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Original filing (PDF)20251014124404NAL0001361171001
AUGSBURG UNIVERSITY
Form 5500
FILING_RECEIVED
AUGSBURG UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 2
32% in single holdingNo recordkeeper disclosed
Active participants
705
Accounts w/ balance
1,307
Plan assets (EOY)
$149.4M
Net assets (EOY)
$149.4M
How this plan invests
This plan
1 pooled trust
Schedule D
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "TIAA Traditional Fixed Account" is 32% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUGSBURG UNIVERSITY.
Plan sponsor
Name
AUGSBURG UNIVERSITY
EIN
41-0694721
Address
2211 RIVERSIDE AVENUE SOUTH · MINNEAPOLIS, MN · 55454
Phone
(612) 330-1000
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2L · 403(b)(1) annuity
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA-TEACHERS INSURANCE AND ANNUITY | 13-1624203 | — | NONE | $55K | — |
| NFP RETIREMENT INC. | 33-0905143 | — | NONE | $9K | — |
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | NONE | $180 | — |
Investments
42 direct securities · 1 pooled fund· $149.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$147.1M
42 holdings
Pooled Separate Account
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Fixed Account | — | — | — | $48.4M | 32.4% | |
| CREF Stock Fund | — | — | — | $25.4M | 17.0% | |
| State Street State Street Equity 500 Indx K | — | — | — | $19.7M | 13.2% | |
| State Street State Street Cap Eq ExUS Idx K | — | — | — | $11.1M | 7.5% | |
| CREF Global Equities Fund | — | — | — | $9.9M | 6.6% | |
| CREF Growth Fund | — | — | — | $8.4M | 5.6% | |
| CREF Equity Index Fund | — | — | — | $4.6M | 3.1% | |
| CREF Social Choice Fund | — | — | — | $4.3M | 2.9% | |
| State Street State Street Sm Md Cp Eq Idx K | — | — | — | $3.0M | 2.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $2.4M | 1.6% | |
| State Street State Street Aggrgte Bnd Idx K | — | — | — | $2.2M | 1.4% | |
| CREF Money Market Fund | — | — | — | $2.0M | 1.3% | |
| CREF Core Bond Fund | — | — | — | $1.9M | 1.3% | |
| Schwab Treas Infl Prot Sec Idx | — | — | — | $1.4M | 1.0% | |
| iShares Developd Real Est Ix K | — | — | — | $1.2M | 0.8% | |
| CREF Inflation-Linked Bond Fund | — | — | — | $967K | 0.6% | |
| Vanguard Federal Money Fund Investor Shares | — | — | — | $436K | 0.3% | |
| TIAA Participant Loans Rates of 4.25% - 9.50% - | — | — | — | $304K | 0.2% | |
| Fidelity Low Priced Stock Fund | — | — | — | $232K | 0.2% | |
| Putnam Large Cap Value Fund R6 | — | — | — | $214K | 0.1% | |
| Fidelity Total Market Index Fund | — | — | — | $203K | 0.1% | |
| Fidelity Dividend Growth Fund | — | — | — | $162K | 0.1% | |
| Vanguard Real Estate Index Fund Admiral Shares | — | — | — | $145K | <0.1% | |
| Fidelity Freedom 2040 Fund | — | — | — | $137K | <0.1% | |
| Fidelity Mid Cap Stock Fund | — | — | — | $115K | <0.1% | |
| Fidelity Global ex US Index Fund | — | — | — | $110K | <0.1% | |
| Fidelity Fund | — | — | — | $81K | <0.1% | |
| DFA Emerging Market Core Equity Portfolio | — | — | — | $69K | <0.1% | |
| Fidelity Small Cap Stock Fund | — | — | — | $49K | <0.1% | |
| Fidelity Freedom 2025 Fund | — | — | — | $46K | <0.1% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $41K | <0.1% | |
| Fidelity Fid Mid Cap Idx | — | — | — | $25K | <0.1% | |
| Fidelity Blue Chip Growth Fund | — | — | — | $22K | <0.1% | |
| Fidelity Select Technology Portfolio | — | — | — | $21K | <0.1% | |
| Similar Party Collateral, Par, or Maturity Value ** Value * Fidelity Contrafund | — | — | — | $20K | <0.1% | |
| Fidelity Focused Stock Fund | — | — | — | $19K | <0.1% | |
| Vanguard Inflation-Protected Securities Fund Admiral Shares | — | — | — | $18K | <0.1% | |
| American Century American Century Ultra Fund R6 | — | — | — | $18K | <0.1% | |
| Fidelity Fid GOV Cash Reserve | — | — | — | $15K | <0.1% | |
| Fidelity Government Money Market Fund | — | — | — | $15K | <0.1% | |
| Victory Integrity Small-Cap Value Fund R6 | — | — | — | $11K | <0.1% | |
| Conestoga Small Cap Institutional Fund | — | — | — | $7K | <0.1% | |
| Dodge & Cox International Stock Fund | — | — | — | $5K | <0.1% |
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