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Original filing (PDF)20251001153222NAL0012791969001
GUY & O'NEILL, INC.
Form 5500
FILING_RECEIVED
SHARE IN OUR GROWTH 401(K) PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
284
Accounts w/ balance
137
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
65
Knocking points off
- Top holding "Vanguard Target Retirement 2040 Mutual fund" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
- Only 48% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GUY & O'NEILL, INC..
Plan sponsor
Name
GUY & O'NEILL, INC.
EIN
39-1234372
Address
200 INDUSRIAL DRIVE · FREDONIA, WI · 53021
Phone
(262) 447-2189
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
GRANT THORNTON, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSOCIATED TRUST COMPANY, N.A. | 30-0219031 | — | NONE | $39K | — |
Investments
25 direct securities · 2 pooled funds· $8.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.1M
25 holdings
Common Collective Trust
$310K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2040 Mutual fund | — | — | — | $2.2M | 25.9% | |
| Vanguard Target Retirement 2030 Mutual fund | — | — | — | $1.5M | 18.0% | |
| Vanguard Index TR 500 Admiral Shares Mutual fund | — | — | — | $1.0M | 12.0% | |
| Vanguard Target Retirement 2050 Mutual fund | — | — | — | $834K | 9.9% | |
| T Rowe Price Blue Chip Growth Fund Mutual fund | — | — | — | $600K | 7.1% | |
| Dodge and Cox Stock Fund Mutual fund | — | — | — | $275K | 3.3% | |
| Vanguard Extended Market Index Mutual fund | — | — | — | $270K | 3.2% | |
| MONEY MARKET COMMON TR FUND ASSOCIATED TRUST COMPANY, N.A. · EIN 52-7241044 / PN 001 | Common Collective Trust | — | — | $159K | 1.9% | |
| American Funds New Perspective Fund Mutual fund | — | — | — | $155K | 1.8% | |
| Vanguard Target Retirement 2045 Mutual fund | — | — | — | $152K | 1.8% | |
| ASSOCIATED CORE BOND FUND ASSOCIATED TRUST COMPANY, N.A. · EIN 39-6771935 / PN 001 | Common Collective Trust | — | — | $151K | 1.8% | |
| Wasatch Small Cap Growth Fund Mutual fund | — | — | — | $135K | 1.6% | |
| American Cent Equity Income Mutual fund | — | — | — | $123K | 1.5% | |
| Vanguard Target Retirement Mutual fund | — | — | — | $112K | 1.3% | |
| Participant loans Interest rates ranging from 5.25%-10.50% | — | — | — | $110K | 1.3% | |
| Dodge and Cox Balanced Fund Mutual fund | — | — | — | $103K | 1.2% | |
| Vanguard Target Retirement 2060 Mutual fund | — | — | — | $100K | 1.2% | |
| Janus Henderson Small Cap Value Fund Mutual fund | — | — | — | $93K | 1.1% | |
| Vanguard Target Retirement 2025 Mutual fund | — | — | — | $84K | 1.0% | |
| Vanguard Target Retirement 2035 Mutual fund | — | — | — | $64K | 0.8% | |
| Vanguard Target Retirement 2055 Mutual fund | — | — | — | $63K | 0.7% | |
| Vanguard Target Retirement 2020 Mutual fund | — | — | — | $41K | 0.5% | |
| MFS Mid Cap Value Fund Mutual fund | — | — | — | $40K | 0.5% | |
| AM FDS Capital World Bond FD R6 Mutual fund | — | — | — | $19K | 0.2% | |
| Nicholas II Fund Mutual fund | — | — | — | $13K | 0.2% | |
| AM FDS EuroPacific Growth Fund Mutual fund | — | — | — | $9K | 0.1% | |
| Vanguard Target Retirement 2065 Mutual fund | — | — | — | $5K | <0.1% |
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