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Original filing (PDF)20250715092211NAL0003002992001
J. J. KELLER & ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
J. J. KELLER & ASSOCIATES, INC. EMPLOYEES' 401K SAVINGS AND RETIREMENT PLAN
401(k) retirement plan
Signals · 2
36% in single holdingNo recordkeeper disclosed
Active participants
1,840
Accounts w/ balance
2,248
Plan assets (EOY)
$173.2M
Net assets (EOY)
$173.2M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Institutional Index Fund Mutual fund" is 36% of plan.
- 14 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for J. J. KELLER & ASSOCIATES, INC..
Plan sponsor
Name
J. J. KELLER & ASSOCIATES, INC.
EIN
39-0957377
Address
3003 W. BREEZEWOOD LANE · NEENAH, WI · 54957
Phone
(920) 967-7169
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES, LLC | 46-5378846 | — | NONE | $192K | — |
| ALPHA INVESTMENT CONSULTING GROUP | 39-1859759 | — | NONE | $49K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
10 direct securities · 1 pooled fund· $173.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$154.5M
10 holdings
Common Collective Trust
$18.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual fund | — | — | $50.6M | $63.7M | 36.8% | |
| Baird Intermediate Bond Fund Mutual fund | — | — | $30.0M | $32.7M | 18.9% | |
| ONEAMERIC STABLE VALUE FUND CLASS Z MIDWEST INSTITUTIONAL TRUST · EIN 39-6490536 / PN 001 | Common Collective Trust | — | $16.6M | $18.5M | 10.7% | |
| Vanguard MidCap Value Index Fund Mutual fund | — | — | $9.5M | $10.7M | 6.2% | |
| Baird MidCap Fund Mutual fund | — | — | $10.7M | $10.0M | 5.7% | |
| Vanguard International Growth Fund Mutual fund | — | — | $11.2M | $9.1M | 5.2% | |
| Columbia Pyrford International Stock Mutual fund | — | — | $7.1M | $7.2M | 4.2% | |
| Vanguard Explorer Fund Mutual fund | — | — | $7.7M | $6.9M | 4.0% | |
| American Beacon Small Cap Value Fund Mutual fund | — | — | $6.3M | $6.3M | 3.6% | |
| DFA International Small Company Portfolio Mutual fund | — | — | $4.1M | $4.0M | 2.3% | |
| DFA Emerging Markets Core Equity Portfolio Mutual fund | — | — | $4.0M | $3.9M | 2.3% |