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Original filing (PDF)20251212130843NAL0008204129001
ST FRANCIS HEALTH SERVICES OF MORRIS INC.
Form 5500
FILING_RECEIVED
ST. FRANCIS HEALTH SERVICES OF MORRIS TAX DEFERRED ANNUITY PLAN
403(b) retirement plan
Signals · 2
Late filing · 0.9 moNo recordkeeper disclosed
Active participants
2,133
Accounts w/ balance
977
Plan assets (EOY)
$18.3M
Net assets (EOY)
$18.3M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
65
Knocking points off
- Filed 0.9 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
- Only 46% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ST FRANCIS HEALTH SERVICES OF MORRIS INC..
Plan sponsor
Name
ST FRANCIS HEALTH SERVICES OF MORRIS INC.
EIN
41-1484416
Address
801 NEVADA AVE. STE. 100 · MORRIS, MN · 56267
Phone
(320) 589-4902
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-12
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MICHAEL L. ANDERSON & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $36K | — |
| FRANCIS LLC | — | BROOKFIELD, WI | NONE | $0 | — |
Investments
31 direct securities · 1 pooled fund· $35.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$18.3M
31 holdings
Pooled Separate Account
$17.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $17.5M | 95.4% | |
| T Rowe Price BlueChip Growth | — | — | — | $3.5M | 19.1% | |
| TRowePrice Ret I 2025 I | — | — | — | $2.5M | 13.4% | |
| TRowePrice Ret I 2035 I | — | — | — | $2.1M | 11.4% | |
| GoldmanSachs Money Market Govt | — | — | — | $1.3M | 7.0% | |
| TRowePrice Ret I 2030 I | — | — | — | $1.1M | 6.2% | |
| Fidelity 500 Index | — | — | — | $1.1M | 6.0% | |
| Fidelity MidCap Index | — | — | — | $915K | 5.0% | |
| T Rowe Price Ret I Balance I | — | — | — | $598K | 3.3% | |
| TRowePrice Ret I 2045 I | — | — | — | $581K | 3.2% | |
| TRowePrice Ret I 2050 I | — | — | — | $509K | 2.8% | |
| TRowePrice Ret I 2060 I | — | — | — | $489K | 2.7% | |
| TRowePrice Ret I 2040 I | — | — | — | $485K | 2.6% | |
| Fidelity Adv Bond | — | — | — | $442K | 2.4% | |
| Notes Receivable from Participants | — | — | — | $433K | 2.4% | |
| Dodge & Cox Stock X | — | — | — | $407K | 2.2% | |
| AB Smallcap Growth | — | — | — | $391K | 2.1% | |
| TRowePrice Ret I 2055 I | — | — | — | $345K | 1.9% | |
| AUL Stable Account | — | — | — | $323K | 1.8% | |
| American Funds Europacific Growth | — | — | — | $230K | 1.3% | |
| TRowePrice Ret I 2065 I | — | — | — | $181K | 1.0% | |
| DFA US Targeted Value | — | — | — | $135K | 0.7% | |
| Fidelity SmallCap Index | — | — | — | $123K | 0.7% | |
| TRowePrice Ret I 2020 I | — | — | — | $47K | 0.3% | |
| Alternative Fixed Account | — | — | — | $43K | 0.2% | |
| PIMCO Commodity - Plus Strategy | — | — | — | $23K | 0.1% | |
| TRowePrice Ret I 2015 I | — | — | — | $17K | <0.1% | |
| TRowePrice Ret I 2010 I | — | — | — | $14K | <0.1% | |
| Macquarie Emerging Mkts | — | — | — | $1K | <0.1% | |
| DFA Inflation Prot Securities | — | — | — | $489 | <0.1% | |
| MFS Emerging Mkts | — | — | — | $370 | <0.1% | |
| TRowePrice Ret I 2005 I | — | — | — | $96 | <0.1% |