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Original filing (PDF)20250729133233NAL0005989890001
R.A. SMITH, INC.
Form 5500
FILING_RECEIVED
R.A. SMITH, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
211
Accounts w/ balance
292
Plan assets (EOY)
$55.9M
Net assets (EOY)
$55.9M
How this plan invests
This plan
4 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for R.A. SMITH, INC..
Plan sponsor
Name
R.A. SMITH, INC.
EIN
39-1318572
Address
16745 WEST BLUEMOUND ROAD · SUITE 200 · BROOKFIELD, WI · 53005
Phone
(262) 317-3347
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-29
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC | 33-0905143 | — | NONE | $63K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $27K | — |
| CLIFTON LARSON ALLEN LLP | 41-0746749 | — | NONE | $16K | — |
Investments
29 direct securities · 4 pooled funds· $55.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$49.5M
29 holdings
Common Collective Trust
$6.5M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Fidelity 0 | — | — | — | $7.2M | 12.9% | |
| Harbor Capital Appreciation Instl Harbor 0 | — | — | — | $5.5M | 9.8% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $3.8M | 6.9% | |
| STABLE VALUE FUND CL I1 GREAT GRAY TRUST · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $3.6M | 6.5% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $3.4M | 6.1% | |
| American Funds Washington Mutual R6 American Funds 0 | — | — | — | $2.9M | 5.3% | |
| GG EUROPACIFIC GROWTH TRUST I1 GREAT GRAY TRUST · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $2.8M | 5.1% | |
| Dodge & Cox International Stock Fund I Dodge & Cox 0 | — | — | — | $2.3M | 4.0% | |
| Dodge & Cox Stock Fund I Dodge & Cox 0 | — | — | — | $2.1M | 3.8% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $2.1M | 3.7% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $2.1M | 3.7% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $1.9M | 3.4% | |
| American Funds American Balanced R6 American Funds 0 | — | — | — | $1.7M | 3.1% | |
| DFA U.S. Small Cap Value Portfolio I DFA 0 | — | — | — | $1.7M | 3.0% | |
| Baird Aggregate Bond Inst Baird 0 | — | — | — | $1.6M | 2.9% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $1.6M | 2.9% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $1.4M | 2.5% | |
| DFA Emerging Markets Portfolio Inst DFA 0 | — | — | — | $1.3M | 2.2% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $1.2M | 2.1% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $959K | 1.7% | |
| Vanguard Small-Cap Growth Index Adm Vanguard 0 | — | — | — | $924K | 1.7% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $922K | 1.6% | |
| Victory Pioneer Strategic Income Y Victory 0 | — | — | — | $912K | 1.6% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $548K | 1.0% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $530K | 0.9% | |
| American Century Infl-Adj Bond Inv American Century 0 | — | — | — | $346K | 0.6% | |
| DFA Intl Small Company Port Instl DFA 0 | — | — | — | $340K | 0.6% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $134K | 0.2% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $62K | 0.1% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $18K | <0.1% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $13K | <0.1% | |
| EMERGING MARKETS I1 GREAT GRAY TRUST · EIN 86-1819869 / PN 672 | Common Collective Trust | — | — | $0 | <0.1% | |
| GALLIARD STABLE RETURN FUND C GREAT GRAY TRUST · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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