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Original filing (PDF)20251015112627NAL0002323379001
3M COMPANY
Form 5500
FILING_RECEIVED
3M SAVINGS PLAN
401(k) retirement plan
Signals · 3
82% in single holdingNo recordkeeper disclosed6 service providers
Active participants
1,539
Accounts w/ balance
2,300
Plan assets (EOY)
$285.1M
Net assets (EOY)
$285.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
5 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Participants Participant notes receivable, bearing interest at rates ranging from 4.25 to 16.67 percent -" is 82% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 3M COMPANY.
Plan sponsor
Name
3M COMPANY
EIN
41-0417775
Address
3M CENTER · 223-6N-02 · ST. PAUL, MN · 551441000
Phone
(651) 733-1005
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
013
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3I · Requires investment in employer securities
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST CO. | 94-3112180 | — | NONE | $66K | — |
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $26K | — |
| 3M COMPANY | 41-0417775 | — | PLAN SPONSOR | $7K | — |
| NEWPORT TRUST COMPANY | 27-4411131 | — | NONE | $6K | — |
| CLIFTONLARSONALLEN | 41-0746749 | — | NONE | $4K | — |
| WELLINGTON TRUST COMPANY, NA | 04-2755549 | — | NONE | $0 | — |
Investments
5 direct securities · 2 pooled funds· $386.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$267.3M
1 holding
Uncategorized
$119.0M
5 holdings
Common Collective Trust
$107K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 3M VOLUNTARY INVESTMENT PLAN & SAVI 3M COMPANY · EIN 04-3205742 / PN 003 | Master Trust | — | — | $267.3M | 93.8% | |
| Participants Participant notes receivable, bearing interest at rates ranging from 4.25 to 16.67 percent - | — | — | — | $98.0M | 34.4% | |
| Various Self-directed brokerage investments | — | — | — | $9.6M | 3.4% | |
| Participants Participant notes receivable, bearing interest at rates ranging from 5.25 to 11.51 percent - | — | — | — | $7.9M | 2.8% | |
| York/Mellon Common/collective trust - Collective Trust Government Short Term Investment | — | — | — | $3.3M | 1.2% | |
| The Bank of New York/Mellon Common/collective trust - Collective Trust Government Short Term Investment | — | — | — | $107K | <0.1% | |
| 107329 THE BANK OF NY MELLON · EIN 81-6243181 / PN 001 | Common Collective Trust | — | — | $107K | <0.1% |