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Original filing (PDF)20251013132537NAL0001395153001
GRAEF-USA INC.
Form 5500
FILING_RECEIVED
GRAEF ESOP
Defined-contribution retirement plan
Signals · 2
85% in single holding85% employer stock
Active participants
305
Accounts w/ balance
377
Plan assets (EOY)
$5.8M
Net assets (EOY)
$5.8M
How this plan invests
This plan
7 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "GRAEF-USA Inc. Common Stock 68,223 Shares" is 85% of plan.
- 85% of plan in employer / sponsor stock.
- 64 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRAEF-USA INC..
Plan sponsor
Name
GRAEF-USA INC.
EIN
39-1083592
Address
275 WEST WISCONSIN AVENUE · SUITE 300 · MILWAUKEE, WI · 53203
Phone
(414) 259-1500
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2I · Stock bonus
2O · ESOP (non-leveraged)
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP INC | 27-2037969 | — | RECORDKEEPER/BOOKKEEPER | $5K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | ACCOUNTANT | $22K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REINHART | 39-1126909 | — | LEGAL | $10K | — |
Investments
7 direct securities· $5.2M(90% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GRAEF-USA Inc. Common Stock 68,223 Shares | — | — | $916K | $4.4M | 76.3% | |
| Barclays Bank Barclays Bank CD Wilmington DE CD, Matures 6/2/25, Semi-annual interest, 3.05% Coupon Rate | — | — | $270K | $269K | 4.7% | |
| Paramount Bank Paramount Bank Hazelwood MD CD Matures 6/23/26, Monthly interest 4.10% Coupon Rate | — | — | $220K | $220K | 3.8% | |
| Bank of America Bank of America N Charlotte NC CD Matures 6/1/26, Semi-annual interest, 5.00% Coupon Rate | — | — | $135K | $137K | 2.4% | |
| Beal Bank Beal Bank USA Las Vegas NV CD Matures 5/21/25, Interest paid at | — | — | $90K | $90K | 1.6% | |
| Federated Hermes Prime Cash Obligations Fund | — | — | $59K | $59K | 1.0% | |
| Morgan Stanley Interest-Bearing Cash | — | — | $10K | $10K | 0.2% |
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