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Original filing (PDF)20250702103356NAL0031311826001
ROCKLINE INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
ROCKLINE INDUSTRIES, INC. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,394
Accounts w/ balance
1,663
Plan assets (EOY)
$159.3M
Net assets (EOY)
$159.3M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
80
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
- 69% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCKLINE INDUSTRIES, INC..
Plan sponsor
Name
ROCKLINE INDUSTRIES, INC.
EIN
39-1238675
Address
1113 MARYLAND AVE · PO BOX 1007 · SHEBOYGAN, WI · 53081
Phone
(920) 452-3004
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FRANCIS INVESTMENT COUNS | 90-0142264 | — | INVESTMENT ADVISORY | $57K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $154K | — |
Investments
33 direct securities · 1 pooled fund· $159.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$145.7M
33 holdings
Common Collective Trust
$13.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $20.6M | 12.9% | |
| T. Rowe Price Funds T Rowe Price Blue Chip Growth Fund | — | — | — | $14.0M | 8.8% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $13.7M | 8.6% | |
| American Funds American Funds 2030 Target Retirement Fund | — | — | — | $13.0M | 8.2% | |
| American Funds American Funds 2035 Target Retirement Fund | — | — | — | $11.4M | 7.1% | |
| American Funds American Funds 2040 Target Retirement Fund | — | — | — | $8.3M | 5.2% | |
| American Funds American Funds 2050 Target Retirement Fund | — | — | — | $7.8M | 4.9% | |
| American Funds American Funds 2045 Target Retirement Fund | — | — | — | $7.3M | 4.6% | |
| American Funds American Funds 2055 Target Retirement Fund | — | — | — | $6.7M | 4.2% | |
| Dodge & Cox Funds Dodge & Cox Stock Fund | — | — | — | $6.1M | 3.8% | |
| Allspring Global Investments Allspring Special Mid Cap Value Fund | — | — | — | $5.5M | 3.4% | |
| American Funds American Funds 2025 Target Retirement Fund | — | — | — | $5.0M | 3.2% | |
| American Funds American Funds Europacific Growth Fund | — | — | — | $4.6M | 2.9% | |
| Eagle Financial Services Carillon Eagle Mid Cap Growth Fund | — | — | — | $4.5M | 2.8% | |
| T. Rowe Price Funds T Rowe Price Small Cap Value Fund | — | — | — | $4.3M | 2.7% | |
| Rates from 4.25% to 9.50% | — | — | — | $3.9M | 2.5% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $3.7M | 2.3% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $3.4M | 2.1% | |
| American Funds American Funds 2060 Target Retirement Fund | — | — | — | $2.7M | 1.7% | |
| Macquarie Small Cap Growth Fund | — | — | — | $2.5M | 1.6% | |
| Baird Aggregate Bond Fund | — | — | — | $2.5M | 1.6% | |
| Fidelity Investments Fidelity Global Ex U.S. Index Fund | — | — | — | $1.4M | 0.8% | |
| American Funds American Funds 2020 Target Retirement Fund | — | — | — | $1.1M | 0.7% | |
| Fidelity Investments Fidelity U.S. Bond Index Funds | — | — | — | $1.1M | 0.7% | |
| American Funds American Funds 2065 Target Retirement Fund | — | — | — | $1.1M | 0.7% | |
| Goldman Sachs Goldman Sachs Emerging Markets Equity Fund | — | — | — | $792K | 0.5% | |
| Vanguard Emerging Markets Bond Fund | — | — | — | $711K | 0.4% | |
| Pimco Funds Pimco Commodities Plus Strategy Fund | — | — | — | $468K | 0.3% | |
| Victory Funds Victory Trivalent International Small-Cap Fund | — | — | — | $431K | 0.3% | |
| American Funds American Funds 2010 Target Retirement Fund | — | — | — | $333K | 0.2% | |
| Dimensional Fund Advisors DFA Inflation Protected Securities Fund | — | — | — | $321K | 0.2% | |
| American Funds American Funds 2015 Target Retirement Fund | — | — | — | $172K | 0.1% | |
| American Funds American Funds 2070 Target Retirement Fund | — | — | — | $4K | <0.1% | |
| (E) | — | — | — | $4K | <0.1% |