Back to filter
Original filing (PDF)20251016092200NAL0012374546001
DUNGARVIN GROUP, INC.
Form 5500
FILING_RECEIVED
DUNGARVIN 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
Late filing · 107.0 mo
Active participants
3,119
Accounts w/ balance
798
Plan assets (EOY)
$23.0M
Net assets (EOY)
$23.0M
How this plan invests
This plan
1 pooled trust
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Filed 107.0 months past the 10.5-month grace window.
- Only 26% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUNGARVIN GROUP, INC..
Plan sponsor
Name
DUNGARVIN GROUP, INC.
EIN
41-2022672
Address
1444 NORTHLAND DRIVE · SUITE 200 · MENDOTA HEIGHTS, MN · 55120
Phone
(651) 789-5910
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2015-01-01
Tax period
2015-12-31
Filed
2025-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTON, LARSEN & ALLEN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT-WEST LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $39K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP CORPORATE SERVICES (MN) INC | — | PLYMOUTH, MN | INVESTMENT ADVISOR | $22K | — |
Investments
21 direct securities · 1 pooled fund· $23.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.0M
21 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Wells Fargo Growth Adm | — | — | — | $3.4M | 15.0% | |
| Dodge & Cox Balanced Fund | — | — | — | $3.4M | 15.0% | |
| Glenmede Large Cap Core Port | — | — | — | $2.9M | 12.5% | |
| Great West Life & Annuity Insurance Company Guaranteed Interest Fund | — | — | — | $2.7M | 11.7% | |
| Dodge & Cox Global Stock Fund | — | — | — | $2.6M | 11.2% | |
| Vanguard GNMA Adm | — | — | — | $2.1M | 9.3% | |
| Vanguard Selected Value Inv | — | — | — | $1.5M | 6.7% | |
| Vanguard 500 Index Admiral | — | — | — | $1.2M | 5.2% | |
| John Hancock Disciplined Value I | — | — | — | $962K | 4.2% | |
| Vanguard Small Cap Index Adm | — | — | — | $880K | 3.8% | |
| American Funds Europacific Growth Fund R4 | — | — | — | $647K | 2.8% | |
| Vanguard Target Retirement 2015 Inv 160 Vanguard Target Retirement 2020 Inv | — | — | — | $259K | 1.1% | |
| Vanguard Target Retirement 2030 Inv | — | — | — | $127K | 0.6% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $126K | 0.5% | |
| Vanguard Target Retirement 2025 Inv | — | — | — | $24K | 0.1% | |
| Vanguard Target Retirement 2040 Inv | — | — | — | $23K | 0.1% | |
| Vanguard Target Retirement Income Inv | — | — | — | $16K | <0.1% | |
| Vanguard Target Retirement 2055 Inv | — | — | — | $5K | <0.1% | |
| Vanguard Target Retirement 2045 Inv | — | — | — | $4K | <0.1% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $4K | <0.1% | |
| Vanguard Target Retirement 2035 Inv | — | — | — | $3K | <0.1% | |
| DIVERSIFIED COLLECTIVE TRUST FUNDS DIVERSIFIED INVESTMENT ADVISORS · EIN 04-6784256 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
Related plans
Other plans using GREAT-WEST LIFE & ANNUITY INSURANCE
BAKER HUGHES HOLDINGS LLC
BAKER HUGHES COMPANY 401(K) PLAN
$4.0B · 11,706 participants
THE GOODYEAR TIRE & RUBBER COMPANY
THE GOODYEAR TIRE & RUBBER COMPANY COMMINGLED TRUST S & P 500 INDEX FUND
$709.4M
THE GOODYEAR TIRE & RUBBER COMPANY
THE GOODYEAR TIRE & RUBBER COMPANY COMMINGLED TRUST LARGE CAP GROWTH INDEX FUND
$270.3M
THE GOODYEAR TIRE & RUBBER COMPANY
THE GOODYEAR TIRE & RUBBER COMPANY COMMINGLED TRUST FIXED INCOME FUND
$192.3M
JOHN SNOW, INC.
JOHN SNOW, INC. RETIREMENT SAVINGS PLAN
$180.9M · 693 participants
GRACO INC.
GRACO EMPLOYEE RETIREMENT PLAN - BLUE
$150.2M · 291 participants
Similar-size Health Care & Social Assistance plans
SUNCREST HEALTH SERVICES LLC
SUNCREST HEALTH SERVICES LLC 401(K) PLAN
$22.9M · 741 participants
EVERYAGE
EVERYAGE 403(B) RETIREMENT PLAN
$23.0M · 1,187 participants
THE RIVERWOODS GROUP
THE RIVERWOODS GROUP 403(B) PLAN
$22.9M · 959 participants
NEXCARE HEALTH SYSTEMS, LLC
NEXCARE HEALTH SYSTEMS, LLC RETIREMENT SAVINGS PLAN
$22.8M · 1,982 participants
COMPASS HEALTH, INC.
COMPASS HEALTH, INC. 401(K) PROFIT SHARING PLAN
$23.2M · 805 participants
ST. PAUL'S EPISCOPAL HOME, INC.
ST. PAUL'S EPISCOPAL HOME'S EMPLOYEE RETIREMENT PLAN
$23.2M · 752 participants
Large plans in Minnesota
WELLS FARGO & COMPANY
WELLS FARGO & COMPANY 401(K) PLAN
$57.9B · 167,176 participants
UNITED HEALTHCARE SERVICES INC.
UNITEDHEALTH GROUP 401(K) SAVINGS PLAN MASTER TRUST
$31.0B
MINNESOTA LIFE INSURANCE COMPANY
MASTER SEPARATE ACCOUNT
$29.2B
UNITEDHEALTH GROUP INCORPORATED
UNITEDHEALTH GROUP 401(K) SAVINGS PLAN
$26.6B · 199,134 participants
TARGET CORPORATION
TARGET CORPORATION 401(K) PLAN
$14.4B · 427,999 participants
TARGET CORPORATION
TARGET CORPORATION 401(K) MASTER TRUST
$14.2B