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Original filing (PDF)20250910051759NAL0043961202001
CAPRI COMMUNITIES LLC
Form 5500
FILING_RECEIVED
CAPRI SENIOR COMMUNITIES RETIREMENT PLAN
401(k) retirement plan
Signals · 1
~99 bps in Sched C fees
Active participants
712
Accounts w/ balance
838
Plan assets (EOY)
$9.1M
Net assets (EOY)
$9.1M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 99 bps in Schedule C fees — 91% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPRI COMMUNITIES LLC.
Plan sponsor
Name
CAPRI COMMUNITIES LLC
EIN
39-2030637
Address
20875 CROSSROADS CIRCLE · WAUKESHA, WI · 53186
Phone
(262) 798-1224
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $71K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL CORPORATION RPCP | 95-2834236 | — | INVESTMENT/FINANCIAL ADVI | $20K | — |
Investments
29 direct securities· $8.7M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $862K | 9.5% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $816K | 9.0% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $617K | 6.8% | |
| DFA US LARGE CO FUND I | Registered Investment Companies | — | — | $593K | 6.5% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $557K | 6.1% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $553K | 6.1% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $527K | 5.8% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $481K | 5.3% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $395K | 4.3% | |
| DFA US LARGE CAP VALUE PORT I | Registered Investment Companies | — | — | $362K | 4.0% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $350K | 3.8% | |
| BLK TOTAL RETURN INST | Registered Investment Companies | — | — | $343K | 3.8% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $309K | 3.4% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $272K | 3.0% | |
| PGIM SHORT TERM CORP BOND R6 | Registered Investment Companies | — | — | $207K | 2.3% | |
| DFA INTERNATIONAL SM CO INST | Registered Investment Companies | — | — | $188K | 2.1% | |
| DFA EMG MKT CORE EQ 2 I | Registered Investment Companies | — | — | $187K | 2.1% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $165K | 1.8% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $155K | 1.7% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $154K | 1.7% | |
| VANGUARD MIDCAP GROWTH IDX ADM | Registered Investment Companies | — | — | $108K | 1.2% | |
| DFA US SM CAP PORTFOLIO INST | Registered Investment Companies | — | — | $104K | 1.1% | |
| VANGUARD TREASURY MONEY MARKET | Registered Investment Companies | — | — | $87K | 1.0% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $79K | 0.9% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $79K | 0.9% | |
| FRANKLIN UTILITIES FUND - R6 | Registered Investment Companies | — | — | $74K | 0.8% | |
| INVESCO GLOBAL R6 | Registered Investment Companies | — | — | $58K | 0.6% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $49K | 0.5% | |
| LORD ABBETT DEVELOPING GR R6 | Registered Investment Companies | — | — | $18K | 0.2% |
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