Back to filter
Original filing (PDF)20251010061511NAL0004383203005
BD OF TRUSTEES OF THE ROCKFORD PIPE TRADES INDUSTRY 401K PLAN
Form 5500
FILING_RECEIVED
ROCKFORD PIPE TRADES INDUSTRY 401K PLAN
401(k) retirement plan
Signals · 3
56% in single holdingNo recordkeeper disclosed7 service providers
Active participants
567
Accounts w/ balance
717
Plan assets (EOY)
$52.3M
Net assets (EOY)
$52.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: FUTUREFUNDS SERIES ACCOUNT II OF GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (extraction pending)]" is 56% of plan.
- 28 bps in Schedule C fees — 78% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BD OF TRUSTEES OF THE ROCKFORD PIPE TRADES INDUSTRY 401K PLAN.
Plan sponsor
Name
BD OF TRUSTEES OF THE ROCKFORD PIPE TRADES INDUSTRY 401K PLAN
EIN
39-1951674
Address
4525 BOEING DRIVE · ROCKFORD, IL · 611092934
Phone
(815) 397-8350
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | NONE | $64K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | NONE | $31K | — |
| STRATEGIC CAPITAL INV. ADVISORS | 36-4268991 | — | NONE | $24K | — |
| LEGACY PROFESSIONALS LLP | 32-0043599 | — | NONE | $13K | — |
| BENEFITS MANAGEMENT GROUP, INC. | 20-0188125 | — | NONE | $8K | — |
| JOHNSON & KROL LLC | 36-4342024 | — | NONE | $7K | — |
| AMALGAMATED BANK OF CHICAGO | 36-0721895 | — | NONE | $2K | — |
Investments
2 pooled funds· $5.4M(10% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$3.0M
1 holding
Common Collective Trust
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FUTUREFUNDS SERIES ACCOUNT II EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $3.0M | 5.8% | |
| GALLIARD STABLE RETURN FUND C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | $2.7M | $2.4M | 4.6% |