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Original filing (PDF)20251014070353NAL0003267952001
SURMODICS, INC.
Form 5500
FILING_RECEIVED
SURMODICS, INC. 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
291
Accounts w/ balance
398
Plan assets (EOY)
$63.0M
Net assets (EOY)
$63.0M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SURMODICS, INC..
Plan sponsor
Name
SURMODICS, INC.
EIN
41-1356149
Address
9924 WEST 74TH STREET · EDEN PRAIRIE, MN · 55344
Phone
(952) 500-7000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $48K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | 22-3570392 | — | ADVISOR | $38K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $14K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities· $62.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Growth Company Fund Mutual Fund | — | — | — | $13.1M | 20.9% | |
| Fidelity 500 Index Fund Investor Class Mutual Fund | — | — | — | $7.0M | 11.1% | |
| Fidelity Freedom 2035 Fund Mutual Fund 250 * Fidelity Freedom 2035 Fund – Class K6 Mutual Fund | — | — | — | $3.9M | 6.2% | |
| Putnam Large Cap Value Fund – Class R1 Mutual Fund | — | — | — | $3.1M | 5.0% | |
| Fidelity Freedom 2045 Fund – Class K6 Mutual Fund | — | — | — | $2.9M | 4.5% | |
| Fidelity Freedom 2050 Fund – Class K6 Mutual Fund | — | — | — | $2.6M | 4.2% | |
| Fidelity Freedom 2055 Fund – Class K6 Mutual Fund | — | — | — | $2.4M | 3.9% | |
| Fidelity Freedom 2040 Fund – Class K6 Mutual Fund | — | — | — | $2.4M | 3.8% | |
| Fidelity Small Cap Growth Fund – Class K6 Mutual Fund | — | — | — | $2.1M | 3.4% | |
| Baird Mid Cap Institutional Class Mutual Fund | — | — | — | $2.1M | 3.3% | |
| Fidelity Capital & Income Fund Mutual Fund | — | — | — | $2.0M | 3.2% | |
| MFS Mid Cap Value Fund – Class R4 Mutual Fund | — | — | — | $1.8M | 2.8% | |
| Fidelity Freedom 2030 Fund – Class K6 Mutual Fund | — | — | — | $1.7M | 2.7% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $1.6M | 2.6% | |
| John Hancock Funds International Growth Fund – Class R6 Mutual Fund | — | — | — | $1.5M | 2.4% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $1.3M | 2.1% | |
| Fidelity Freedom 2060 Fund – Class K6 Mutual Fund | — | — | — | $1.2M | 1.9% | |
| Fidelity Freedom 2025 Fund – Class K6 Mutual Fund | — | — | — | $1.2M | 1.9% | |
| Goldman Sachs International Equity Income Fund – Class R6 Mutual Fund | — | — | — | $1.2M | 1.8% | |
| Glenmede Small Cap Equity Mutual Fund | — | — | — | $1.1M | 1.7% | |
| Putnam Stable Value Fund Common Collective Trust | — | — | — | $1.1M | 1.7% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $1.0M | 1.6% | |
| PIMCO RAE US Small Institutional Fund Mutual Fund | — | — | — | $846K | 1.3% | |
| Fidelity Emerging Markets Index Fund Mutual Fund | — | — | — | $718K | 1.1% | |
| Western Asset Core Bond Fund Class I Mutual Fund | — | — | — | $671K | 1.1% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $611K | 1.0% | |
| account balance, due at various times through June 2034 | — | — | — | $451K | 0.7% | |
| Fidelity Freedom 2010 Fund – Class K6 Mutual Fund | — | — | — | $319K | 0.5% | |
| Fidelity Freedom 2020 Fund – Class K6 Mutual Fund | — | — | — | $305K | 0.5% | |
| Fidelity Total Bond Fund Mutual Fund | — | — | — | $178K | 0.3% | |
| Fidelity Freedom Income Fund – Class K6 Mutual Fund | — | — | — | $169K | 0.3% | |
| Fidelity Freedom 2065 Fund – Class K6 Mutual Fund | — | — | — | $168K | 0.3% |