Kathleen Bennett signed Harken, Inc.'s 2023 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Harken, Inc.'s EIN is 39-1086764.
Download the official 2023 Form 5500 (PDF) for Harken, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2023 Form 5500 (PDF)Harken, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $81K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC. | 33-0905143 | — | INVESTMENT ADVISORY | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2025 | Mutual Funds | — | — | $3.0M | 12.0% | |
| Fidelity 500 Index Fund | Common Collective Trusts | — | — | $2.6M | 10.2% | |
| Vanguard Target Retirement 2035 | Mutual Funds | — | — | $2.4M | 9.5% | |
| Vanguard Target Retirement 2030 | Mutual Funds | — | — | $2.2M | 8.8% | |
| STABLE VALUE I1 FUND GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $2.0M | 8.1% | |
| Great Gray Trust Company Wilmington Trust Flexpath Single Box EuroPacific Growth Trust Class I1 | Common Stocks | — | — | $1.7M | 6.7% | |
| GREATGRAY EURO GROWTH I1 GREAT GRAY TRUST COMPANY · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $1.7M | 6.7% | |
| Vanguard Target Retirement 2045 | Mutual Funds | — | — | $1.4M | 5.5% | |
| Vanguard Target Retirement 2040 | Mutual Funds | — | — | $1.4M | 5.4% | |
| Vanguard Target Retirement 2050 | Mutual Funds | — | — | $1.2M | 4.8% | |
| Vanguard Mid Cap Index Admiral | Mutual Funds | — | — | $1.2M | 4.8% | |
| Harbor Capital Harbor Capital Appreciation Instl | Other securities | — | — | $1.1M | 4.4% | |
| Vanguard Target Retirement 2055 | Mutual Funds | — | — | $831K | 3.3% | |
| Vanguard Small Cap Index Fund - Admiral | Common Collective Trusts | — | — | $752K | 3.0% | |
| LARGE CAP VALUE II I1 FUND GREAT GRAY TRUST COMPANY · EIN 38-7264544 / PN 707 | Common Collective Trust | — | — | $583K | 2.3% | |
| Metropolitan West Metropolitan West Total Return Bond Fund Class I | Other securities | — | — | $548K | 2.2% | |
| Vanguard Target Retirement 2020 | Mutual Funds | — | — | $460K | 1.8% | |
| Vanguard Target Retirement Income Inv | Mutual Funds | — | — | $445K | 1.8% | |
| EMERGING MARKETS I1 FUND GREAT GRAY TRUST COMPANY · EIN 86-1819869 / PN 672 | Common Collective Trust | — | — | $320K | 1.3% | |
| Notes Receivable * Participant loans Interest rates of 3.25% to 8.50% - | Bonds / Notes | — | — | $305K | 1.2% | |
| DFA International Small Company I | Mutual Funds | — | — | $239K | 1.0% | |
| Vanguard Target Retirement 2060 | Mutual Funds | — | — | $184K | 0.7% | |
| Pioneer Strategic Income Y | Other securities | — | — | $114K | 0.5% | |
| Vanguard Target Retirement 2065 | Mutual Funds | — | — | $86K | 0.3% | |
| Vanguard Real Estate Index Admiral | Mutual Funds | — | — | $83K | 0.3% | |
| (E) | Other securities | — | $54K | $83K | 0.3% | |
| Self-Directed Funds Schwab Funds Self-directed brokerage | Self-Directed Brokerage | — | — | $54K | 0.2% | |
| Vanguard Target Retirement 2070 | Mutual Funds | — | — | $6K | <0.1% |
