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Original filing (PDF)20251016123157NAL0013081794001
BOARD OF TRUSTEES
Form 5500
FILING_RECEIVED
PLUMBERS AND STEAMFITTERS LOCAL 400 AND MECHANICAL CONTRACTORS ASSOCIATION OF NORTH CENTRAL WISCONSIN PROFIT SHARING/401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed10 service providers
Active participants
2,130
Accounts w/ balance
2,411
Plan assets (EOY)
$476.8M
Net assets (EOY)
$476.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 23 bps in Schedule C fees — 135% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES.
Plan sponsor
Name
BOARD OF TRUSTEES
EIN
39-1511099
Address
P.O. BOX 530 · KAUKAUNA, WI · 541300530
Phone
(920) 462-0400
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsOther
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JP MORGAN INVESTMENT MGMT, INC. | 13-3200244 | — | NONE | $253K | — |
| MILLIMAN, INC. | — | MINNEAPOLIS, MN | NONE | $186K | — |
| IFM INVESTORS | — | NEW YORK, NY | NONE | $138K | — |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 45-2531297 | — | NONE | $131K | — |
| MORGAN STANLEY | — | NEW YORK, NY | NONE | $125K | — |
| REINHART BOERNER VAN DEUREN S.C. | 39-1126909 | — | NONE | $82K | — |
| MARQUETTE ASSOCIATES | 36-3485298 | — | NONE | $65K | — |
| BENEFIT PLAN ADMINISTRATION | 39-1400101 | — | NONE | $64K | — |
| SIKICH CPA LLC | 54-1172176 | — | NONE | $39K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $37K | — |
Investments
38 direct securities · 2 pooled funds· $472.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$345.4M
35 holdings
Mutual Funds
$63.4M
2 holdings
103-12 Investment Entity
$42.6M
1 holding
OTHER
$19.8M
1 holding
Common Collective Trust
$1.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | — | — | $36.5M | $87.4M | 18.3% | |
| and Money Market Mutual Fund Baird Intermediate Bond Fund Instl. | Mutual Funds | — | $62.5M | $58.8M | 12.3% | |
| JP Morgan Core Bond Fund | — | — | $44.1M | $57.7M | 12.1% | |
| PARAMETRIC DEFENSIVE EQUITY FD LLC PARAMETRIC PORTFOLIO ASSOCIATES LLC · EIN 45-2531297 / PN 001 | 103-12 Investment Entity | — | $16.2M | $42.6M | 8.9% | |
| Vanguard Total Intl. Stock Index Instl. | — | — | $30.9M | $38.1M | 8.0% | |
| Vanguard Extended Market Index Instl. | — | — | $10.6M | $37.3M | 7.8% | |
| Ares Global Multi-Asset Credit, L.P. | OTHER | — | $17.5M | $19.8M | 4.2% | |
| IFM Investors Global Infrastructure (Offshore) L.P. | — | — | $16.5M | $18.6M | 3.9% | |
| GCM Grosvenor Opportunistic Credit Fund, Ltd. | — | — | $12.0M | $15.3M | 3.2% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $12.4M | 2.6% | |
| Morgan Stanley Prime Property Fund | — | — | $4.3M | $10.7M | 2.2% | |
| JP Morgan Strategic Property Fund | — | — | $7.2M | $8.6M | 1.8% | |
| Vanguard Value Index Adm. | — | — | — | $8.3M | 1.7% | |
| Vanguard Extended Market Index Admiral | — | — | — | $8.2M | 1.7% | |
| Vanguard 500 Index Admiral | — | — | — | $5.1M | 1.1% | |
| Vanguard Target Retirement 2045 | — | — | — | $5.0M | 1.1% | |
| American Funds EuroPacific Growth R6 | Mutual Funds | — | — | $4.6M | 1.0% | |
| Vanguard Target Retirement 2055 | — | — | — | $3.1M | 0.6% | |
| Vanguard Target Retirement 2035 | — | — | — | $3.0M | 0.6% | |
| T Rowe Price QM US Small-Cap Gr. Eq. | — | — | — | $2.7M | 0.6% | |
| American Funds New Perspective R6 | — | — | — | $2.4M | 0.5% | |
| Vanguard Target Retirement 2050 | — | — | — | $2.4M | 0.5% | |
| Vanguard Target Retirement 2040 | — | — | — | $2.3M | 0.5% | |
| Blackrock Total Return Instl. | — | — | — | $2.0M | 0.4% | |
| Fidelity Balanced | — | — | — | $2.0M | 0.4% | |
| Vanguard Target Retirement 2030 | — | — | — | $1.8M | 0.4% | |
| Vanguard Target Retirement 2065 | — | — | — | $1.7M | 0.3% | |
| Baird Mid Cap Inst. | — | — | — | $1.7M | 0.3% | |
| GALLIARD STABLE RETURN FUND J SEI TRUST COMPANY · EIN 94-3371778 / PN 001 | Common Collective Trust | — | — | $1.6M | 0.3% | |
| Vanguard Federal Money Market Investor | — | — | $1.5M | $1.5M | 0.3% | |
| Vanguard Target Retirement 2060 | — | — | — | $1.5M | 0.3% | |
| Vanguard Target Retirement 2025 | — | — | — | $1.1M | 0.2% | |
| Vanguard Short Term Investment-Grade Inv. | — | — | — | $979K | 0.2% | |
| Federated High Yield Trust IS | — | — | — | $642K | 0.1% | |
| Invesco Developing Markets Fund R6 | — | — | — | $632K | 0.1% | |
| Vanguard Target Retirement Income | — | — | — | $574K | 0.1% | |
| GCM Grosvenor Opportunistic Credit Fund IV, Ltd. | — | — | $741K | $459K | <0.1% | |
| Blackrock Inflation Protected Bond Ins. | — | — | — | $232K | <0.1% | |
| Vanguard Target Retirement 2020 | — | — | — | $101K | <0.1% | |
| Nonparticipant-directed Cash Uninvested Cash | — | — | $3K | $3K | <0.1% |