How big is Keller, Inc.'s plan?

Keller, Inc.'s plan reported $178.3M in assets and 259 participants for 2023.

Original filing (PDF)20250902102615NAL0024310672001

Keller, Inc.

Name: Keller, Inc. — Keller, Inc. Employee Stock Ownership, Form 5500 (2023)
Creator: Keller, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Keller, Inc. Employee Stock Ownership Plan & Trust

Defined-contribution retirement plan · Keller, Inc.'s Keller, Inc. Employee Stock Ownership Plan & Trust held $178.3M in plan assets for 259 participants in 2023.

Signals · 4

57% in single holding57% employer stockHigh average account balanceNo recordkeeper disclosed

Active participants

259

Accounts w/ balance

330

Plan assets (EOY)

$178.3M

Net assets (EOY)

$149.8M

People on this filing

Tracy Halbach signed Keller, Inc.'s 2023 Form 5500 as plan administrator.

Tracy Halbach — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Keller, Inc.'s EIN is 39-0971348.

EIN 39-0971348

Plan number 002

Plan year 2023

ACK ID 20250902102615NAL0024310672001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Keller, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Keller, Inc.'s plan includes a leveraged ESOP, an S-corporation ESOP.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for KELLER, INC..

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How this plan invests

This plan

70 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

85% of assets in employer securities (concentration risk).

Helping the score

High average account balance (97th percentile).

Plan sponsor

Name

KELLER, INC.

EIN

all filings

Address

N216 STATE ROAD 55 · PO BOX 620 · KAUKAUNA, WI · 54130

Phone

(920) 766-5795

Industry

Construction

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-12-01

Tax period

2024-11-30

Filed

2025-09-02

Pension benefit codes

2I · Stock bonus

2P · Leveraged ESOP

2Q · S-corporation ESOP

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Auditor

CLIFTONLARSONALLEN LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Custodian

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIRST BUSINESS BANK	39-0394950	—	CUSTODIAN	$76K	—

Investments

70 direct securities· $186.7M(100% of reported assets)

Common Stocks

$107.7M

1 holding

Other securities

$56.2M

8 holdings

Bonds / Notes

$11.4M

47 holdings

U.S. Treasuries

$8.0M

11 holdings

Mutual Funds

$2.1M

1 holding

Common Collective Trusts

$1.4M

2 holdings

					% of plan
Keller, Inc. Keller, Inc. ESOP Certificates Allocated Shares - 40,708.4492 Shares	Common Stocks	—	$13.9M	$107.7M	60.4%
Unallocated Shares - 16,264.3602 Shares	Other securities	—	$33.2M	$43.0M	24.1%
(l) 7,145,856	Other securities	—	$7.1M	$7.3M	4.1%
Net Gainor (Loss) $ - (h) CurrentValue	Other securities	—	$8.1M	$3.4M	1.9%
United States Treasury Stable FDIC Custody Fund	U.S. Treasuries	—	$2.5M	$2.5M	1.4%
United States Treasury Stable FDIC Custody Fund II	U.S. Treasuries	—	$2.3M	$2.3M	1.3%
Vanguard Total Stock Market ETF	Mutual Funds	—	$1.6M	$2.1M	1.2%
iShares Russell 1000 Growth ETF	Common Collective Trusts	—	$691K	$949K	0.5%
Asset $ (g)	Other securities	—	$916K	$930K	0.5%
United States Treasury United States Treas Bills, 04/17/2025	U.S. Treasuries	—	$900K	$920K	0.5%
United States Treasury United States Treas Nts, 1.000%, 12/15/24	U.S. Treasuries	—	$549K	$549K	0.3%
iShares Core MSCI EAFE ETF	Other securities	—	$984K	$515K	0.3%
iShares Core S&P Small-Cap ETF	Other securities	—	$578K	$506K	0.3%
Federal Home Loan Banks Federal Home Loan Banks, 3.300%, 6/30/25	Bonds / Notes	—	$248K	$497K	0.3%
iShares Russell 1000 Value ETF	Common Collective Trusts	—	$361K	$444K	0.2%
iShares Core S&P Mid-Cap ETF	Other securities	—	$329K	$407K	0.2%
Intel Corp Intel Corp, 3.700%, 7/29/25	Bonds / Notes	—	$279K	$273K	0.2%
Federal Farm Credit Banks Federal Farm Cr Bks, 1.300%, 12/1/25	Bonds / Notes	—	$270K	$262K	0.1%
Irving TX Taxable Pension Irving TX Taxable Pension, 3.409%, 9/15/26	Bonds / Notes	—	$260K	$256K	0.1%
City National Bank City National Bank Los Angeles, CA, 4.900%, 11/24/2025	Bonds / Notes	—	$250K	$251K	0.1%
Electronic Arts Inc Electronic Arts Inc, 4.800%, 3/1/26	Bonds / Notes	—	$249K	$251K	0.1%
Milwaukee County Milwaukee Cnty Wis, 2.000%, 12/1/24	Bonds / Notes	—	$259K	$250K	0.1%
Federal Home Loan Banks Federal Home Loan Banks, 2.750%, 12/13/24	Bonds / Notes	—	$266K	$250K	0.1%
Mc Lean & Woodford Cntys IL Mc Lean & Woodford Cntys IL, 3.250%, 2/1/25	Bonds / Notes	—	$252K	$249K	0.1%
United States Treasury United States Treas Nts, 2.500%, 1/31/25	U.S. Treasuries	—	$262K	$249K	0.1%
Wells Fargo Wells Fargo & Co, 3.000%, 2/19/25	Bonds / Notes	—	$266K	$249K	0.1%
Abbvie Inc Abbvie Inc, 3.600%, 5/14/25	Bonds / Notes	—	$250K	$249K	0.1%
Comcast Corporation Comcast Corp New, 3.950%, 10/15/25	Bonds / Notes	—	$277K	$249K	0.1%
Republic Svcs Inc Republic Svcs Inc, 3.200%, 3/15/25	Bonds / Notes	—	$247K	$249K	0.1%
United States Treasury United States Treas Nts, 2.625%, 3/31/25	U.S. Treasuries	—	$263K	$249K	0.1%
Starbucks Corp Starbucks Corp, 3.800%, 8/15/25	Bonds / Notes	—	$263K	$248K	0.1%
Polk Cnty IA Taxable Go Bds Polk Cnty IA Taxable Go Bds, 3.000%, 6/1/25	Bonds / Notes	—	$251K	$248K	0.1%
Federal Home Loan Meeting Corp Federal Home Loan Mtg Corp, 3.250%, 6/23/25	Bonds / Notes	—	$250K	$248K	0.1%
United States Treasury United States Treas Nts, 2.875%, 6/15/25	U.S. Treasuries	—	$248K	$248K	0.1%
Federal Home Loan Banks Federal Home Loan Banks, 2.000%, 3/28/25	Bonds / Notes	—	$250K	$248K	0.1%
United States Treasury United States Treas Nts, 2.750%, 6/30/25	U.S. Treasuries	—	$265K	$248K	0.1%
Chevron Corporation Chevron Corporation, 3.326%, 11/17/25	Bonds / Notes	—	$272K	$247K	0.1%
Walt Disney Co Walt Disney Co, 3.700%, 3/23/27	Bonds / Notes	—	$251K	$247K	0.1%
Gilead Sciences Inc Gilead Sciences Inc, 3.650%, 3/1/26	Bonds / Notes	—	$270K	$247K	0.1%
Apple Inc Apple Inc, 3.250%, 2/23/26	Bonds / Notes	—	$251K	$247K	0.1%
Ally Bank Ally Bank Midvale Utah CD, 3.000%, 12/09/2025	Bonds / Notes	—	$250K	$247K	0.1%
Federal Home Loan Banks Federal Home Loan Banks, 0.750%, 4/14/25	Bonds / Notes	—	$250K	$246K	0.1%
Bank of America Corp Bank of America Corp, 3.500%, 4/19/26	Bonds / Notes	—	$234K	$246K	0.1%
Unitedhealth Group Inc Unitedhealth Group Inc, 3.100%, 3/15/26	Bonds / Notes	—	$262K	$246K	0.1%
Morgan Stanley Bank Morgan Stanley Bank CD, 3.150%, 5/12/26	Bonds / Notes	—	$250K	$246K	0.1%
Federal Farm Credit Banks Federal Farm Cr Bks, 3.150%, 7/20/26	Bonds / Notes	—	$250K	$246K	0.1%
Citigroup Inc. Citigroup Inc, 3.400%, 5/1/26	Bonds / Notes	—	$275K	$246K	0.1%
United States Treasury United States Treas Nts, 2.625%, 12/31/25	U.S. Treasuries	—	$265K	$246K	0.1%
Discover Bank Discover Bank CD, 3.150%, 6/07/2027	Bonds / Notes	—	$250K	$244K	0.1%
United States Treasury Federated Treasury Obligations Fund	U.S. Treasuries	—	$244K	$244K	0.1%