Back to filter
Original filing (PDF)20251014161430NAL0003376209001
D & S MANUFACTURING, INC.
Form 5500
FILING_RECEIVED
D & S MANUFACTURING 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
129
Accounts w/ balance
156
Plan assets (EOY)
$11.6M
Net assets (EOY)
$11.6M
How this plan invests
This plan
7 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 50 bps in Schedule C fees — 72% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for D & S MANUFACTURING, INC..
Plan sponsor
Name
D & S MANUFACTURING, INC.
EIN
39-1088864
Address
301 EAST MAIN STREET · BLACK RIVER FALLS, WI · 54615
Phone
(715) 284-5376
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSOCIATED TRUST COMPANY, N.A. | 30-0219031 | — | NONE | $58K | — |
Investments
13 direct securities · 7 pooled funds· $11.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$7.5M
7 holdings
Uncategorized
$4.0M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ASSOCIATED GROWTH LIFESTAGE FUND ASSOCIATED TRUST COMPANY, N.A. · EIN 39-6771936 / PN 001 | Common Collective Trust | — | — | $1.7M | 14.8% | |
| ASSOC CONSERV GROWTH LIFESTAGE FUND ASSOCIATED TRUST COMPANY, N.A. · EIN 39-6771935 / PN 001 | Common Collective Trust | — | — | $1.5M | 13.2% | |
| ASSOCIATED BALANCED LIFESTAGE FUND ASSOCIATED TRUST COMPANY, N.A. · EIN 39-6771933 / PN 001 | Common Collective Trust | — | — | $1.4M | 12.2% | |
| STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $1.1M | 9.9% | |
| Harbor Cap Appreciation Fund Mutual fund | — | — | — | $1.1M | 9.6% | |
| ASSOC GROWTH BALANCED LIFESTAGE FD ASSOCIATED TRUST COMPANY, N.A. · EIN 39-6771934 / PN 001 | Common Collective Trust | — | — | $1.1M | 9.2% | |
| Vanguard Index TR 500 Admiral Shares Mutual fund | — | — | — | $870K | 7.5% | |
| ASSOC CONSERV BALANCED LIFESTAGE FD ASSOCIATED TRUST COMPANY, N.A. · EIN 39-6771932 / PN 001 | Common Collective Trust | — | — | $434K | 3.7% | |
| MFS International Diversification Mutual fund | — | — | — | $344K | 3.0% | |
| Dodge & Cox Stock Fund Mutual fund | — | — | — | $337K | 2.9% | |
| ASSOCIATED CORE BOND FUND ASSOCIATED TRUST COMPANY, N.A. · EIN 90-0186734 / PN 001 | Common Collective Trust | — | — | $223K | 1.9% | |
| T Rowe PR Mid Cap Value Fund - I Mutual fund | — | — | — | $212K | 1.8% | |
| Vanguard Small Cap Index Fund Mutual fund | — | — | — | $207K | 1.8% | |
| Vanguard Mid Cap Index Fund Mutual fund | — | — | — | $202K | 1.7% | |
| Wasatch Small Cap Growth Fund Mutual fund | — | — | — | $202K | 1.7% | |
| MFS Mid Cap Growth Fund Mutual fund | — | — | — | $184K | 1.6% | |
| American Beacon Small Cap Value Mutual fund | — | — | — | $118K | 1.0% | |
| Participant loans Interest rates of 4.25% to 9.50% $0 | — | — | — | $89K | 0.8% | |
| T Rowe Price Overseas Stock Index Mutual fund | — | — | — | $83K | 0.7% | |
| American Funds New World Mutual fund | — | — | — | $67K | 0.6% |
Related plans
Other plans using ASSOCIATED TRUST COMPANY, N.A.
JOINT BOARD OF TRUSTEES OF NORTH CENTRAL STATES REGIONAL COUNCIL OF
NORTH CENTRAL STATES REGIONAL COUNCIL OF CARPENTERS PENSION FUND
$1.8B · 7,316 participants
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
$866.1M · 4,037 participants
BELLIN HEALTH SYSTEMS, INC.
BELLIN HEALTH 401(K) RETIREMENT PLAN
$756.7M · 5,313 participants
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP RETIREMENT ACCOUNT PLAN
$482.4M · 3,423 participants
JOINT BOARD OF TRUSTEES OF NORTH CENTRAL STATES REGIONAL COUNCIL OF
NORTH CENTRAL STATES REGIONAL COUNCIL OF CARPENTERS SUPPLEMENTAL RETIREMENT PLAN
$378.0M · 11,103 participants
GREEN BAY PACKAGING, INC.
GREEN BAY PACKAGING, INC. SAVINGS AND PROTECTION PLAN
$319.9M · 1,450 participants
Similar-size Manufacturing plans
KA-WOOD GEAR & MACHINE COMPANY
AMENDED EMPLOYEES' PROFIT SHARING PLAN OF KA-WOOD GEAR & MACHINE COMPANY
$11.6M · 33 participants
STRAIT STEEL, INC.
STRAIT STEEL, INC. 401K PROFIT SHARING PLAN
$11.6M · 47 participants
STEWARD MACHINE CO., INC.
STEWARD MACHINE CO., INC. PROFIT SHARING PLAN
$11.6M · 134 participants
SETINA MANUFACTURING
SETINA MANUFACTURING 401(K) PLAN
$11.6M · 156 participants
MANCOR INDUSTRIES, INC.
MANCOR INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN
$11.6M · 358 participants
INNOVATIVE HEARTH PRODUCTS LLC
INNOVATIVE HEARTH PRODUCTS LLC 401(K) PLAN
$11.5M · 414 participants
Large plans in Wisconsin
ADVOCATE AURORA HEALTH, INC
ADVOCATE AURORA HEALTH 401(K) PLAN
$10.5B · 83,445 participants
JOHNSON CONTROLS, INC.
JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN
$7.2B · 34,487 participants
JOHNSON CONTROLS, INC.
JOHNSON CONTROLS, INC. DEFINED CONTRIBUTION PLAN TRUST
$7.1B
FISERV SOLUTIONS, LLC.
FISERV 401(K) SAVINGS PLAN
$5.1B · 22,809 participants
KIMBERLY-CLARK CORPORATION
KIMBERLY-CLARK CORPORATION 401(K) & PROFIT SHARING PLAN
$5.0B · 11,273 participants
ROCKWELL AUTOMATION
ROCKWELL AUTOMATION INC DEFINED CONTRIBUTION MASTER TRUST
$3.8B