How big is Surmodics, Inc.'s plan?

Surmodics, Inc.'s plan reported $63.0M in assets and 291 participants for 2024.

Original filing (PDF)20251014070353NAL0003267952001

Surmodics, Inc.

Name: Surmodics, Inc. — Surmodics, Inc. 401(k) Plan and, Form 5500 (2024)
Creator: Surmodics, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Surmodics, Inc. 401(k) Plan and Trust

401(k) retirement plan · Surmodics, Inc.'s Surmodics, Inc. 401(k) Plan and Trust held $63.0M in plan assets for 291 participants in 2024, with Fidelity as recordkeeper.

Signals · 2

1 failed disclosureLate participant contributions

Active participants

291

Accounts w/ balance

398

Plan assets (EOY)

$63.0M

Net assets (EOY)

$63.0M

People on this filing

John Manders signed Surmodics, Inc.'s 2024 Form 5500 as plan administrator.

John Manders — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Surmodics, Inc.'s EIN is 41-1356149.

EIN 41-1356149

Plan number 001

Plan year 2024

ACK ID 20251014070353NAL0003267952001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Surmodics, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Surmodics, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.
Delinquent participant contributions reported (Schedule H 4a) — 0K (0% of contributions).

Plan sponsor

Name

SURMODICS, INC.

EIN

all filings

Address

9924 WEST 74TH STREET · EDEN PRAIRIE, MN · 55344

Phone

(952) 500-7000

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$48K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MMA SECURITIES	22-3570392	—	ADVISOR	$38K	—
STRATEGIC ADVISORS, INC.	04-2654524

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

32 direct securities· $62.8M(100% of reported assets)

Mutual Funds

$42.5M

19 holdings

Common Collective Trusts

$12.3M

6 holdings

Other securities

$7.0M

6 holdings

Stable Value

$1.1M

1 holding

					% of plan
Fidelity Growth Company Fund Mutual Fund	Mutual Funds	—	—	$13.1M	20.9%
Fidelity 500 Index Fund Investor Class Mutual Fund	Common Collective Trusts	—	—	$7.0M	11.1%
Fidelity Freedom 2035 Fund Mutual Fund 250 * Fidelity Freedom 2035 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$3.9M	6.2%
Putnam Large Cap Value Fund – Class R1 Mutual Fund	Mutual Funds	—	—	$3.1M	5.0%
Fidelity Freedom 2045 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$2.9M	4.5%
Fidelity Freedom 2050 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$2.6M	4.2%
Fidelity Freedom 2055 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$2.4M	3.9%
Fidelity Freedom 2040 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$2.4M	3.8%
Fidelity Small Cap Growth Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$2.1M	3.4%
Baird Mid Cap Institutional Class Mutual Fund	Other securities	—	—	$2.1M	3.3%
Fidelity Capital & Income Fund Mutual Fund	Mutual Funds	—	—	$2.0M	3.2%
MFS Mid Cap Value Fund – Class R4 Mutual Fund	Mutual Funds	—	—	$1.8M	2.8%
Fidelity Freedom 2030 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$1.7M	2.7%
Fidelity US Bond Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.6M	2.6%
John Hancock Funds International Growth Fund – Class R6 Mutual Fund	Other securities	—	—	$1.5M	2.4%
Fidelity International Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.3M	2.1%
Fidelity Freedom 2060 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$1.2M	1.9%
Fidelity Freedom 2025 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$1.2M	1.9%
Goldman Sachs International Equity Income Fund – Class R6 Mutual Fund	Other securities	—	—	$1.2M	1.8%
Glenmede Small Cap Equity Mutual Fund	Other securities	—	—	$1.1M	1.7%
Putnam Stable Value Fund Common Collective Trust	Stable Value	—	—	$1.1M	1.7%
Fidelity Mid Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.0M	1.6%
PIMCO RAE US Small Institutional Fund Mutual Fund	Mutual Funds	—	—	$846K	1.3%
Fidelity Emerging Markets Index Fund Mutual Fund	Common Collective Trusts	—	—	$718K	1.1%
Western Asset Core Bond Fund Class I Mutual Fund	Other securities	—	—	$671K	1.1%
Fidelity Small Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$611K	1.0%
account balance, due at various times through June 2034	Other securities	—	—	$451K	0.7%
Fidelity Freedom 2010 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$319K	0.5%
Fidelity Freedom 2020 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$305K	0.5%
Fidelity Total Bond Fund Mutual Fund	Mutual Funds	—	—	$178K	0.3%
Fidelity Freedom Income Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$169K	0.3%
Fidelity Freedom 2065 Fund – Class K6 Mutual Fund	Mutual Funds	—	—	$168K	0.3%