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Original filing (PDF)20250702122901NAL0032976386002
FAREWAY STORES, INC.
Form 5500
FILING_RECEIVED
FAREWAY STORES, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
5,926
Accounts w/ balance
7,734
Plan assets (EOY)
$401.4M
Net assets (EOY)
$401.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FAREWAY STORES, INC..
Plan sponsor
Name
FAREWAY STORES, INC.
EIN
42-0240920
Address
8800 NW 62ND AVENUE · JOHNSTON, IA · 50131
Phone
(515) 432-2623
Industry
Supermarkets & Other Grocery Stores· Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-02
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
UHY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $290K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 34-1542810 | — | CONSULTANT | $244K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
| MID ATLANTIC CAPITAL CORPORATION | 25-1409618 | — | SECURITIES BROKER | $0 | — |
Investments
21 direct securities · 2 pooled funds· $401.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$386.3M
21 holdings
Common Collective Trust
$15.1M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Balanced R6 Fund Mutual Funds | — | — | — | $70.1M | 17.5% | |
| Nuveen Large Cap Growth Institutional Fund Mutual Funds | — | — | — | $57.5M | 14.3% | |
| JPMorgan US Value R6 Fund Mutual Funds | — | — | — | $38.8M | 9.7% | |
| Fidelity 500 Index Fund Mutual Funds | — | — | — | $34.5M | 8.6% | |
| MFS International Equity R6 Fund Mutual Funds | — | — | — | $33.9M | 8.4% | |
| Dodge & Cox Income I Fund Mutual Funds | — | — | — | $28.8M | 7.2% | |
| Vanguard LifeStrategy Growth Investment Fund Mutual Funds | — | — | — | $27.0M | 6.7% | |
| TRANSAMERICA RET SOLUTIONS CT TRANSAMERICA RET SOLUTIONS CORP · EIN 04-6784256 / PN 001 | Common Collective Trust | — | — | $15.1M | 3.8% | |
| Fidelity Mid Cap Index Fund Mutual Funds | — | — | — | $13.7M | 3.4% | |
| Baron Discovery Institutional Fund Mutual Funds | — | — | — | $11.2M | 2.8% | |
| American Beacon Small Cap Value R5 Fund Mutual Funds | — | — | — | $11.0M | 2.7% | |
| Vanguard LifeStrategy Moderate Growth Investment Fund Mutual Funds | — | — | — | $10.5M | 2.6% | |
| Fidelity Emerging Markets Fund Mutual Funds | — | — | — | $8.7M | 2.2% | |
| BlackRock Inflation Protected Bond Institutional Fund Mutual Funds | — | — | — | $8.0M | 2.0% | |
| BlackRock High Yield Bond Institutional Fund Mutual Funds | — | — | — | $7.9M | 2.0% | |
| Principal Real Estate Securities Institutional Fund Mutual Funds | — | — | — | $7.1M | 1.8% | |
| Fidelity Small Cap Index Fund Mutual Funds | — | — | — | $6.1M | 1.5% | |
| Participants Notes receivable (4.25% to 10.50%) | — | — | — | $5.5M | 1.4% | |
| Vanguard LifeStrategy Conservative Growth Investment Fund Mutual Funds | — | — | — | $4.4M | 1.1% | |
| Vanguard LifeStrategy Income Investment Fund Mutual Funds | — | — | — | $1.3M | 0.3% | |
| Similar Party Par or Maturity Value * State Street Bank & Trust Co. Cash Reserve Account Money Market Fund | — | — | — | $239K | <0.1% | |
| Principal Life Insurance Company Cash surrender value of life insurance contracts | — | — | — | $32K | <0.1% | |
| MORLEY STABLE VAL FUND CLASS 50 I MORLEY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |