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Original filing (PDF)20251010154653NAL0013453936001
GRAEF-USA INC.
Form 5500
FILING_RECEIVED
GRAEF RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
21% employer stockNo recordkeeper disclosed
Active participants
315
Accounts w/ balance
424
Plan assets (EOY)
$77.8M
Net assets (EOY)
$77.8M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- 21% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRAEF-USA INC..
Plan sponsor
Name
GRAEF-USA INC.
EIN
39-1083592
Address
275 WEST WISCONSIN AVENUE · SUITE 300 · MILWAUKEE, WI · 53203
Phone
(414) 259-1500
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | MILWAUKEE, WI | ADVISOR | $47K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | AUDITOR | $24K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORD-KEEPER | $76K | — |
Investments
31 direct securities · 1 pooled fund· $77.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$74.1M
31 holdings
Common Collective Trust
$3.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GRAEF Common Stock Participant Directed Account | — | — | — | $16.4M | 21.1% | |
| American Century American Growth Fund of America | — | — | — | $8.8M | 11.3% | |
| JP Morgan JP Morgan Large Cap Growth | — | — | — | $7.0M | 9.0% | |
| American Century American Funds Washington Mutual | — | — | — | $4.7M | 6.0% | |
| JP Morgan JP Morgan Equity Income | — | — | — | $4.1M | 5.3% | |
| American Century American Funds Balanced | — | — | — | $3.5M | 4.5% | |
| MORLEY STABLE VALUE FUND CLASS 25 PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $3.3M | 4.3% | |
| American Century American Funds Euro Pacific Growth | — | — | — | $3.0M | 3.9% | |
| Similar Party Collateral, Par, or Maturity Value Cost** Value American Century American Century Mid Cap Value | — | — | — | $2.9M | 3.8% | |
| Clearbridge Small Cap Growth Fund Class | — | — | — | $2.8M | 3.6% | |
| Vanguard 500 Index- Admiral | — | — | — | $2.2M | 2.8% | |
| Vanguard Target Retirement 2030 | — | — | — | $2.1M | 2.6% | |
| Vanguard Target Retirement 2025 | — | — | — | $1.9M | 2.4% | |
| Vanguard Target Retirement 2055 | — | — | — | $1.7M | 2.1% | |
| Neuberger Berman Neuberger Berman Strategic Income | — | — | — | $1.3M | 1.7% | |
| Vanguard Target Retirement 2040 | — | — | — | $1.3M | 1.6% | |
| Vanguard Target Retirement 2020 | — | — | — | $1.2M | 1.5% | |
| Vanguard Target Retirement 2060 | — | — | — | $1.1M | 1.4% | |
| Vanguard Mid Cap Index Adm | — | — | — | $1.0M | 1.3% | |
| Vanguard Target Retirement 2050 | — | — | — | $1.0M | 1.3% | |
| Vanguard Target Retirement 2035 | — | — | — | $996K | 1.3% | |
| Vanguard Target Retirement 2045 | — | — | — | $872K | 1.1% | |
| Metropolitan West Metropolitan West Total Return Bond Plan | — | — | — | $545K | 0.7% | |
| Vanguard Target Retirement Income | — | — | — | $508K | 0.7% | |
| Vanguard Target Retirement 2065 | — | — | — | $490K | 0.6% | |
| Macquarie Mid Cap Growth | — | — | — | $463K | 0.6% | |
| Vanguard Total Intl Stock Index | — | — | — | $443K | 0.6% | |
| BlackRock High Yield Bond Portfolio | — | — | — | $442K | 0.6% | |
| GQG Partners GQG Partners Emerging Markets Equity | — | — | — | $441K | 0.6% | |
| Macquarie Small Cap Value Fund Class | — | — | — | $417K | 0.5% | |
| Vanguard Small Cap Index- Admiral | — | — | — | $386K | 0.5% | |
| Neuberger Berman Neuberger Berman Real Estate | — | — | — | $135K | 0.2% |
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