Back to filter
Original filing (PDF)20251008135543NAL0005652289001
CARLETON COLLEGE
Form 5500
FILING_RECEIVED
CARLETON COLLEGE DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
930
Accounts w/ balance
2,202
Plan assets (EOY)
$396.7M
Net assets (EOY)
$396.7M
How this plan invests
This plan
1 pooled trust
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARLETON COLLEGE.
Plan sponsor
Name
CARLETON COLLEGE
EIN
41-0694747
Address
STRONG HOUSE, ONE NORTH COLLEGE ST · NORTHFIELD, MN · 550574044
Phone
(507) 222-4068
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | NEW YORK, NY | PARTY-IN-INTEREST | $199K | — |
| MULTNOMAH GROUP, INC | 20-0361079 | PORTLAND, OR | NONE | $50K | — |
| CLIFTONLARSONALLEN LLP | 41-0746749 | MINNEAPOLIS, MN | NONE | $17K | — |
Investments
39 direct securities · 1 pooled fund· $396.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$391.3M
39 holdings
Pooled Separate Account
$5.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity | — | — | — | $86.1M | 21.7% | |
| CREF Stock | — | — | — | $47.4M | 12.0% | |
| Vanguard Stock Market Index | — | — | — | $27.1M | 6.8% | |
| CREF Social Choice | — | — | — | $18.7M | 4.7% | |
| TIAA Nuveen Lifecycle Index 2040 Fund R6 | — | — | — | $14.6M | 3.7% | |
| CREF Growth | — | — | — | $14.2M | 3.6% | |
| Vanguard Bond Market Index | — | — | — | $14.0M | 3.5% | |
| TIAA Nuveen International Responsible Equity Fd | — | — | — | $14.0M | 3.5% | |
| TIAA Nuveen Lifecycle Index 2045 Fund R6 | — | — | — | $12.5M | 3.2% | |
| CREF Global Equities | — | — | — | $12.0M | 3.0% | |
| TIAA Nuveen Lifecycle Index 2030 Fund R6 | — | — | — | $11.5M | 2.9% | |
| TIAA Nuveen Large Cap Responsible Equity Fd | — | — | — | $10.8M | 2.7% | |
| TIAA Nuveen Lifecycle Index 2035 Fund R6 | — | — | — | $10.3M | 2.6% | |
| Hotchkis and Wiley Small Cap Diversified Value Fund | — | — | — | $10.2M | 2.6% | |
| CREF Equity Index | — | — | — | $9.9M | 2.5% | |
| Vanguard International Stock Index | — | — | — | $9.8M | 2.5% | |
| TIAA Nuveen Lifecycle Index 2025 Fund R6 | — | — | — | $8.6M | 2.2% | |
| TIAA Nuveen Lifecycle Index 2050 Fund R6 | — | — | — | $8.2M | 2.1% | |
| Conestoga Small Cap Inst | — | — | — | $6.3M | 1.6% | |
| Cohen & Steers Institutional Realty Shares | — | — | — | $6.1M | 1.5% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $5.4M | 1.4% | |
| JPMorgan US Value Class R6 | — | — | — | $5.1M | 1.3% | |
| TIAA Nuveen Lifecycle Index 2020 Fund R6 | — | — | — | $4.9M | 1.2% | |
| Vanguard Value Index Admiral | — | — | — | $4.5M | 1.1% | |
| TIAA Nuveen Lifecycle Index 2055 Fund R6 | — | — | — | $3.6M | 0.9% | |
| Vanguard Inflation-Protected Securities Fund | — | — | — | $3.6M | 0.9% | |
| CREF Bond Market | — | — | — | $3.2M | 0.8% | |
| Vanguard Growth Index Admiral | — | — | — | $3.1M | 0.8% | |
| CREF Inflation-Linked Bond | — | — | — | $1.8M | 0.4% | |
| TIAA Nuveen Lifecycle Index 2060 Fund R6 | — | — | — | $1.7M | 0.4% | |
| DFA International Core Equity Inst | — | — | — | $1.4M | 0.4% | |
| American Funds New World R6 | — | — | — | $1.2M | 0.3% | |
| Vanguard Federal Money Market Inv | — | — | — | $988K | 0.2% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $937K | 0.2% | |
| TIAA Nuveen Core Impact Bond Fund R6 | — | — | — | $822K | 0.2% | |
| CREF Money Market | — | — | — | $788K | 0.2% | |
| TIAA Nuveen Lifecycle Index 2015 Fund R6 | — | — | — | $360K | <0.1% | |
| TIAA Nuveen Lifecycle Index 2065 Fund R6 | — | — | — | $335K | <0.1% | |
| Participants Participant Loans Interest Rates at 4.25% - 9.50% - | — | — | — | $332K | <0.1% | |
| TIAA Nuveen Lifecycle Index 2010 Fund R6 | — | — | — | $298K | <0.1% |
Related plans
Other plans using TIAA
DUKE UNIVERSITY
THE DUKE UNIVERSITY FACULTY AND STAFF RETIREMENT PLAN
$11.0B · 49,781 participants
THE MOUNT SINAI MEDICAL CENTER
THE MOUNT SINAI MEDICAL CENTER 403(B) RETIREMENT PLAN
$9.5B · 46,304 participants
JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES
JOHNS HOPKINS UNIVERSITY 403(B) PLAN
$8.8B · 25,218 participants
YALE UNIVERSITY
YALE UNIVERSITY RETIREMENT ACCOUNT PLAN
$8.3B · 13,709 participants
WASHINGTON UNIVERSITY IN ST. LOUIS
WASHINGTON UNIVERSITY RETIREMENT SAVINGS PLAN
$7.5B · 27,547 participants
UNIVERSITY OF ROCHESTER
UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM
$7.2B · 30,335 participants
Similar-size Educational Services plans
MID-SOUTH INDEPENDENT SCHOOL BUSINESS OFFICERS, INC.
THE INDEPENDENT SCHOOL GROUP RETIREMENT PLAN (MISBO)
$394.8M · 2,981 participants
NEW YORK UNIVERSITY
NEW YORK UNIVERSITY STAFF PENSION PLAN FOR NON-CONTRIBUTORY
$394.2M · 2,000 participants
PROVIDENCE COLLEGE
PROVIDENCE COLLEGE 403(B) PLAN
$393.5M · 1,010 participants
INTERMEDIARYED
ACT, INC. DEFINED CONTRIBUTION RETIREMENT PLAN
$393.2M · 11 participants
TRUSTEES OF THE COLLEGE OF THE HOLY CROSS
COLLEGE OF THE HOLY CROSS 403(B) DEFINED CONTRIBUTION & GROUP SUPPLEMENTAL RETIREMENT PLAN
$401.8M · 954 participants
FAIRLEIGH DICKINSON UNIVERSITY
FAIRLEIGH DICKINSON UNIVERSITY DEFINED CONTRIBUTION PLAN
$387.3M · 1,121 participants
Large plans in Minnesota
WELLS FARGO & COMPANY
WELLS FARGO & COMPANY 401(K) PLAN
$57.9B · 167,176 participants
UNITED HEALTHCARE SERVICES INC.
UNITEDHEALTH GROUP 401(K) SAVINGS PLAN MASTER TRUST
$31.0B
MINNESOTA LIFE INSURANCE COMPANY
MASTER SEPARATE ACCOUNT
$29.2B
UNITEDHEALTH GROUP INCORPORATED
UNITEDHEALTH GROUP 401(K) SAVINGS PLAN
$26.6B · 199,134 participants
TARGET CORPORATION
TARGET CORPORATION 401(K) PLAN
$14.4B · 427,999 participants
TARGET CORPORATION
TARGET CORPORATION 401(K) MASTER TRUST
$14.2B