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Original filing (PDF)20251015061715NAL0005498544001
AMERICAN ACADEMY OF OPHTHALMOLOGY
Form 5500
FILING_RECEIVED
AMERICAN ACADEMY OF OPHTHALMOLOGY, INC. 401(K) PLAN
401(k) retirement plan
Active participants
196
Accounts w/ balance
288
Plan assets (EOY)
$107.0M
Net assets (EOY)
$107.0M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN ACADEMY OF OPHTHALMOLOGY.
Plan sponsor
Name
AMERICAN ACADEMY OF OPHTHALMOLOGY
EIN
41-1758965
Address
655 BEACH STREET · SAN FRANCISCO, CA · 94109
Phone
(415) 561-8529
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Name
PENTEGRA SERVICES, INC
EIN
13-3745616
City
CHARLOTTE, NC
Phone
(844) 367-2848
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $44K | — |
Investments
31 direct securities · 1 pooled fund· $106.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$96.9M
30 holdings
Common Collective Trust
$5.2M
1 holding
Uncategorized
$4.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $16.0M | 15.0% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $9.0M | 8.4% | |
| MFS TOTAL RETURN - R6 | Registered Investment Companies | — | — | $7.8M | 7.2% | |
| FID FREEDOM INDEX 2030 PREMIER | Registered Investment Companies | — | — | $6.7M | 6.3% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $6.2M | 5.8% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $6.1M | 5.7% | |
| T. ROWE PRICE DIVIDEND GR I | Registered Investment Companies | — | — | $6.1M | 5.7% | |
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — | — | $5.8M | 5.4% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $5.2M | 4.9% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $5.2M | 4.8% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $4.3M | 4.0% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $4.1M | 3.8% | |
| T ROWE PRICE OVERSEAS STOCK | Registered Investment Companies | — | — | $3.4M | 3.2% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $3.2M | 3.0% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $2.8M | 2.6% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $2.7M | 2.5% | |
| BLACKROCK TOTAL RETURN K | Registered Investment Companies | — | — | $2.6M | 2.4% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $2.3M | 2.2% | |
| FID FREEDOM INDEX RETIRE PREM | Registered Investment Companies | — | — | $2.2M | 2.0% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $1.5M | 1.4% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $1.3M | 1.2% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $518K | 0.5% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $453K | 0.4% | |
| JPMORGAN EQUITY INCOME FUND R6 | Registered Investment Companies | — | — | $328K | 0.3% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $300K | 0.3% | |
| PRI REAL ESTATE SECURITIES R6 | Registered Investment Companies | — | — | $225K | 0.2% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $133K | 0.1% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $88K | <0.1% | |
| NUVEEN SMALLCAP BLEND INDEX R6 | Registered Investment Companies | — | — | $17K | <0.1% | |
| DFA COMMODITY STRAT PORT INST | Registered Investment Companies | — | — | $14K | <0.1% | |
| FID FREEDOM INDEX 2010 PREMIER | Registered Investment Companies | — | — | $2K | <0.1% | |
| GS INFLATION PROTECTED SEC R6 | Registered Investment Companies | — | — | $1K | <0.1% |