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Original filing (PDF)20250820152321NAL0005828128001
CLEARFIELD, INC.
Form 5500
FILING_RECEIVED
CLEARFIELD, INC. 401(K) PLAN & TRUST
401(k) retirement plan
Active participants
251
Accounts w/ balance
293
Plan assets (EOY)
$44.3M
Net assets (EOY)
$44.3M
How this plan invests
This plan
15 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLEARFIELD, INC..
Plan sponsor
Name
CLEARFIELD, INC.
EIN
41-1347235
Address
7050 WINNETKA AVE N SUITE 100 · BROOKLYN PARK, MN · 55428
Phone
(763) 519-9749
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-20
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $34K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $43K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
| CLEARFIELD INC | — | MINNEAPOLIS, MN | OTHER | $1K | — |
Investments
17 direct securities · 15 pooled funds· $44.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$35.2M
15 holdings
Uncategorized
$9.1M
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T ROWE PRICE RET BLEND SEL TR 2030 GREAT GRAY · EIN 38-7271344 / PN 738 | Common Collective Trust | — | — | $7.5M | 17.0% | |
| T ROWE PRICE RET BLEND SEL TR 2035 GREAT GRAY · EIN 38-7271345 / PN 739 | Common Collective Trust | — | — | $7.0M | 15.8% | |
| T ROWE PRICE RET BLEND SEL TR 2040 GREAT GRAY · EIN 38-7271346 / PN 740 | Common Collective Trust | — | — | $4.1M | 9.3% | |
| T ROWE PRICE RET BLEND SEL TR 2025 GREAT GRAY · EIN 38-7271343 / PN 737 | Common Collective Trust | — | — | $3.3M | 7.4% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $2.7M | 6.1% | |
| Vanguard 500 Index Admiral Mutual fund N/A | — | — | — | $2.5M | 5.7% | |
| T ROWE PRICE RET BLEND SEL TR 2045 GREAT GRAY · EIN 38-7271347 / PN 741 | Common Collective Trust | — | — | $2.2M | 5.0% | |
| T ROWE PRICE RET BLEND SEL TR 2050 GREAT GRAY · EIN 38-7271348 / PN 742 | Common Collective Trust | — | — | $2.0M | 4.5% | |
| T ROWE PRICE RET BLEND SEL TR 2055 GREAT GRAY · EIN 38-7271349 / PN 743 | Common Collective Trust | — | — | $1.2M | 2.8% | |
| T ROWE PRICE RET BLEND SEL TR 2020 GREAT GRAY · EIN 38-7271342 / PN 736 | Common Collective Trust | — | — | $1.1M | 2.5% | |
| T ROWE PRICE RET BLEND SEL TR 2015 GREAT GRAY · EIN 38-7271341 / PN 735 | Common Collective Trust | — | — | $1.0M | 2.3% | |
| T ROWE PRICE RET BLEND SEL TR 2065 GREAT GRAY · EIN 38-7271351 / PN 745 | Common Collective Trust | — | — | $976K | 2.2% | |
| Eaton Vance Atlanta Capital Smid-Cap R6 Mutual fund N/A | — | — | — | $896K | 2.0% | |
| PUTNAM LARGE CAP VALUE TRUST I PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $852K | 1.9% | |
| MFS Massachusetts Investors Gr STK R6 Mutual fund N/A | — | — | — | $785K | 1.8% | |
| T ROWE PRICE RET BLEND SEL TR 2060 GREAT GRAY · EIN 38-7271350 / PN 744 | Common Collective Trust | — | — | $748K | 1.7% | |
| Vanguard Small Cap Index Adm Mutual fund N/A | — | — | — | $697K | 1.6% | |
| Victory Sycamore Established Value R6 Mutual fund N/A | — | — | — | $666K | 1.5% | |
| Lessor, or Similar Party Par, or Maturity Value Cost Current Value American Funds Europacific Gr R6 Mutual fund N/A | — | — | — | $566K | 1.3% | |
| Notes Receivable from Participants Maturing 2025 - 2032, at interest rates of 4.25% - 9.50% - | — | — | — | $553K | 1.2% | |
| American Funds American Balanced R6 Mutual fund N/A | — | — | — | $508K | 1.1% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual fund N/A | — | — | — | $456K | 1.0% | |
| Alger Capital Appreciation INSTL Y Mutual fund N/A | — | — | — | $455K | 1.0% | |
| PGIM TOTAL RETURN FUND CIT FEE CLAS GREAT GRAY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $427K | 1.0% | |
| JPMorgan Equity Income R6 Mutual fund N/A | — | — | — | $234K | 0.5% | |
| Columbia Small Cap Value Fund II INSTL 3 Mutual fund N/A | — | — | — | $214K | 0.5% | |
| JPMorgan Emerging Markets Equity R6 Mutual fund N/A | — | — | — | $169K | 0.4% | |
| AB Small Cap Growth Z Mutual fund N/A | — | — | — | $126K | 0.3% | |
| Hartford Balanced Income R6 Mutual fund N/A | — | — | — | $122K | 0.3% | |
| Clearbridge International Growth IS Mutual fund N/A | — | — | — | $116K | 0.3% | |
| PGIM Global Real Estate R6 Mutual fund N/A | — | — | — | $63K | 0.1% | |
| T ROWE PRICE RET BLEND SEL TR 2005 GREAT GRAY · EIN 38-7264569 / PN 733 | Common Collective Trust | — | — | $0 | <0.1% |
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