This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $3K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Instl Fund | — | — | — | $6.1M | 24.4% | |
| Vanguard Total International Stock Index Instl Fund | — | — | — | $3.8M | 15.2% |
| Vanguard Small Cap Index Adm Fund | — | — | — | $3.1M | 12.3% |
| STABLE VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $2.8M | 11.0% |
| Vanguard Total Bond Market Index Instl Fund | — | — | — | $2.1M | 8.4% |
| PIMCO Total Return Instl Fund | — | — | — | $1.9M | 7.7% |
| Mainstay Winslow Large Cap Growth Fund | — | — | — | $1.1M | 4.4% |
| T. Rowe Price T. Rowe Price Mid Cap Growth I Fund | — | — | — | $654K | 2.6% |
| Vanguard Welington Adm Fund | — | — | — | $472K | 1.9% |
| Vanguard Explorer Adm Fund | — | — | — | $450K | 1.8% |
| Vanguard Inflation Proteced Sec Adm Fund | — | — | — | $366K | 1.5% |
| Vanguard International Growth Adm Fund | — | — | — | $344K | 1.4% |
| Dodge & Cox Dodge & Cox International Stock I Fund | — | — | — | $296K | 1.2% |
| JP Morgan JP Morgan Mid Cap Value Fund | — | — | — | $289K | 1.2% |
| Vanguard Windsor II Adm Fund | — | — | — | $251K | 1.0% |
| Participants Notes Receivable from Participants Interest Rates Ranging 8.75% to 9.50% - | — | — | — | $218K | 0.9% |
| Artisan International Instl Fund | — | — | — | $187K | 0.7% |
| Similar Party Collateral, Par, or Maturity Value Cost** Value Mutual Funds Allspring Special Small Cap Value Fund | — | — | — | $14K | <0.1% |
| (E) | — | — | — | $14K | <0.1% |
