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Original filing (PDF)20250807094519NAL0004800176001
U.M.C., INC.
Form 5500
FILING_RECEIVED
U.M.C., INC EMPLOYEE 401(K) PLAN
401(k) retirement plan
Active participants
201
Accounts w/ balance
256
Plan assets (EOY)
$26.6M
Net assets (EOY)
$26.6M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for U.M.C., INC..
Plan sponsor
Name
U.M.C., INC.
EIN
41-0970352
Address
500 CHELSEA ROAD · MONTICELLO, MN · 55362
Phone
(763) 271-5219
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DS&B LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JPMORGAN INVEST HOLDINGS LLC | 13-2624428 | — | RECORDKEEPER4 | $44K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT ADVISOR | $27K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DS & B, LTD | — | MINNEAPOLIS, MN | AUDITOR | $16K | — |
Investments
26 direct securities · 1 pooled fund· $26.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$26.3M
26 holdings
Common Collective Trust
$257K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS 2040 TARGET DATE FUND R4 Mutual Fund | — | — | — | $3.1M | 11.5% | |
| AMERICAN FUNDS 2035 TARGET DATE FUND R4 Mutual Fund | — | — | — | $3.0M | 11.3% | |
| AMERICAN FUNDS 2045 TARGET DATE FUND R4 Mutual Fund | — | — | — | $2.3M | 8.7% | |
| AMERICAN FUNDS 2055 TARGET DATE FUND R4 Mutual Fund | — | — | — | $2.3M | 8.5% | |
| AMERICAN FUNDS 2030 TARGET DATE FUND R4 Mutual Fund | — | — | — | $2.2M | 8.3% | |
| AMERICAN FUNDS 2050 TARGET DATE FUND R4 Mutual Fund | — | — | — | $2.0M | 7.5% | |
| AMERICAN FUNDS 2025 TARGET DATE FUND R4 Mutual Fund | — | — | — | $1.7M | 6.5% | |
| VANGUARD 500 INDEX FUND ADMIRAL Mutual Fund | — | — | — | $1.6M | 6.1% | |
| AMERICAN FUNDS 2020 TARGET DATE FUND R4 Mutual Fund | — | — | — | $1.2M | 4.5% | |
| LINCOLN STABLE VALUE Insurance General Account | — | — | — | $984K | 3.7% | |
| VANGUARD SMALL CAP INDEX FUND - ADMIRAL Mutual Fund | — | — | — | $935K | 3.5% | |
| VANGUARD MID CAP INDEX ADM Mutual Fund | — | — | — | $739K | 2.8% | |
| AMERICAN FUNDS 2015 TARGET DATE FUND R4 Mutual Fund | — | — | — | $689K | 2.6% | |
| PIONEER FUNDAMENTAL GROWTH Y Mutual Fund | — | — | — | $652K | 2.5% | |
| J P MORGAN CORE BOND R6 Mutual Fund | — | — | — | $566K | 2.1% | |
| COLUMBIA DIVIDEND INCOME INSTL Mutual Fund | — | — | — | $455K | 1.7% | |
| AMERICAN FUNDS 2060 TARGET DATE FUND R4 Mutual Fund | — | — | — | $429K | 1.6% | |
| AMERICAN FUNDS EUROPACIFIC GROWTH R5E Mutual Fund | — | — | — | $278K | 1.0% | |
| BLACKROCK RUSSELL 2000 VAL IDX FD C GREAT GRAY · EIN 81-1009614 / PN 001 | Common Collective Trust | — | — | $257K | 1.0% | |
| CARILLON EAGLE MID CAP GROWTH I Mutual Fund | — | — | — | $250K | 0.9% | |
| Notes receivable from participants Participant Loans*** | — | — | — | $244K | 0.9% | |
| PIMCO ALL ASSET ADMIN Mutual Fund | — | — | — | $216K | 0.8% | |
| party par, or maturity value * AMERICAN CENTURY MID CAP VALUE R5 Mutual Fund ** $ | — | — | — | $215K | 0.8% | |
| CLEARBRIDGE SMALL CAP GROWTH IS Mutual Fund | — | — | — | $162K | 0.6% | |
| DFA EMERGING MARKETS CORE EQUITY I Mutual Fund | — | — | — | $104K | 0.4% | |
| AMERICAN FUNDS 2065 TARGET DATE FUND R4 Mutual Fund | — | — | — | $35K | 0.1% | |
| BLACKROCK GLOBAL ALLOCATION INSTL Mutual Fund | — | — | — | $22K | <0.1% |
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