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Original filing (PDF)20250311131108NAL0009244355001
SUPERIOR BROKERAGE SERVICES, INC.
Form 5500
FILING_RECEIVED
SUPERIOR BROKERAGE SERVICES, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
100% in single holding
Active participants
0
Accounts w/ balance
0
Plan assets (EOY)
$0
Net assets (EOY)
$0
How this plan invests
This plan
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Participant loans" is 100% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUPERIOR BROKERAGE SERVICES, INC..
Plan sponsor
Name
SUPERIOR BROKERAGE SERVICES, INC.
EIN
41-1922334
Address
1700 WYNNE AVENUE · ST. PAUL, MN · 55108
Phone
(952) 646-0870
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-05-24
Filed
2025-03-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BMG CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS FINANCIAL, N.A. | 45-6062081 | — | NONE | $21K | — |
| COMPASS CAPITAL MANAGEMENT, INC. | 41-1611668 | — | NONE | $0 | — |
Investments
1 direct security· $50K
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Participant loans | — | — | — | $50K | 100.0% |