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Original filing (PDF)20250923091547NAL0005532001001
ALLIANCE BANK
Form 5500
FILING_RECEIVED
ALLIANCE BANK RETIREMENT PLAN
401(k) retirement plan
Active participants
107
Accounts w/ balance
146
Plan assets (EOY)
$22.9M
Net assets (EOY)
$22.9M
How this plan invests
This plan
17 pooled trusts
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALLIANCE BANK.
Plan sponsor
Name
ALLIANCE BANK
EIN
41-0362490
Address
30 7TH STREET E, SUITE 230 · ST PAUL, MN · 55101
Phone
(651) 228-2362
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COPELAND BUHL & COMPANY PLLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IFP SECURITIES LLC | — | TAMPA, FL | INVESTMENT ADVISOR | $15K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
Investments
17 pooled funds· $16.9M(74% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MASSMUTUAL BLUE CHIP GROWTH ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $2.3M | 9.9% | |
| MASSMUTUAL SELECT TRP RET 2040 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $2.2M | 9.7% | |
| MASSMUTUAL SELECT TRP RETI 2030 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $2.2M | 9.5% | |
| AMERICAN FUNDS FUNDAMENTAL INVS R4 AMERICAN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $2.2M | 9.5% | |
| MASSMUTUAL TOTAL RETURN BOND R5 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $1.6M | 7.0% | |
| MASSMUTUAL SELECT TRP RET 2020 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $1.3M | 5.6% | |
| AMERICAN FUNDS AMERICAN MUTUAL R5 AMERICAN FUNDS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.1M | 5.0% | |
| T. ROWE PRICE NEW HORIZONS T. ROWE PRICE · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $998K | 4.4% | |
| FRANKLIN SMALL CAP VALUE ADV FRANKLIN TEMPLETON INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $840K | 3.7% | |
| MASSMUTUAL SELECT TRP RET 2050 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $819K | 3.6% | |
| AMERICAN CENTURY MID CAP VALUE INV AMERICAN CENTURY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $625K | 2.7% | |
| VANGUARD MID CAP INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $426K | 1.9% | |
| MASSMUTUAL SELECT TRP RET 2060 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $184K | 0.8% | |
| MASSMUTUAL SELECT TRP RET BAL MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $84K | 0.4% | |
| MASSMUTUAL SELECT TRP RET 2010 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $43K | 0.2% | |
| MASSMUTUAL SMALL CAP GR EQ SVC MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $577 | <0.1% | |
| MFS NEW DISCOVERY R4 MFS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |