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Original filing (PDF)20251028183719NAL0007245537001
CWT US, LLC
Form 5500
FILING_RECEIVED
CWT 401(K) PLAN
401(k) retirement plan
Signals · 2
32% in single holdingNo recordkeeper disclosed
Active participants
2,126
Accounts w/ balance
3,876
Plan assets (EOY)
$391.2M
Net assets (EOY)
$391.2M
How this plan invests
This plan
7 pooled trusts
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "SSGA SSGA S&P 500 Index" is 32% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CWT US, LLC.
Plan sponsor
Name
CWT US, LLC
EIN
41-1880007
Address
701 CARLSON PARKWAY · MINNETONKA, MN · 55305
Phone
(800) 853-4333
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $203K | — |
| AON CONSULTING, INC | 22-2945469 | — | NONE | $25K | — |
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | NONE | $18K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $699 | — |
Investments
9 direct securities · 7 pooled funds· $449.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$256.6M
7 holdings
Uncategorized
$192.8M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SS S&P 500 INDX SL SF CL II STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $125.0M | 32.0% | |
| Primcap Primecap Odyssey Stock | — | — | — | $55.0M | 14.1% | |
| INVESCO STABLE VALUE TRUST INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $48.2M | 12.3% | |
| Dodge & Cox Dodge & Cox Income X | — | — | — | $38.8M | 9.9% | |
| State Street State Street Russell Small/Medium Index | — | — | — | $36.2M | 9.2% | |
| SS RUSL SML/MID CAP SL SF CL II STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 32-6528132 / PN 019 | Common Collective Trust | — | — | $36.2M | 9.2% | |
| Dodge & Cox Dodge & Cox International Stock X | — | — | — | $33.5M | 8.6% | |
| WTC-CIF II SMALL CAP OPP PORTFOLIO WELLINGTON TRUST COMPANY, NA · EIN 04-6913417 / PN 012 | Common Collective Trust | — | — | $25.1M | 6.4% | |
| State Street State Street Global A Cap Equity | — | — | — | $17.5M | 4.5% | |
| SSG ALL CAP EQ EX-U.C.IND SLSFCL II STATE STEET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 444 | Common Collective Trust | — | — | $17.5M | 4.5% | |
| Various Self Directed Brokerage Accounts | — | — | — | $3.9M | 1.0% | |
| State Street State Street US Protect Bond Index | — | — | — | $3.8M | 1.0% | |
| SS U.S. INFL PROT BD INDX NL SFCL A STATE STEET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 076 | Common Collective Trust | — | — | $3.8M | 1.0% | |
| Participants 4.25%-9.50% Interest - | — | — | — | $3.4M | 0.9% | |
| State Street State Street US Bond Index | — | — | — | $858K | 0.2% | |
| SS U.S. BOND IND SL SF CL XIV STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $858K | 0.2% |