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Original filing (PDF)20251014102148NAL0002509681001
BOARD OF TRUSTEES OF ASBESTOS WORKERS LOCAL 127
Form 5500
FILING_RECEIVED
HEAT & FROST INSULATORS LOCAL 127 SUPPLEMENTAL/401(K) RETIREMENT PLAN
Defined-contribution retirement plan
Signals · 3
~122 bps in Sched C feesNo recordkeeper disclosed6 service providers
Active participants
471
Accounts w/ balance
516
Plan assets (EOY)
$12.4M
Net assets (EOY)
$12.4M
How this plan invests
This plan
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 122 bps in Schedule C fees — 322% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF ASBESTOS WORKERS LOCAL 127.
Plan sponsor
Name
BOARD OF TRUSTEES OF ASBESTOS WORKERS LOCAL 127
EIN
39-1599961
Address
ONE PARK PLAZA · 11270 W PARK PLACE SUITE 950 · MILWAUKEE, WI · 53224
Phone
(414) 577-3700
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2C · Money purchase (other than target benefit)
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENESYS, INC. | 39-1400101 | MILWAUKEE, WI | PLAN ADMINISTRATOR | $28K | — |
Other
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | NONE | $58K | — |
| MARINER | — | WINTER PARK, FL | NONE | $21K | — |
| THE PREVIANT LAW FIRM, S.C. | — | MILWAUKEE, WI | NONE | $21K | — |
| SIKICH CPA LLC | 54-1172176 | — | NONE | $17K | — |
| ANDCO CONSULTING, LLC | 59-3676225 | ORLANDO, FL | NONE | $7K | — |
Investments
20 direct securities· $12.3M(99% of reported assets)
Uncategorized
$12.0M
19 holdings
Mutual Funds
$272K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Harbor Capital Appreciation Instl. Fund | — | — | — | $2.0M | 16.2% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $1.5M | 12.4% | |
| Dodge & Cox Stock - I Fund | — | — | — | $1.5M | 11.9% | |
| Fully Benefit-Responsive Investment Contracts ** Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | — | — | — | $1.4M | 11.3% | |
| Vanguard 500 Index Admiral | — | — | — | $1.2M | 9.5% | |
| T. Rowe Price Mid Cap Value Fund | — | — | — | $786K | 6.4% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $697K | 5.6% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $504K | 4.1% | |
| T. Rowe Price Mid Cap Growth Fund | — | — | — | $498K | 4.0% | |
| PIMCO Total Return Instl. Fund | — | — | — | $428K | 3.5% | |
| Vanguard Target Retirement Income Inv Fund | — | — | — | $420K | 3.4% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $311K | 2.5% | |
| American Funds EuroPacific Growth R4 Fund | Mutual Funds | — | — | $272K | 2.2% | |
| T. Rowe Price Integr. US Small Cap Growth Eqty. Inv. | — | — | — | $252K | 2.0% | |
| Vanguard Small Cap Index | — | — | — | $115K | 0.9% | |
| Invesco Developing Markets Y | — | — | — | $106K | 0.9% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $106K | 0.9% | |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $88K | 0.7% | |
| Undiscovered Mgrs Behavioral Value R6 Fund | — | — | — | $79K | 0.6% | |
| Money Market Fund DWS Government & Agency Money Fund | — | — | — | $15K | 0.1% |