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Original filing (PDF)20251002133653NAL0000529585001
VIZANCE, INC.
Form 5500
FILING_RECEIVED
VIZANCE, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
277
Accounts w/ balance
285
Plan assets (EOY)
$20.6M
Net assets (EOY)
$20.6M
How this plan invests
This plan
17 pooled trusts
Schedule D
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 45 bps in Schedule C fees — 56% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VIZANCE, INC..
Plan sponsor
Name
VIZANCE, INC.
EIN
39-1309381
Address
1320 WALNUT RIDGE DRIVE, SUITE 200 · HARTLAND, WI · 53029
Phone
(262) 367-8611
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
QBCO ASSURANCE, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $72K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $10K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH | — | JERSEY CITY, NJ | BROKER/ADVISE R | $0 | — |
| WOODBURY FINANCIAL SERVICES INC | — | OAKDALE, MN | BROKER/ADVISO R | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE CHIP RETIREMENT PLANS INC. | — | MILWAUKEE, WI | CONTRACT ADMIN | $2K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COTA STREET INVESTMENT MANAGEMENT | — | SANTA BARBARA, CA | INVESTMENT MGMT | $9K | — |
Investments
29 direct securities · 17 pooled funds· $22.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.0M
27 holdings
Common Collective Trust
$9.1M
17 holdings
Common Collective Trusts
$743K
1 holding
Mutual Funds
$194K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Large Cap Growth Instl | — | — | — | $1.9M | 9.2% | |
| Putnam Dynamic Asset Alloc Growth R6 | — | — | — | $1.7M | 8.1% | |
| COTA STREET MANAGED EQUITY ACCUMULA GREAT GRAY · EIN 38-4116858 / PN 523 | Common Collective Trust | — | — | $1.5M | 7.5% | |
| NUVEEN LIFCYCLE INDEX 2045 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $1.4M | 6.8% | |
| Fidelity 500 Index | — | — | — | $1.4M | 6.6% | |
| COTA STREET MANAGED BLEND DECUMULAT GREAT GRAY · EIN 38-4116858 / PN 527 | Common Collective Trust | — | — | $941K | 4.6% | |
| NUVEEN LIFCYCLE INDEX 2030 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $902K | 4.4% | |
| Fidelity Advisor Total Bonds Z | — | — | — | $847K | 4.1% | |
| Cota Street Managed Blend Accumulation I | Common Collective Trusts | — | — | $743K | 3.6% | |
| COTA STREET MANAGED BLEND ACCUMULAT GREAT GRAY · EIN 38-4116858 / PN 524 | Common Collective Trust | — | — | $743K | 3.6% | |
| Fidelity Mid Cap Index | — | — | — | $725K | 3.5% | |
| Vanguard Information Technology IDX ADM | — | — | — | $656K | 3.2% | |
| COTA STREET MANAGED EQUITY DECUMULA GREAT GRAY · EIN 38-4116858 / PN 526 | Common Collective Trust | — | — | $650K | 3.2% | |
| NUVEEN LIFCYCLE INDEX 2055 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $648K | 3.1% | |
| Key Guaranteed Portfolio Fund Interest Rate 1.45 | — | — | $5K | $605K | 2.9% | |
| Empower International Value Instl | — | — | — | $582K | 2.8% | |
| NUVEEN LIFECYCLE INDEX RETIREMENT SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $553K | 2.7% | |
| MFS International Growth R6 | — | — | — | $548K | 2.7% | |
| NUVEEN LIFCYCLE INDEX 2050 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $545K | 2.6% | |
| Putnam Dynamic Asset Allocation Bal R6 | — | — | — | $497K | 2.4% | |
| MFS Mid Cap Growth R6 | — | — | — | $485K | 2.4% | |
| NUVEEN LIFCYCLE INDEX 2035 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $476K | 2.3% | |
| PIMCO Income Instl | — | — | — | $388K | 1.9% | |
| Franklin Small Growth R6 | — | — | — | $331K | 1.6% | |
| Putnam Large Cap Value R6 | — | — | — | $306K | 1.5% | |
| American Funds New World R6 | — | — | — | $282K | 1.4% | |
| NUVEEN LIFCYCLE INDEX 2025 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $280K | 1.4% | |
| NUVEEN LIFCYCLE INDEX 2060 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $233K | 1.1% | |
| American Century Mid Cap Value R6 | Mutual Funds | — | — | $194K | 0.9% | |
| Empower Annuity Insurance Comp Participant Loans Various Int | — | — | — | $165K | 0.8% | |
| Interest rates range from 4.25% to 9.50% -0- | — | — | — | $165K | 0.8% | |
| NUVEEN LIFCYCLE INDEX 2040 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $154K | 0.7% | |
| MFS Global Real Estate R6 | — | — | — | $105K | 0.5% | |
| Fidelity Small Cap Index | — | — | — | $92K | 0.4% | |
| Franklin Small Cap Value R6 | — | — | — | $89K | 0.4% | |
| Putnam Dynamic Asset Allocation Con R6 | — | — | — | $78K | 0.4% | |
| BlackRock Health Sciences Opps K | — | — | — | $43K | 0.2% | |
| PGIM High-Yield R6 | — | — | — | $38K | 0.2% | |
| NUVEEN LIFCYCLE INDEX 2020 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $35K | 0.2% | |
| Key Guaranteed Portfolio Fund | — | — | — | $32K | 0.2% | |
| COTA STREET MANAGED FIXED INCOME DE GREAT GRAY · EIN 38-4116858 / PN 528 | Common Collective Trust | — | — | $20K | <0.1% | |
| PGIM Jennison Utility R6 | — | — | — | $16K | <0.1% | |
| Fidelity Global Ex Us Index | — | — | — | $10K | <0.1% | |
| COTA STREET MANAGED FIXED INCOME AC GREAT GRAY · EIN 38-4116858 / PN 525 | Common Collective Trust | — | — | $8K | <0.1% | |
| NUVEEN LIFCYCLE INDEX 2065 R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $6K | <0.1% | |
| Fidelity Us Bond Index | — | — | — | $5K | <0.1% |