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Original filing (PDF)20250911063017NAL0000628930001
HUPY AND ABRAHAM, S.C.
Form 5500
FILING_RECEIVED
HUPY AND ABRAHAM, S.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
159
Accounts w/ balance
225
Plan assets (EOY)
$18.4M
Net assets (EOY)
$18.4M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 43 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HUPY AND ABRAHAM, S.C..
Plan sponsor
Name
HUPY AND ABRAHAM, S.C.
EIN
39-1211548
Address
111 EAST KILBOURN AVENUE SUITE 1100 · MILWAUKEE, WI · 53202
Phone
(414) 223-4800
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLITONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $26K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DENALI WEALTH MANAGEMENT | — | MEQUON, WI | INVESTMENT ADVISOR | $32K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE CHIP RETIREMENT PLANS, INC. | — | MILWAUKEE, WI | CONTRACT ADMIN | $12K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $7K | — |
| EMPOWER FINANCIAL SERVICES | — | GREENWOOD VILLAGE, CO | INVESTMENT SERVICES | $10 | — |
Investments
35 direct securities· $18.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Self-Directed Brokerage Accounts | — | — | — | $2.7M | 14.9% | |
| Vanguard LifeStrategy Growth Fund | — | — | — | $2.0M | 10.9% | |
| Vanguard 500 Index Fund | — | — | — | $1.4M | 7.8% | |
| Brighthouse Personal Choice Variable Annuity Series | — | — | — | $1.4M | 7.6% | |
| Nuveen Lifecycle Index 2045 R6 | — | — | — | $1.3M | 7.2% | |
| JP Morgan Large Cap Growth Fund | — | — | — | $985K | 5.4% | |
| Vanguard LifeStrategy Moderate Growth Fund | — | — | — | $971K | 5.3% | |
| Nuveen Lifecycle Index 2050 R6 | — | — | — | $955K | 5.2% | |
| Empower Key Guaranteed Portfolio Fund | — | — | — | $760K | 4.1% | |
| Nuveen Lifecycle Index 2035 R6 | — | — | — | $680K | 3.7% | |
| Nuveen Lifecycle Index 2055 R6 | — | — | — | $643K | 3.5% | |
| Nuveen Lifecycle Index 2040 R6 | — | — | — | $492K | 2.7% | |
| Nuveen Lifecycle Index 2025 R6 | — | — | — | $413K | 2.2% | |
| Vanguard Small Cap Index Fund | — | — | — | $406K | 2.2% | |
| Nuveen Lifecycle Index 2030 R6 | — | — | — | $302K | 1.6% | |
| American Funds New World R6 | — | — | — | $268K | 1.5% | |
| Vanguard Mid Cap Index Fund | — | — | — | $265K | 1.4% | |
| JP Morgan Equity Income Fund | — | — | — | $249K | 1.4% | |
| Nuveen Lifecycle Index 2060 R6 | — | — | — | $239K | 1.3% | |
| Nuveen Lifecycle Index Retirement Income R6 | — | — | — | $225K | 1.2% | |
| MFS International Intrinsic Value Fund | — | — | — | $216K | 1.2% | |
| Fidelity International Capital Appreciation Fund | — | — | — | $195K | 1.1% | |
| Metropolitan West Total Return Bond Fund | — | — | — | $190K | 1.0% | |
| Vanguard Developed Markets Index | — | — | — | $134K | 0.7% | |
| Nuveen Lifecycle Index 2065 R6 | — | — | — | $134K | 0.7% | |
| Vanguard LifeStrategy Conservative Growth Fund | — | — | — | $121K | 0.7% | |
| TIAA Real Estate Institutional Fund | — | — | — | $103K | 0.6% | |
| Delaware Ivy Mid Cap Growth | — | — | — | $95K | 0.5% | |
| American Century Mid Cap Value Fund | — | — | — | $94K | 0.5% | |
| DFA U.S. Targeted Value Fund | — | — | — | $77K | 0.4% | |
| Vanguard International Value Portfolio | — | — | — | $55K | 0.3% | |
| Nuveen Lifecycle Index 2020 R6 | — | — | — | $48K | 0.3% | |
| American Funds American Balanced Fund | — | — | — | $29K | 0.2% | |
| PIMCO Income Fund | — | — | — | $20K | 0.1% | |
| Alliance Bernstein Small Cap Growth Fund | — | — | — | $15K | <0.1% |