Back to filter
Original filing (PDF)20251017124346NAL0003972883002
KOMATSU MINING CORP.
Form 5500
FILING_RECEIVED
KOMATSU MINING CORP RETIREE WELFARE BENEFITS PLAN
Health & welfare plan
Signals · 2
~82 bps in Sched C feesNo recordkeeper disclosed
Active participants
196
Accounts w/ balance
—
Plan assets (EOY)
$10.8M
Net assets (EOY)
$10.7M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 82 bps in Schedule C fees — 183% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KOMATSU MINING CORP..
Plan sponsor
Name
KOMATSU MINING CORP.
EIN
39-1566457
Address
PO BOX 554 · MILWAUKEE, WI · 53214
Phone
(414) 670-4400
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
510
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-17
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsBroker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILLIS TOWERS WATSON US LLC | 53-0181291 | NEW YORK, NY | BROKER | $14K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UMR, INC. | 39-1995276 | CINCINNATI, OH | CLAIMS PROCESSING | $75K | — |
Investments
29 direct securities· $17.2M(100% of reported assets)
Uncategorized
$16.3M
28 holdings
Mutual Funds
$939K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | — | — | $1.3M | $1.9M | 17.2% | |
| Vanguard Total Bond Market Index Fund | — | — | $1.6M | $1.5M | 13.9% | |
| Series transactions Purchases: Federated Hermes Government Obligations Fund | — | — | $1.4M | $1.4M | 12.7% | |
| Purchases: Vanguard Total Bond Market Index Fund | — | — | $1.1M | $1.1M | 10.4% | |
| Sales: Federated Hermes Government Obligations Fund | — | — | $1.0M | $1.0M | 9.6% | |
| Purchases: Dodge & Cox Income Fund | — | — | $1.0M | $1.0M | 9.3% | |
| Vanguard Mid Cap Index Fund | — | — | $766K | $948K | 8.8% | |
| Baird Core Plus Bond Fund | Mutual Funds | — | $995K | $939K | 8.7% | |
| Dodge & Cox Income Fund | — | — | $949K | $938K | 8.7% | |
| Purchase: Vanguard Total Bond Market Index Fund | — | — | $878K | $878K | 8.2% | |
| Party (a) Description of Asset (b) (c) (d) (e) (f) Cost (g) (h) (i) Single transactions Purchase: Dodge & Cox Income Fund | — | — | $830K | $830K | 7.7% | |
| Interest Bearing Cash Federated Hermes Government Obligations Fund | — | — | $537K | $537K | 5.0% | |
| Harbor Capital Appreciation Fund | — | — | $410K | $495K | 4.6% | |
| JPMorgan Equity Income Fund | — | — | $492K | $453K | 4.2% | |
| Dodge & Cox Stock Fund | — | — | $394K | $453K | 4.2% | |
| Columbia Funds Integrated Large Cap Growth Fund | — | — | $375K | $449K | 4.2% | |
| Vanguard Intermediate Term Treasury | — | — | $378K | $376K | 3.5% | |
| Vanguard Developed Markets Index Fund - Adm #127 | — | — | $284K | $298K | 2.8% | |
| Dodge & Cox International Stock Fund | — | — | $278K | $294K | 2.7% | |
| MFS International Intrinsic Value Fund | — | — | $336K | $293K | 2.7% | |
| Delaware Small Cap Value Fund | — | — | $193K | $203K | 1.9% | |
| Vanguard Explorer Fund | — | — | $191K | $200K | 1.9% | |
| Vanguard Emerging Markets Stock Index Fund | — | — | $184K | $199K | 1.8% | |
| Nyli Candriam Emerging Markets | — | — | $174K | $195K | 1.8% | |
| Vanguard FTSE All-World ex-US Small Cap Index Fund | — | — | $118K | $128K | 1.2% | |
| Purchases: Columbia Funds Integrated Large Cap Value Fund | — | — | $118K | $118K | 1.1% | |
| Sales: Dodge & Cox Income Fund | — | — | $56K | $57K | 0.5% | |
| Sales: Columbia Funds Integrated Large Cap Value Fund | — | — | $621K | $40K | 0.4% | |
| Purchases: Metropolitan West Total Return Bond Fund | — | — | $11K | $11K | 0.1% |