This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LGCAP S&P 500 INDEX SEP ACCT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account |
| — |
| $74.6M |
| $129.8M |
| 30.1% |
| PRIN CORE PLUS BOND SEP ACCT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | $101.9M | $98.9M | 22.9% |
| Registered Inv estment Company * Principal Funds Inc PRIN SHORT-TERM INCOME INST FUND | — | — | $38.1M | $38.3M | 8.9% |
| PRIN BOND MARKET INDEX SEP ACCT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | $34.0M | $33.0M | 7.7% |
| PRIN DIVERS INTL SEP ACCT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | $28.2M | $32.3M | 7.5% |
| Registered Inv estment Company * Principal Funds Inc PRIN HIGH YIELD FUND | — | — | $25.5M | $25.0M | 5.8% |
| Registered Inv estment Company * Principal Funds Inc PRIN INFLATION PROTECTION INST FUND | — | — | $22.4M | $19.3M | 4.5% |
| Prin LgCap S&P 500 Idx SA | Pooled Separate Accounts | — | $32.9M | $18.4M | 4.3% |
| Registered Inv estment Company * Principal Funds Inc PRIN OVERSEAS INST FUND | — | — | $14.8M | $13.4M | 3.1% |
| Registered Inv estment Company * Principal Funds Inc PRIN REAL ESTATE SECURITIES FUND | — | — | $8.1M | $7.5M | 1.7% |
| Registered Inv estment Company * Principal Funds Inc PRIN GLOBAL EMERGING MKT FUND | — | — | $7.8M | $7.3M | 1.7% |
| Registered Inv estment Company * Principal Funds Inc PRIN MIDCAP VALUE I FUND | — | — | $6.3M | $6.1M | 1.4% |
| Registered Inv estment Company * Principal Funds Inc PRIN MIDCAP GROWTH III INST FUND | — | — | $7.2M | $5.7M | 1.3% |
| Registered Inv estment Company * Principal Funds Inc PRIN SMALLCAP VALUE II FUND | — | — | $5.6M | $5.3M | 1.2% |
| Registered Inv estment Company * Principal Funds Inc PRIN SMALLCAP GROWTH I FUND | — | — | $5.6M | $5.3M | 1.2% |
| PRIN INTL SMALLCAP SEP ACCT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 014 | Pooled Separate Account | — | $2.2M | $2.3M | 0.5% |
| Registered Inv estment Company * Principal Funds Inc PRIN DIVERSIFIED REAL ASSET FUND | — | — | $1.7M | $1.7M | 0.4% |
| Schedule is prepared using the alternativ e way of reporting (iii) series transactions under DOL Regulation 2520.103-6(d)(2). | — | — | — | $3K | <0.1% |
