.7% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $2.9M | 2.3% | |
| COHEN AND STEERS U.S. REALTY CLASS COHEN AND STEERS REALTY SHARES · EIN 47-1211722 / PN 003 | Common Collective Trust | — | — | $1.5M | 1.2% |