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Original filing (PDF)20251013133508NAL0001410609001
SOUTHDALE PEDIATRIC ASSOCIATES, LTD.
Form 5500
FILING_RECEIVED
SOUTHDALE PEDIATRIC ASSOCIATES, LTD. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
152
Accounts w/ balance
205
Plan assets (EOY)
$66.0M
Net assets (EOY)
$66.0M
How this plan invests
This plan
45 pooled trusts
Schedule D
46 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHDALE PEDIATRIC ASSOCIATES, LTD..
Plan sponsor
Name
SOUTHDALE PEDIATRIC ASSOCIATES, LTD.
EIN
41-0962307
Address
3955 PARKLAWN AVE, STE 120 · EDINA, MN · 55435
Phone
(952) 395-1168
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BOYUM & BARENSCHEER PLLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsBroker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | 41-1416330 | MINNEAPOLIS, MN | BROKER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TAX SHELTERED COMPENSATION | 41-0955056 | MAPLE GROVE, MN | THIRD PARTY ADMINISTRATO | $13K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BOYUM BARENSCHEER CPA | 41-6192096 | BLOOMINGTON, MN | ACCOUNTANT AND AUDITOR | $17K | — |
Investments
18 direct securities · 45 pooled funds· $96.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$63.0M
45 holdings
Uncategorized
$33.7M
18 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund - Admiral Shares Pooled separate account | — | — | — | $6.7M | 10.1% | |
| VANGRD TOT ST MKT INDX FD ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $6.7M | 10.1% | |
| VANGRD GROWTH INDEX FUND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $5.2M | 7.9% | |
| VANGRD VALUE INDEX FUND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $5.1M | 7.8% | |
| Vanguard Target Retirement 2040 Fund Pooled separate account | — | — | — | $4.2M | 6.4% | |
| VANGRD TRGT RETIRE 2040 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $4.2M | 6.4% | |
| Vanguard Target Retirement 2035 Fund Pooled separate account | — | — | — | $4.1M | 6.1% | |
| VANGRD TRGT RETIRE 2035 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $4.1M | 6.1% | |
| Vanguard Total Bond Market Index Fund - Admiral Shares Pooled separate account | — | — | — | $3.4M | 5.1% | |
| VANGRD TOT BD MKT IND FD ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $3.4M | 5.1% | |
| Vanguard Target Retirement 2030 Fund Pooled separate account | — | — | — | $3.2M | 4.9% | |
| VANGRD TRGT RETIRE 2030 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $3.2M | 4.9% | |
| PIMCO TOTAL RETURN FUND INS VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.6M | 3.9% | |
| VANGRD 500 INDEX FUND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.5M | 3.8% | |
| MADISON MID CAP FUND R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.4M | 3.6% | |
| Vanguard Target Retirement 2045 Fund Pooled separate account | — | — | — | $2.3M | 3.5% | |
| VANGRD TRGT RETIRE 2045 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.3M | 3.5% | |
| Vanguard Total International Stock Index Fund - Admiral Shares Pooled separate account | — | — | — | $2.2M | 3.3% | |
| VANGRD TOT INT STK IN F ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.2M | 3.3% | |
| MFS INTL DIVERSIFICATION FD R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.7M | 2.6% | |
| Vanguard Target Retirement 2050 Fund Pooled separate account | — | — | — | $1.6M | 2.4% | |
| VANGRD TRGT RETIRE 2050 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.6M | 2.4% | |
| Vanguard Target Retirement 2025 Fund Pooled separate account | — | — | — | $1.5M | 2.2% | |
| VANGRD TRGT RETIRE 2025 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.5M | 2.2% | |
| Charles Schwab SDBA Self-directed brokerage | — | — | — | $1.5M | 2.2% | |
| VANGRD SMALL-CAP INDEX FND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.2M | 1.8% | |
| Vanguard Target Retirement 2060 Fund Pooled separate account | — | — | — | $1.1M | 1.7% | |
| VANGRD TRGT RETIRE 2060 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.1M | 1.7% | |
| AMERICAN FUNDS FDMNTL INV R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $987K | 1.5% | |
| AMERICAN FUNDS NEW WORLD R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $915K | 1.4% | |
| MAIRS & POWER GROWTH FUND VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $882K | 1.3% | |
| VANGRD SM-CAP GRW INDEX FD ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $874K | 1.3% | |
| VOYA FIXED ACCOUNT (4450) VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $862K | 1.3% | |
| Vanguard Target Retirement 2055 Fund Pooled separate account | — | — | — | $825K | 1.2% | |
| VANGRD TRGT RETIRE 2055 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $825K | 1.2% | |
| VANGRD MD-CAP GRW INDEX FD ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $631K | 1.0% | |
| AMERICAN FUNDS AMER MUTUAL R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $605K | 0.9% | |
| VANGRD SM-CAP VL INDEX FND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $541K | 0.8% | |
| VANGUARD REAL ESTATE INDX ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $539K | 0.8% | |
| AMERICAN FUNDS 2050 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $510K | 0.8% | |
| AMBCN SMALL CAP VALUE FUND R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $459K | 0.7% | |
| Vanguard Target Retirement 2065 Fund Pooled separate account | — | — | — | $438K | 0.7% | |
| VANGRD TRGT RETIRE 2065 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $438K | 0.7% | |
| Vanguard Emerging Markets Stock Index Fund - Admiral Shares Pooled separate account | — | — | — | $436K | 0.7% | |
| VANGRD EM MKTS STK IND FD ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $436K | 0.7% | |
| ALGER SMALL CAP FOCUS FUND Z VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $429K | 0.7% | |
| VANGRD MID-CAP INDEX FUND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $428K | 0.6% | |
| VANGRD MID-CAP VL INDX FND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $391K | 0.6% | |
| AMERICAN FUNDS 2030 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $245K | 0.4% | |
| PARNASSUS CORE EQUITY FUNDSM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $234K | 0.4% | |
| ISHARES DEV REAL EST IN F K VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $191K | 0.3% | |
| Vanguard Target Retirement Income Fund Pooled separate account | — | — | — | $184K | 0.3% | |
| VANGRD TRGT RETIRE INC FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $184K | 0.3% | |
| VOYA GV MNY MKT F A (HLD ACCT) VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $171K | 0.3% | |
| Vanguard Government Money Market Pooled separate account | — | — | — | $171K | 0.3% | |
| AMERICAN FUNDS AM BALANCED R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $127K | 0.2% | |
| NUVEEN REAL ESTATE SEC SEL R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $108K | 0.2% | |
| AMERICAN FUNDS 2040 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $48K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Pooled separate account | — | — | — | $28K | <0.1% | |
| VANGRD TRGT RETIRE 2020 FD VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $28K | <0.1% | |
| ALGER SMALL CAP GROWTH FUND Z VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $13K | <0.1% | |
| Vanguard Inflation- Protected Securities Fund Admiral Shares Pooled separate account | — | — | — | $1K | <0.1% | |
| VANGRD INFL-PRT SECS FUND ADM VOYA RETIREMENT INSURANCE AND ANNUI · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% |