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Original filing (PDF)20250522125301NAL0002264579001
A&E INCORPORATED
Form 5500
FILING_RECEIVED
A&E INCORPORATED 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
139
Accounts w/ balance
155
Plan assets (EOY)
$10.4M
Net assets (EOY)
$10.4M
How this plan invests
This plan
21 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 45 bps in Schedule C fees — 55% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A&E INCORPORATED.
Plan sponsor
Name
A&E INCORPORATED
EIN
39-0778827
Address
5501 21ST ST · RACINE, WI · 534065067
Phone
(262) 554-2300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-05-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
VRAKAS S.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $36K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VRAKAS | 39-1453055 | — | ACCOUNTANT | $11K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAIRD INSURANCE SERVICES INC | 39-1236032 | — | OTHER SERVICES | $0 | — |
Investments
27 direct securities · 21 pooled funds· $9.8M(94% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$5.3M
13 holdings
Uncategorized
$3.8M
27 holdings
Pooled Separate Account
$821K
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | $0 | $960K | 9.2% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | $0 | $895K | 8.6% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | $0 | $827K | 7.9% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | $0 | $512K | 4.9% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | $0 | $472K | 4.5% | |
| Vanguard Value Index Adm Fund | — | — | $0 | $458K | 4.4% | |
| Prin SmCap S&P 600 Index SA-Z | — | — | $0 | $414K | 4.0% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | $0 | $402K | 3.8% | |
| Inv Oppenheim Intl Grw R6 Fd | — | — | $0 | $390K | 3.7% | |
| Etn Vnc Atl Cp SMID-Cap R6 Fd | — | — | $0 | $366K | 3.5% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | $0 | $329K | 3.1% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | $0 | $296K | 2.8% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | $0 | $275K | 2.6% | |
| Prin MidCap Value I SA-Z | — | — | $0 | $260K | 2.5% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $260K | 2.5% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | $0 | $241K | 2.3% | |
| Western Asset Cr Pls Bd IS Fd | — | — | $0 | $221K | 2.1% | |
| Vanguard Sm Cap Val Idx Adm Fd | — | — | $0 | $182K | 1.7% | |
| Pioneer Fundamentl Growth K Fd | — | — | $0 | $167K | 1.6% | |
| Prin Fixed Inc Guar Option | — | — | $0 | $160K | 1.5% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $160K | 1.5% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $153K | 1.5% | |
| Prin MidCap S&P 400 Idx SA-Z | — | — | $0 | $153K | 1.5% | |
| Vanguard Strat Equity Inv Fund | — | — | $0 | $125K | 1.2% | |
| Prin LgCp S&P 500 Index SA-Z | — | — | $0 | $114K | 1.1% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $114K | 1.1% | |
| Vgd LT Inv-Grade Bond Adm Fund | — | — | $0 | $112K | 1.1% | |
| American Fds WshMut Inv R6 Fd | — | — | $0 | $91K | 0.9% | |
| Prin LifeTime Hybr 2030 CIT Z | — | — | $0 | $85K | 0.8% | |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $85K | 0.8% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $74K | 0.7% | |
| Prin LifeTime Hybr 2025 CIT Z | — | — | $0 | $74K | 0.7% | |
| Prin LifeTime Hybr 2035 CIT Z | — | — | $0 | $70K | 0.7% | |
| American Funds NewWorld R6 | — | — | $0 | $65K | 0.6% | |
| Vanguard Hi-Yld Corp Adm Fund | — | — | $0 | $59K | 0.6% | |
| Vanguard MidCap Val Idx Adm Fd | — | — | $0 | $49K | 0.5% | |
| DFA Intl Core Equity I Fd | — | — | $0 | $44K | 0.4% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | $0 | $35K | 0.3% | |
| Amer Funds Amer Bal R6 Fd | — | — | $0 | $25K | 0.2% | |
| Vanguard MidCp Grth Idx Adm Fd | — | — | $0 | $22K | 0.2% | |
| Vanguard Sm Cap Gr Idx Adm Fd | — | — | $0 | $19K | 0.2% | |
| DFA Infl Protected Sec I Fund | — | — | $0 | $16K | 0.2% | |
| American Funds NewPrsp R6 Fnd | — | — | $0 | $11K | 0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $769 | <0.1% | |
| Vanguard Growth Index Adm Fund | — | — | $0 | $769 | <0.1% | |
| PRIN INTL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 014 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $0 | <0.1% |
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