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Original filing (PDF)20251013091242NAL0000405747001
UNITED COOPERATIVE
Form 5500
FILING_RECEIVED
UNITED COOPERATIVE 401(K) PLAN
401(k) retirement plan
Active participants
531
Accounts w/ balance
789
Plan assets (EOY)
$70.0M
Net assets (EOY)
$70.0M
How this plan invests
This plan
9 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNITED COOPERATIVE.
Plan sponsor
Name
UNITED COOPERATIVE
EIN
39-0191260
Address
N7160 RACEWAY ROAD · BEAVER DAM, WI · 53916
Phone
(920) 887-1756
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $28K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $40K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COTA STREET INVESTMENT MANAGEMENT | — | SANTA BARBARA, CA | INVESTMENT MGMT | $41K | — |
Investments
32 direct securities · 9 pooled funds· $70.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$53.9M
32 holdings
Common Collective Trust
$12.5M
7 holdings
Pooled Separate Account
$3.6M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Harbor Capital Appreciation Fund | — | — | — | $6.4M | 9.1% | |
| Fidelity Total Market Index Fund | — | — | — | $5.4M | 7.8% | |
| Empower T. Rowe Price Mid Cap | — | — | — | $4.5M | 6.4% | |
| COTA STREET MANAGED EQUITY ACCUMULA GREAT GRAY · EIN 38-4116855 / PN 523 | Common Collective Trust | — | — | $4.3M | 6.1% | |
| Dodge & Cox Stock Fund | — | — | — | $3.8M | 5.4% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $3.6M | 5.1% | |
| COTA STREET MANAGED BLEND DECUMULAT GREAT GRAY · EIN 38-4116859 / PN 527 | Common Collective Trust | — | — | $3.4M | 4.8% | |
| Fidelity Mid Cap Index Fund | — | — | — | $3.3M | 4.8% | |
| Fidelity Balanced Fund | — | — | — | $2.8M | 4.1% | |
| Fidelity Freedom Index 2030 Premier | — | — | — | $2.8M | 4.1% | |
| Empower Annuity Insurance Company of America Group Annuity Contract Group annuity contract #338751-01 | — | — | — | $2.7M | 3.9% | |
| Fidelity Small Cap Growth K6 | — | — | — | $2.7M | 3.9% | |
| T. Rowe Price Mid Cap Value Fund | — | — | — | $2.6M | 3.7% | |
| COTA STREET MANAGED BLEND ACCUMULAT GREAT GRAY · EIN 38-4116856 / PN 524 | Common Collective Trust | — | — | $2.5M | 3.6% | |
| Vanguard Windsor II Admiral Fund | — | — | — | $2.1M | 3.1% | |
| American Funds EuroPacific Growth Fund | — | — | — | $1.8M | 2.6% | |
| Putnam Large Cap Value R6 | — | — | — | $1.6M | 2.3% | |
| COTA STREET MANAGED EQUITY DECUMULA GREAT GRAY · EIN 38-4116858 / PN 526 | Common Collective Trust | — | — | $1.4M | 2.0% | |
| Fidelity Advisor Total Bond Z | — | — | — | $1.2M | 1.8% | |
| Fidelity Freedom Index 2050 Premier | — | — | — | $1.2M | 1.7% | |
| Fidelity Freedom Index 2035 Premier | — | — | — | $1.2M | 1.7% | |
| Fidelity Small Cap Index Fund | — | — | — | $1.0M | 1.5% | |
| Fidelity Freedom Index 2045 Premier | — | — | — | $875K | 1.3% | |
| Fidelity Freedom Index 2025 Premier | — | — | — | $812K | 1.2% | |
| Fidelity Freedom Index 2060 Premier | — | — | — | $768K | 1.1% | |
| Fidelity Freedom Index 2040 Premier | — | — | — | $728K | 1.0% | |
| American Funds New World Fund | — | — | — | $728K | 1.0% | |
| Various Maturities - | — | — | — | $491K | 0.7% | |
| Fidelity Freedom Index 2020 Premier | — | — | — | $461K | 0.7% | |
| COTA STREET MANAGED FIXED INCOME DE GREAT GRAY · EIN 38-4116860 / PN 528 | Common Collective Trust | — | — | $437K | 0.6% | |
| Fidelity Freedom Index 2055 Premier | — | — | — | $420K | 0.6% | |
| PIMCO Real Return Institutional Fund | — | — | — | $322K | 0.5% | |
| Dodge & Cox International Stock Fund | — | — | — | $312K | 0.4% | |
| COTA STREET MANAGED FIXED INCOME AC GREAT GRAY · EIN 38-4116857 / PN 525 | Common Collective Trust | — | — | $258K | 0.4% | |
| COHEN & STEERS U S REALTY FUND CLAS COHEN & STEERS REALTY SHARES · EIN 47-1211722 / PN 003 | Common Collective Trust | — | — | $248K | 0.4% | |
| Fidelity Freedom Index 2065 Premier | — | — | — | $211K | 0.3% | |
| Franklin Small Cap Value R6 | — | — | — | $205K | 0.3% | |
| Baird Aggregate Bond Fund | — | — | — | $136K | 0.2% | |
| Fidelity Freedom Index Income Premier | — | — | — | $55K | <0.1% | |
| Fidelity Freedom Index 2015 Premier | — | — | — | $35K | <0.1% | |
| LARGE CAP GROWTH / JPMORGAN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $0 | <0.1% |
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