This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | 84-0467907 | — | RECORDKEEPER | $7K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GOLDSTEIN ADVISORS LLC | — | MIDDLETON, WI | INVESTMENT ADVISOR | $14K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| INDEXSELECT AGGRESSIVE RETIRE FUND GREAT GRAY · EIN 81-4374798 / PN 001 | Common Collective Trust | — | — | $1.8M | 19.9% |
| Indirect comp |
|---|
| MAP RETIREMENT USA LLC | — | APPLETON, WI | CONTRACT ADMIN | $3K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-0467907 | — | INVESTMENT MGMT | $710 | — |
| INDEXSELECT MODERATE 2055 FUND CL I GREAT GRAY · EIN 81-4484368 / PN 001 | Common Collective Trust | — | — | $1.4M | 15.0% |
| INDEXSELECT AGGRESSIVE 2035 FUND CL GREAT GRAY · EIN 81-4393238 / PN 001 | Common Collective Trust | — | — | $1.2M | 13.4% |
| INDEXSELECT AGGRESSIVE 2045 FUND CL GREAT GRAY · EIN 81-4403657 / PN 001 | Common Collective Trust | — | — | $1.2M | 12.9% |
| INDEXSELECT MODERATE RETIRE FUND CL GREAT GRAY · EIN 81-4430771 / PN 001 | Common Collective Trust | — | — | $583K | 6.3% |
| PGIM Total Return Bond R6 | — | — | — | $476K | 5.1% |
| State Street Global Eq ex-US Index K | — | — | — | $389K | 4.2% |
| MFS Investment Management Value R6 | — | — | — | $357K | 3.8% |
| INDEXSELECT MODERATE 2035 FUND CL I GREAT GRAY · EIN 81-4457845 / PN 001 | Common Collective Trust | — | — | $247K | 2.7% |
| JPMorgan Chase & Co. Large Cap Growth R6 | — | — | — | $245K | 2.6% |
| Fidelity Investments 500 Index | — | — | — | $197K | 2.1% |
| INDEXSELECT AGGRESSIVE 2055 FUND I GREAT GRAY · EIN 81-4418048 / PN 001 | Common Collective Trust | — | — | $157K | 1.7% |
| INDEXSELECT AGGRESSIVE 2065 FUND I GREAT GRAY · EIN 38-7275305 / PN 001 | Common Collective Trust | — | — | $118K | 1.3% |
| maturities through April 2029 -0- | — | — | — | $100K | 1.1% |
| INDEXSELECT MODERATE 2065 FUND CL I GREAT GRAY · EIN 38-7275306 / PN 001 | Common Collective Trust | — | — | $90K | 1.0% |
| Fidelity Investments Growth Strategies K6 | — | — | — | $76K | 0.8% |
| INDEXSELECT MODERATE 2045 FUND CL I GREAT GRAY · EIN 81-4470950 / PN 001 | Common Collective Trust | — | — | $62K | 0.7% |
| DFA Emerging Markets Core Equity I | — | — | — | $60K | 0.6% |
| Avantis Investors U. S. Small Cap Value Instl | Mutual Funds | — | — | $58K | 0.6% |
| Lord Abbett & Co. Developing Growth R6 | — | — | — | $58K | 0.6% |
| State Street Aggregate Bond Index K | — | — | — | $35K | 0.4% |
| Fidelity Investments Small Cap Index | — | — | — | $34K | 0.4% |
| BLACKROCK MID CAP EQUITY INDEX FUND GREAT GRAY · EIN 20-3802327 / PN 001 | Common Collective Trust | — | — | $32K | 0.3% |
| Fully Benefit Responsive Investment Contract at Contract Value * Empower EI Fixed Account - Series Class I | — | — | — | $17K | 0.2% |
| BLACKROCK U S TIPS INDEX FUND FEE C BLACKROCK FUNDS-COLLECTIVE TRUSTS · EIN 38-4116835 / PN 001 | Common Collective Trust | — | — | $5K | <0.1% |
