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Original filing (PDF)20250820090059NAL0001531171001
ADVOCAP, INC.
Form 5500
FILING_RECEIVED
ADVOCAP, INC. RETIREMENT PLAN
401(k) retirement plan
Active participants
158
Accounts w/ balance
217
Plan assets (EOY)
$8.0M
Net assets (EOY)
$8.0M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVOCAP, INC..
Plan sponsor
Name
ADVOCAP, INC.
EIN
39-1053365
Address
19 WEST FIRST STREET · FOND DU LAC, WI · 549361108
Phone
(920) 922-7760
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-20
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HAWKINS ASH CPAS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $24K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HONOR TOWNSEND & KENT LLC | — | PHILADELPHIA, PA | BROKER/ADVISO R | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE CHIP RETIREMENT PLANS, INC. | — | MILWAUKEE, WI | TPA | $9K | — |
Investments
31 direct securities· $7.8M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2045 Inv Mutual Fund N/A | — | — | — | $1.0M | 12.6% | |
| Vanguard Target Retirement 2050 Inv Mutual Fund N/A | — | — | — | $803K | 10.0% | |
| Vanguard Target Retirement 2040 Inv Mutual Fund N/A | — | — | — | $756K | 9.4% | |
| Vanguard Target Retirement 2030 Inv Mutual Fund N/A | — | — | — | $657K | 8.2% | |
| Vanguard Target Retirement 2035 Inv Mutual Fund N/A | — | — | — | $602K | 7.5% | |
| T. Rowe Price Capital Appreciation Mutual Fund N/A | — | — | — | $507K | 6.3% | |
| Vanguard FTSE Social Index Admiral Mutual Fund N/A | — | — | — | $503K | 6.3% | |
| Parnassus Core Equity Investor Mutual Fund N/A | — | — | — | $477K | 5.9% | |
| Vanguard Balanced Index Adm Mutual Fund N/A | — | — | — | $382K | 4.8% | |
| Vanguard Target Retirement 2055 Inv Mutual Fund N/A 48 Vanguard Target Retirement 2060 Inv Mutual Fund N/A 152 Vanguard Target Retirement Income Inv Mutual Fund N/A | — | — | — | $288K | 3.6% | |
| Vanguard Target Retirement 2020 Inv Mutual Fund N/A | — | — | — | $223K | 2.8% | |
| Key Guaranteed Portfolio Fund Group Annuity Contract N/A | — | — | — | $215K | 2.7% | |
| Vanguard Target Retirement 2025 Inv Mutual Fund N/A | — | — | — | $186K | 2.3% | |
| Calvert Equity A Mutual Fund N/A | — | — | — | $159K | 2.0% | |
| American Funds Capital Inc Bldr R5 Mutual Fund N/A | — | — | — | $122K | 1.5% | |
| Vanguard Small Cap Growth Index Admiral Mutual Fund N/A | — | — | — | $102K | 1.3% | |
| PIMCO Int Bond (USD-Hedged) Inst Mutual Fund N/A | — | — | — | $100K | 1.2% | |
| MFS International Growth R6 Mutual Fund N/A | — | — | — | $87K | 1.1% | |
| JPMorgan Equity Income A Mutual Fund N/A | — | — | — | $87K | 1.1% | |
| Franklin Rising Dividends A Mutual Fund N/A | — | — | — | $86K | 1.1% | |
| Goldman Sachs Small/Mid Cap Growth Inv Mutual Fund N/A | — | — | — | $85K | 1.1% | |
| Parnassus Mid-Cap Mutual Fund N/A | — | — | — | $80K | 1.0% | |
| Vanguard Small Cap Value Index Admiral Mutual Fund N/A | — | — | — | $52K | 0.7% | |
| Columbia Select Mid Cap Value A Mutual Fund N/A | — | — | — | $51K | 0.6% | |
| Calvert Bond A Mutual Fund N/A | — | — | — | $34K | 0.4% | |
| DFA Emerging Markets I Mutual Fund N/A | — | — | — | $34K | 0.4% | |
| Macquarie High Income Y Mutual Fund N/A | — | — | — | $27K | 0.3% | |
| Vanguard Real Estate Index Admiral Mutual Fund N/A | — | — | — | $23K | 0.3% | |
| Vanguard Developed Markets Index Admiral Mutual Fund N/A | — | — | — | $19K | 0.2% | |
| DFA International Value I Mutual Fund N/A | — | — | — | $8K | 0.1% | |
| Fidelity Small Cap Index Mutual Fund N/A | — | — | — | $4K | <0.1% |