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Original filing (PDF)20251015172226NAL0005245553001
ALTO-SHAAM, INC.
Form 5500
FILING_RECEIVED
THE EMPLOYEES OF ALTO-SHAAM RETIREMENT PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
490
Accounts w/ balance
655
Plan assets (EOY)
$48.1M
Net assets (EOY)
$47.9M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALTO-SHAAM, INC..
Plan sponsor
Name
ALTO-SHAAM, INC.
EIN
39-1020882
Address
P.O. BOX 450 · MENOMONEE FALLS, WI · 530520450
Phone
(262) 251-3800
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GROVE POINT ADVISORS LLC | — | ROCKVILLE, MD | INVESTMENT ADVISOR | $48K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE MANDMARBLESTONE GROUP LLC | — | HAVERTOWN, PA | TPA | $51K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROLAND CRISS FIDUCIARY SERVICES | — | ARLINGTON, TX | OTHER | $21K | — |
| MINNESOTA LIFE INSURANCE COMPANY | 41-0417830 | — | NONE | $9K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
31 direct securities · 1 pooled fund· $48.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$36.4M
29 holdings
Guaranteed Income / GIC
$7.1M
1 holding
Common Collective Trust
$3.3M
1 holding
Mutual Funds
$1.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| * Minnesota Life MN Life Guaranteed Return N/R | Guaranteed Income / GIC | — | — | $7.1M | 14.7% | |
| Retirement Fund Class R-6 American Funds American Funds 2035 Target Date N/R | — | — | — | $7.0M | 14.6% | |
| Retirement Fund Class R-6 American Funds American Funds 2030 Target Date N/R | — | — | — | $6.6M | 13.7% | |
| Retirement Fund Class R-6 American Funds American Funds 2040 Target Date N/R | — | — | — | $4.0M | 8.2% | |
| Retirement Fund Class R-6 American Funds American Funds 2045 Target Date N/R | — | — | — | $3.4M | 7.0% | |
| STABLE VALUE FUND FEE CLASS R1 GREAT GRAY · EIN 85-4031707 / PN 000 | Common Collective Trust | — | — | $3.3M | 6.8% | |
| Retirement Fund Class R-6 American Funds American Funds 2025 Target Date N/R | — | — | — | $3.2M | 6.6% | |
| Retirement Fund Class R-6 American Funds American Funds 2050 Target Date N/R | — | — | — | $2.4M | 5.0% | |
| Retirement Fund Class R-6 American Funds American Funds 2055 Target Date N/R | — | — | — | $2.2M | 4.5% | |
| Fidelity Large Cap Growth Index N/R | — | — | — | $1.8M | 3.8% | |
| Retirement Fund Class R-6 American Funds American Funds 2060 Target Date N/R | — | — | — | $1.5M | 3.2% | |
| Vanguard Tot Stk Mk Idx Adm N/R | Mutual Funds | — | — | $1.3M | 2.7% | |
| Retirement Fund Class R-6 American Funds American Funds 2065 Target Date N/R | — | — | — | $617K | 1.3% | |
| Vanguard Mid Cap Index Admiral N/R | — | — | — | $453K | 0.9% | |
| Participant Loans Interest rates: 4.25% to 9.50% $0 | — | — | — | $419K | 0.9% | |
| Fidelity Large Cap Value Index N/R | — | — | — | $354K | 0.7% | |
| Nuveen International Equity Index R6 N/R | — | — | — | $354K | 0.7% | |
| Retirement Fund Class R-6 American Funds American Funds 2020 Target Date N/R | — | — | — | $315K | 0.7% | |
| Vanguard Small-Cap Idx Adm N/R | — | — | — | $249K | 0.5% | |
| Vanguard Interm Bond Idx Adm N/R | — | — | — | $249K | 0.5% | |
| Retirement Fund Class R-6 American Funds American Funds New Perspective Class R-6 N/R | — | — | — | $230K | 0.5% | |
| Vanguard Small Cap Growth Index Admiral N/R | — | — | — | $230K | 0.5% | |
| Vanguard Tot Bond Mkt Idx Adm N/R | — | — | — | $209K | 0.4% | |
| Vanguard Sm-Cap Val Ind Adm N/R | — | — | — | $157K | 0.3% | |
| Dodge & Cox Dodge & Cox Intl Stock Fund N/R | — | — | — | $136K | 0.3% | |
| Fidelity Emerging Markets Idx N/R | — | — | — | $125K | 0.3% | |
| MFS Mid Cap Growth R6 N/R | — | — | — | $103K | 0.2% | |
| Dimensional Fund Advisors DFA Infl-Protected Sec Port, I N/R | — | — | — | $66K | 0.1% | |
| Fidelity Real Estate Index N/R | — | — | — | $60K | 0.1% | |
| Vanguard Mid-C Val Idx Adm N/R | — | — | — | $32K | <0.1% | |
| American Funds American Funds 2015 Target Date N/R | — | — | — | $10K | <0.1% | |
| Vanguard Energy Index Admiral N/R | — | — | — | $2K | <0.1% |