Back to filter
Original filing (PDF)20250616111002NAL0002224946001
FLUSHING BANK
Form 5500
FILING_RECEIVED
FLUSHING BANK 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
482
Accounts w/ balance
686
Plan assets (EOY)
$121.5M
Net assets (EOY)
$121.5M
How this plan invests
This plan
21 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Flushing Financial Corporation" is 27% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FLUSHING BANK.
Plan sponsor
Name
FLUSHING BANK
EIN
41-2231564
Address
220 RXR PLAZA · UNIONDALE, NY · 11556
Phone
(718) 961-5400
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $57K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $55K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO USA P.C. | — | GRAND RAPIDS, MI | AUDITOR | $26K | — |
Investments
27 direct securities · 21 pooled funds· $161.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$113.7M
27 holdings
Common Collective Trust
$32.1M
16 holdings
Pooled Separate Account
$16.2M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Flushing Financial Corporation | — | — | — | $31.7M | 26.1% | |
| Fidelity | — | — | — | $18.4M | 15.1% | |
| Empower Annuity Insurance Company | — | — | — | $10.3M | 8.5% | |
| Empower Annuity Insurance Company | — | — | — | $9.7M | 8.0% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $9.7M | 8.0% | |
| Ameriprise Retirement Services | — | — | — | $6.3M | 5.2% | |
| COLUMBIA TRUST DIVIDEND INCOME MS AMERIPRISE RETIREMENT SERVICES · EIN 87-1854339 / PN 219 | Common Collective Trust | — | — | $6.3M | 5.2% | |
| Great Gray | — | — | — | $5.4M | 4.5% | |
| PGIM TARGET DATE 2030 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 189 | Common Collective Trust | — | — | $5.4M | 4.5% | |
| PGIM TOTAL RETURN BOND FUND (IS) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 814 | Pooled Separate Account | — | — | $3.6M | 2.9% | |
| Empower Annuity Insurance Company | — | — | — | $3.6M | 2.9% | |
| SCHRODER INTERNATIONAL ALPHA TRUST HARTFORD SCHRODERS FUNDS · EIN 83-4499311 / PN 001 | Common Collective Trust | — | — | $3.5M | 2.8% | |
| MFS | — | — | — | $3.4M | 2.8% | |
| Great Gray | — | — | — | $3.0M | 2.4% | |
| PGIM TARGET DATE 2035 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 190 | Common Collective Trust | — | — | $3.0M | 2.4% | |
| JP Morgan | — | — | — | $2.7M | 2.2% | |
| PGIM TARGET DATE 2040 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 191 | Common Collective Trust | — | — | $2.5M | 2.1% | |
| Great Gray | — | — | — | $2.5M | 2.1% | |
| GENEVA SMALL CAP GROWTH COLLECT FD GREAT GRAY · EIN 38-4116861 / PN 518 | Common Collective Trust | — | — | $2.5M | 2.1% | |
| Great Gray | — | — | — | $2.5M | 2.1% | |
| Great Gray | — | — | — | $2.1M | 1.8% | |
| PGIM TARGET DATE 2025 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 188 | Common Collective Trust | — | — | $2.1M | 1.8% | |
| Empower Annuity Insurance Company | — | — | — | $2.0M | 1.7% | |
| AMERICAN CENTURY MID CAP VAL (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 850 | Pooled Separate Account | — | — | $2.0M | 1.7% | |
| Columbia | — | — | — | $1.8M | 1.5% | |
| Great Gray | — | — | — | $1.4M | 1.2% | |
| PGIM TARGET DATE 2045 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 192 | Common Collective Trust | — | — | $1.4M | 1.2% | |
| Notes Receivable from Participants | — | — | — | $1.3M | 1.1% | |
| PGIM TARGET DATE 2020 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 187 | Common Collective Trust | — | — | $1.3M | 1.1% | |
| Great Gray | — | — | — | $1.3M | 1.1% | |
| PGIM TARGET DATE 2050 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 193 | Common Collective Trust | — | — | $1.3M | 1.1% | |
| Great Gray | — | — | — | $931K | 0.8% | |
| PGIM TARGET DATE INCOME INSTITUTION GREAT GRAY · EIN 38-7103946 / PN 196 | Common Collective Trust | — | — | $931K | 0.8% | |
| Great Gray | — | — | — | $621K | 0.5% | |
| PGIM TARGET DATE 2015 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 186 | Common Collective Trust | — | — | $621K | 0.5% | |
| Great Gray | — | — | — | $568K | 0.5% | |
| PGIM TARGET DATE 2055 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 194 | Common Collective Trust | — | — | $567K | 0.5% | |
| HIGH YIELD BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 300 | Pooled Separate Account | — | — | $560K | 0.5% | |
| Empower Annuity Insurance Company | — | — | — | $559K | 0.5% | |
| PIMCO | — | — | — | $438K | 0.4% | |
| PGIM TARGET DATE 2060 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 195 | Common Collective Trust | — | — | $409K | 0.3% | |
| Great Gray | — | — | — | $409K | 0.3% | |
| Empower Annuity Insurance Company | — | — | — | $248K | 0.2% | |
| REAL ESTATE / COHEN & STEERS FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 305 | Pooled Separate Account | — | — | $248K | 0.2% | |
| GQG Partners | — | — | — | $152K | 0.1% | |
| PGIM TARGET DATE 2065 INSTITUTIONAL GREAT GRAY · EIN 38-7103946 / PN 197 | Common Collective Trust | — | — | $48K | <0.1% | |
| Great Gray | — | — | — | $48K | <0.1% | |
| CLEARBRIDGE SMALL CAP GROWTH CIT CL GREAT GRAY · EIN 38-4065336 / PN 434 | Common Collective Trust | — | — | $0 | <0.1% |