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Original filing (PDF)20250925124514NAL0009756976001
AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I.
Form 5500
FILING_RECEIVED
AMERICAN FAMILY 401(K) PLAN
401(k) retirement plan
Signals · 2
29% in single holdingNo recordkeeper disclosed
Active participants
11,004
Accounts w/ balance
16,303
Plan assets (EOY)
$2.2B
Net assets (EOY)
$2.2B
How this plan invests
This plan
20 pooled trusts
Schedule D
46 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "NORTHERN TRUST RUSSELL 3000 INDEX 7,339,493 Units" is 29% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I..
Plan sponsor
Name
AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I.
EIN
39-0273710
Address
6000 AMERICAN PARKWAY · MADISON, WI · 537830001
Phone
(608) 242-4100
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $1.0M | — |
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $220K | — |
| QDRO CONSULTANTS | 34-1820650 | — | NONE | $5K | — |
| EMPOWER FINANCIAL SERVICES, INC. | 84-0965407 | — | NONE | $1K | — |
Investments
26 direct securities · 20 pooled funds· $3.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$2.0B
20 holdings
Uncategorized
$1.1B
25 holdings
OTHER
$12.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NORTHERN TRUST RUSSELL 3000 INDEX 7,339,493 Units | — | — | $7.3M | $681.4M | 31.1% | |
| AMERICAN FAMILY NORTHERN TRUST ALLC NORTHERN TRUST INVESTMENTS, INC. · EIN 45-3291425 / PN 224 | Common Collective Trust | — | — | $681.4M | 31.1% | |
| THE VANGUARD TARGET RETIRE 2045 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | $1.4M | $141.4M | 6.4% | |
| BLACKROCK US DEBT INDEX FUND F BLAKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3291425 / PN 001 | Common Collective Trust | — | $4.1M | $138.2M | 6.3% | |
| THE VANGUARD TARGET RETIRE 2035 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | $1.5M | $130.1M | 5.9% | |
| AMERICAN FAMILY NORTHERN TRUST ACWI NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 103 | Common Collective Trust | — | $557K | $125.8M | 5.7% | |
| THE VANGUARD TARGET RETIRE 2050 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083969 / PN 001 | Common Collective Trust | — | $1.1M | $114.6M | 5.2% | |
| THE VANGUARD TARGET RETIRE 2040 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083975 / PN 001 | Common Collective Trust | — | $1.2M | $113.9M | 5.2% | |
| THE VANGUARD TARGET RETIRE 2055 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | $800K | $99.4M | 4.5% | |
| THE VANGUARD TARGET RETIRE 2030 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | $1.1M | $96.0M | 4.4% | |
| Total Deutsche Separately Managed Account | — | — | — | $84.7M | 3.9% | |
| TREASURY BILLS 0%, Due on 6/5/2025 U.S. Government Securities | — | — | — | $83.0M | 3.8% | |
| AMERICAN FAMILY NORTHERN TR RUSSELL NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 107 | Common Collective Trust | — | $1.1M | $67.6M | 3.1% | |
| THE VANGUARD TARGET RETIRE 2025 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | $775K | $62.2M | 2.8% | |
| NORTHERN TRUST SMALL CAP 138,180 Units | — | — | $138K | $59.0M | 2.7% | |
| MERICAN FAMILY NORTHERN TRUST SMAL NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 007 | Common Collective Trust | — | — | $59.0M | 2.7% | |
| DODGE & COX INTERNATIONAL STOCK X 1,041,391 Units | — | — | $1.0M | $52.0M | 2.4% | |
| AMERICAN FAMILY NORTHERN TR RUSSELL NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 095 | Common Collective Trust | — | $555K | $40.3M | 1.8% | |
| from 1/3/2025 to 5/29/2048 Participant Loans | — | — | — | $36.2M | 1.7% | |
| THE VANGUARD TARGET RETIRE 2060 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799212 / PN 001 | Common Collective Trust | — | $515K | $33.6M | 1.5% | |
| BOSTON PARTNERS MID CAP VALUE EQUIT BOSTON PARTNERS · EIN 93-4706404 / PN 001 | Common Collective Trust | — | $3.0M | $31.2M | 1.4% | |
| THE VANGUARD TARGET RETIRE 2020 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | $255K | $19.3M | 0.9% | |
| THE VANGUARD TARGET RETIRE INC TRUS VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | $263K | $17.9M | 0.8% | |
| VANGUARD SHORT-TERM BOND IDX I 1,688,130 Units | — | — | $1.7M | $17.1M | 0.8% | |
| b) Identity of Issue, Borrower, Lender or Similar c) Description d) Historical e) Market Value Party Cost BAILLIE GIFFORD INTERNATIONAL ALPHA K 1,056,673 Units | — | — | $1.1M | $13.4M | 0.6% | |
| Other | OTHER | — | — | $12.5M | 0.6% | |
| SELF-DIRECTED BROKERAGE ACCOUNTS 1,446,410 Units | — | — | $1.4M | $12.5M | 0.6% | |
| TREASURY BILLS 0%, Due on 1/16/2025 UNITED STATES OF AMERICA Par Value of $6,998,000, Rate of | — | — | — | $7.0M | 0.3% | |
| TREASURY BILLS 0%, Due on 5/22/2025 UNITED STATES OF AMERICA Par Value of $6,000,000, Rate of | — | — | — | $5.9M | 0.3% | |
| TREASURY BILLS 0%, Due on 5/29/2025 UNITED STATES OF AMERICA Par Value of $5,750,000, Rate of | — | — | — | $5.6M | 0.3% | |
| Lender or Similar Party Cost Deutsche Separately Managed Account UNITED STATES OF AMERICA Par Value of $5,500,000, Rate of | — | — | — | $5.5M | 0.2% | |
| TREASURY BILLS 0%, Due on 4/3/2025 UNITED STATES OF AMERICA Par Value of $5,500,000, Rate of | — | — | — | $5.4M | 0.2% | |
| TREASURY BILLS 0%, Due on 3/27/2025 UNITED STATES OF AMERICA Par Value of $5,450,000, Rate of | — | — | — | $5.4M | 0.2% | |
| TREASURY BILLS 0%, Due on 2/13/2025 UNITED STATES OF AMERICA Par Value of $5,200,000, Rate of | — | — | — | $5.2M | 0.2% | |
| TREASURY BILLS 0%, Due on 1/9/2025 UNITED STATES OF AMERICA Par Value of $5,000,000, Rate of | — | — | — | $5.0M | 0.2% | |
| TREASURY BILLS 0%, Due on 1/30/2025 UNITED STATES OF AMERICA Par Value of $5,000,000, Rate of | — | — | — | $5.0M | 0.2% | |
| TREASURY BILLS 0%, Due on 2/27/2025 UNITED STATES OF AMERICA Par Value of $4,997,000, Rate of | — | — | — | $4.9M | 0.2% | |
| TREASURY BILLS 0%, Due on 4/24/2025 UNITED STATES OF AMERICA Par Value of $5,000,000, Rate of | — | — | — | $4.9M | 0.2% | |
| TREASURY BILLS 0%, Due on 4/17/2025 UNITED STATES OF AMERICA Par Value of $5,000,000, Rate of | — | — | — | $4.9M | 0.2% | |
| TREASURY BILLS 0%, Due on 6/12/2025 UNITED STATES OF AMERICA Par Value of $4,500,000, Rate of | — | — | — | $4.5M | 0.2% | |
| TREASURY BILLS 0%, Due on 2/20/2025 UNITED STATES OF AMERICA Par Value of $4,500,000, Rate of | — | — | — | $4.4M | 0.2% | |
| THE VANGUARD TARGET RETIRE 2065 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | $108K | $4.3M | 0.2% | |
| MONEY MARKET FUND CL.INST Interest-Bearing Cash | — | — | — | $1.7M | <0.1% | |
| Deutsche Separately Managed Account JPMORGAN FUNDS US GOVERNMENT 1,660,852 Units | — | — | $1.7M | $1.7M | <0.1% | |
| THE VANGUARD TARGET RETIRE 2070 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7035538 / PN 001 | Common Collective Trust | — | $36K | $884K | <0.1% | |
| WESTFIELD MID CAP GROWTH EQUITY CIT COMERICA BANK · EIN 82-6649344 / PN 001 | Common Collective Trust | — | $20K | $275K | <0.1% |