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Original filing (PDF)20251014112139NAL0001298035001
HAL LEONARD LLC
Form 5500
FILING_RECEIVED
HAL LEONARD LLC DEFERRED COMPENSATION PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
296
Accounts w/ balance
537
Plan assets (EOY)
$54.0M
Net assets (EOY)
$54.0M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 25 bps in Schedule C fees — 54% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAL LEONARD LLC.
Plan sponsor
Name
HAL LEONARD LLC
EIN
39-1776304
Address
7777 WEST BLUEMOUND ROAD · MILWAUKEE, WI · 532133439
Phone
(414) 774-3630
Industry
Information / Tech / Mediasee all
Plan administrator
Name
HAL LEONARD LLC
EIN
39-1776304
City
WINONA, MN
Phone
(414) 774-3630
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $71K | — |
| THE HAYS FINANCIAL GROUP | — | MINNEAPOLIS, MN | NONE | $62K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
22 direct securities · 1 pooled fund· $53.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$49.0M
21 holdings
Common Collective Trust
$2.7M
1 holding
Mutual Funds
$1.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T Rowe Price T Rowe Price Retirement 2020 Fund N/R | — | — | — | $6.2M | 11.4% | |
| T Rowe Price T Rowe Price Retirement 2050 Fund N/R | — | — | — | $5.5M | 10.1% | |
| T Rowe Price T Rowe Price Retirement 2030 Fund N/R | — | — | — | $5.4M | 10.1% | |
| American Funds American Funds Growth Fund of N/R | — | — | — | $5.3M | 9.9% | |
| T Rowe Price T Rowe Price Retirement 2040 Fund N/R | — | — | — | $5.3M | 9.9% | |
| Dodge & Cox Funds Dodge & Cox Stock Fund N/R | — | — | — | $3.6M | 6.7% | |
| Neuberger and Berman Neuberger Berman Genesis Fund N/R | — | — | — | $3.2M | 6.0% | |
| Vanguard 500 Index Fund Adm N/R | — | — | — | $3.1M | 5.7% | |
| ONEAMERICA STABLE VALUE FUND I MIDWEST INSTITUTIONAL TRUST SERVICES · EIN 39-6490536 / PN 001 | Common Collective Trust | — | — | $2.7M | 5.0% | |
| Artisan Funds Artisan Income Mid Cap Fund N/R | — | — | — | $2.3M | 4.2% | |
| PIMCO Funds PIMCO Total Return Fund N/R | Mutual Funds | — | — | $1.6M | 3.1% | |
| T Rowe Price T Rowe Price Blue Chip Growth Fund N/R | — | — | — | $1.5M | 2.7% | |
| Morgan Stanley Morgan Stanley International Advantage N/R | — | — | — | $1.3M | 2.3% | |
| T Rowe Price T Rowe Price Retirement 2060 Fund N/R | — | — | — | $1.1M | 2.0% | |
| Vanguard Mid-Cap Index Fund N/R | — | — | — | $879K | 1.6% | |
| Vanguard Small Cap Index Fund N/R | — | — | — | $822K | 1.5% | |
| America American Funds Dodge & Cox International Stock Fund N/R | — | — | — | $812K | 1.5% | |
| Wells Fargo Allspring C&B Mid Cap Value Fund N/R | — | — | — | $649K | 1.2% | |
| DFA US Small Cap Portfolio N/R | — | — | — | $538K | 1.0% | |
| Portfolio T Rowe Price T Rowe Price Retirement 2010 Fund N/R | — | — | — | $487K | 0.9% | |
| Participant Loans Interest rates: 3.25% - 8.50% $0 | — | — | — | $380K | 0.7% | |
| Vanguard Explorer FD N/R | — | — | — | $363K | 0.7% | |
| Management William Blair William Blair Small-Mid Growth N/R | — | — | — | $280K | 0.5% |
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