Original filing (PDF)20250904110215NAL0016195281001

SPECTRUM INDUSTRIES, INC.

Name: SPECTRUM INDUSTRIES, INC. — SPECTRUM INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: SPECTRUM INDUSTRIES, INC.

Form 5500

FILING_RECEIVED

SPECTRUM INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Active participants

163

Accounts w/ balance

233

Plan assets (EOY)

$15.6M

Net assets (EOY)

$15.6M

How this plan invests

This plan

2 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPECTRUM INDUSTRIES, INC..

Plan sponsor

Name

SPECTRUM INDUSTRIES, INC.

EIN

39-1094074

Address

1500 W RIVER STREET · PO BOX 400 · CHIPPEWA FALLS, WI · 54729

Phone

(715) 723-6750

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-04

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$0	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
WORLD INVESTMENT ADVISORS LLC	—	SANTA BARBARA, CA	INVESTMENT ADVISOR	$5K	—

Other

Name	EIN	Location	Relation

Investments

2 pooled funds· $433K(3% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Investment	Type	Current value	% of plan
LARGE CAP GROWTH/JP MORGAN INV MGMT EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141	Pooled Separate Account	$433K	2.8%
LARGE CAP GROWTH / JP MORGAN EMPOWER ANNUITY INSURANCE COMPANY · EIN 03-1050034 / PN 141	Pooled Separate Account	$0	<0.1%