Original filing (PDF)20240826135109NAL0009563873001

JOHN DICKS & ASSOCIATES

Name: JOHN DICKS & ASSOCIATES — JOHN DICKS & ASSOCIATES 401(K) PLAN, Form 5500 (2023)
Creator: JOHN DICKS & ASSOCIATES

Form 5500-SF

FILING_RECEIVED

JOHN DICKS & ASSOCIATES 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$70K

Net assets (EOY)

$70K

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for JOHN DICKS & ASSOCIATES.

Plan sponsor

Name

JOHN DICKS & ASSOCIATES

EIN

40-1068971all filings

Address

12910 SHELBYVILLE RD. · SUITE 250 · LOUISVILLE, KY · 40243

Phone

(877) 274-3682

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-08-26

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

ODYSSEY CAPITAL ADVISORS INC

ODYSSEY CAPITAL ADVISORS INC 401(K) PLAN

$70K · 4 participants

THE REIDER GROUP

THE REIDER GROUP 401(K) PLAN

$70K · 2 participants

SYMBIOTIC CAPITAL MANAGEMENT CO. LLC

SYMBIOTIC CAPITAL MANAGEMENT CO. LLC 401(K) PLAN

$71K · 4 participants

FLIP FLOP FINANCIAL LLC

$71K · 2 participants

FIVE PINE WEALTH MANAGEMENT

FIVE PINE WEALTH 401(K) PLAN

$70K · 4 participants

Researching more plans? Run a Form 5500 search by company name, EIN, or plan name.