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Original filing (PDF)20251001144230NAL0031886658001
AGSTATE
Form 5500
FILING_RECEIVED
UBG 401(K) - AGSTATE
401(k) retirement plan
Active participants
200
Accounts w/ balance
179
Plan assets (EOY)
$14.0M
Net assets (EOY)
$14.0M
How this plan invests
This plan
17 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (13 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AGSTATE.
Plan sponsor
Name
AGSTATE
EIN
42-0243900
Address
P.O. BOX 38 · ALBERT CITY, IA · 50510
Phone
(712) 843-2291
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
030
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INTELLICENTS INVESTMENT SOLUTIONS I | — | ALBERT LEA, MN | INVESTMENT ADVISOR | $5K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UNITED BENEFITS GROUP | — | KANSAS CITY, MO | CONTRACT ADMIN | $14K | — |
Investments
23 direct securities · 17 pooled funds· $14.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.3M
23 holdings
Common Collective Trust
$5.7M
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Intellicents Moderately Aggressive CIF Collective Trust Fund N/A | — | — | — | $2.5M | 18.0% | |
| BLACKROCK LIFEPATH INDEX 2035 FUND GREAT GRAY · EIN 26-3770263 / PN 052 | Common Collective Trust | — | — | $1.8M | 12.7% | |
| EI Fixed Account - Series Class I Fixed Annuity N/A | — | — | — | $1.8M | 12.5% | |
| Fidelity 500 Index Mutual Fund N/A | — | — | — | $1.3M | 9.0% | |
| BLACKROCK LIFEPATH INDEX RETIREMENT GREAT GRAY · EIN 26-3773846 / PN 057 | Common Collective Trust | — | — | $786K | 5.6% | |
| BLACKROCK LIFEPATH INDEX 2045 FUND GREAT GRAY · EIN 26-3770058 / PN 050 | Common Collective Trust | — | — | $625K | 4.5% | |
| INTELLICENTS MODERATE CIF ALTA TRUST · EIN 86-3956341 / PN 001 | Common Collective Trust | — | — | $546K | 3.9% | |
| BLACKROCK LIFEPATH INDEX 2050 FUND GREAT GRAY · EIN 26-3763061 / PN 049 | Common Collective Trust | — | — | $444K | 3.2% | |
| INTELLICENTS MODERATELY CONSERVATIV ALTA TRUST · EIN 86-3883297 / PN 001 | Common Collective Trust | — | — | $437K | 3.1% | |
| Fidelity Mid Cap Index Mutual Fund N/A | — | — | — | $417K | 3.0% | |
| Fidelity Large Cap Growth Index Mutual Fund N/A | — | — | — | $393K | 2.8% | |
| T. Rowe Price New Horizons I Mutual Fund N/A | — | — | — | $359K | 2.6% | |
| Fidelity Large Cap Value Index Mutual Fund N/A | — | — | — | $301K | 2.1% | |
| BLACKROCK LIFEPATH INDEX 2055 FUND GREAT GRAY · EIN 46-3302432 / PN 078 | Common Collective Trust | — | — | $220K | 1.6% | |
| BLACKROCK LIFEPATH INDEX 2040 FUND GREAT GRAY · EIN 26-3770208 / PN 051 | Common Collective Trust | — | — | $217K | 1.5% | |
| Fidelity Mid Cap Value Index Mutual Fund N/A | — | — | — | $206K | 1.5% | |
| MFS International Diversification Mutual Fund N/A | — | — | — | $203K | 1.4% | |
| BLACKROCK TOTAL RETURN BOND CL 6 GREAT GRAY · EIN 82-2941483 / PN 264 | Common Collective Trust | — | — | $197K | 1.4% | |
| Intellicents Aggressive CIF Collective Trust Fund N/A | — | — | — | $194K | 1.4% | |
| BLACKROCK LIFEPATH INDEX 2060 FUND GREAT GRAY · EIN 47-2700166 / PN 058 | Common Collective Trust | — | — | $178K | 1.3% | |
| Fidelity Small Cap Growth Index Mutual Fund N/A | — | — | — | $162K | 1.2% | |
| SMALL CAP VALUE FUND II FEE CLASS R GREAT GRAY · EIN 38-4126250 / PN 001 | Common Collective Trust | — | — | $131K | 0.9% | |
| Notes Receivable from Participants Maturing 2025-2029 at interest rates of 4.50 - 9.50% - | — | — | — | $125K | 0.9% | |
| INTELLICENTS CONSERVATIVE CIF ALTA TRUST · EIN 86-3974282 / PN 001 | Common Collective Trust | — | — | $118K | 0.8% | |
| American Century Emerging Markets Mutual Fund N/A | — | — | — | $98K | 0.7% | |
| Fidelity Small Cap Index Mutual Fund N/A | — | — | — | $85K | 0.6% | |
| PIMCO Income Mutual Fund N/A | — | — | — | $72K | 0.5% | |
| Fidelity Real Estate Index Institutional Mutual Fund N/A | — | — | — | $68K | 0.5% | |
| Blackrock Core Bond K Mutual Fund N/A | — | — | — | $32K | 0.2% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $22K | 0.2% | |
| Fidelity Small Cap Value Index Mutual Fund N/A | — | — | — | $18K | 0.1% | |
| American Century Mid Cap Value R6 Mutual Fund N/A | — | — | — | $15K | 0.1% | |
| Fidelity Inflation Protected Bond Index Mutual Fund N/A | — | — | — | $12K | <0.1% | |
| PIMCO CommoditiesPLUS Strategy Instl Mutual Fund N/A | — | — | — | $10K | <0.1% | |
| BLACKROCK LIFEPATH IDX 2065 FUND FE GREAT GRAY · EIN 38-4126295 / PN 001 | Common Collective Trust | — | — | $8K | <0.1% | |
| Blackrock Technology Opportunities K Mutual Fund N/A | — | — | — | $5K | <0.1% | |
| T. Rowe Price Health Sciences Mutual Fund N/A | — | — | — | $5K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2030 FUND GREAT GRAY · EIN 26-3770302 / PN 053 | Common Collective Trust | — | — | $54 | <0.1% | |
| BLACKROCK MSCI ACWI EX-U.S. INDEX R GREAT GRAY · EIN 81-1950980 / PN 013 | Common Collective Trust | — | — | $34 | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2025 FUND GREAT GRAY · EIN 26-3773730 / PN 054 | Common Collective Trust | — | — | $0 | <0.1% |